Post Jobs Upload Your Resume Log in

Brokers Jobs in Dublin

11 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Ohio
  4. Dublin
  5. Brokers

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Sep 11, 26
Full-time 34 views Experience : Min 8 yrs required
Job Tags:
FINRA investment management regulatory compliance
Job Tags:
FINRA investment management regulatory compliance

Compliance Officer - Investment Management Chief Compliance Officer Opening in Calfee's Cleveland, Columbus, or Cincinnati Office Opportunity for a Chief Compliance Officer in the Investment Management group in our Cleveland, Columbus, or Cincinnati office. This role...

Posted On Sep 11, 26
Full-time 41 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
FINRA investment management regulatory compliance
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
FINRA investment management regulatory compliance

• Develop and maintain regulatory compliance standards for registered investment adviser and broker-dealer clients • Implement and monitor compliance policies and procedures • Develop strategic vision for compliance functional areas • Maintain regulatory risk and governance oversight • Analyze and...

Posted On Sep 24, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing

Title: Tax Senior Consultant - SAP Global Trade** **Job Responsibilities:** As a Senior Consultant within the SAP Global Trade group, your responsibilities will include: - Conducting assessments of existing information systems and identifying gaps between business requirements and current process/system capabilities during workshops...

Posted On Sep 25, 26
Full-time 8 views Experience : Min 8 yrs required
Job Tags:
brokers criminal Customs Law directors export control global trade Government Immigration international trade Software
Job Tags:
brokers criminal Customs Law directors export control global trade Government Immigration international trade Software

Title: Sr. Manager, Indirect Tax - Global Trade Job Responsibilities: As a Senior Manager on the Global Trade team, you will engage in a variety of tasks that require regulatory analysis for different entities and their affiliates. Your responsibilities will include: - Assisting...

Posted On Sep 22, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
Affirmative Action asset management banking Capital Markets construction family Financial Institutions general liability Insurance Litigation pension spectrum
Job Tags:
Affirmative Action asset management banking Capital Markets construction family Financial Institutions general liability Insurance Litigation pension spectrum

Title: Financial Services Business Consulting, Insurance - Property & Casualty Senior Job Responsibilities: The Senior Consultant in the Property & Casualty Business Consulting practice is responsible for strengthening and growing the practice by focusing on claims within the insurance sector. Key responsibilities...

Posted On Jul 20, 26
Full-time 1 views Experience : 8-10 yrs required
Job Tags:
ADA air Asset Protection authors Business Law Employee Rights Estate Planning finance financial products FINRA Harassment Insurance marketing Mutual Funds partnerships pension Qualified Retirement Plans trusts wealth transfer
Job Tags:
ADA air Asset Protection authors Business Law Employee Rights Estate Planning finance financial products FINRA Harassment Insurance marketing Mutual Funds partnerships pension Qualified Retirement Plans trusts wealth transfer

Title: Technical Director, Advanced Consulting Group (Life) Job Responsibilities: As a Technical Director in the Advanced Consulting Group (Life Team) at the company, the primary responsibility is to assist financial professionals in navigating complex domains such as life insurance, wealth transfer, estate...

Posted On Sep 24, 26
Full-time 1 views Experience : Min 3 yrs required
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing

Title: Senior, Indirect Tax - Global Trade Job Responsibilities: As a Senior Consultant on the Global Trade team, the candidate will be engaged in various tasks that require regulatory analysis for different entities and their affiliates. The responsibilities include: - Assisting importers and...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
banking FINRA licensing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
banking FINRA licensing regulatory compliance securities laws special projects UDAAP wealth management

Title: Assistant General Counsel - Wealth Management - Vice President Job Responsibilities: - Serve as a primary legal contact supporting company’s wealth management’s bank-based sales channel for the retail investment business. - Act as legal counsel for banking products distributed through company’s wealth...

Posted On Sep 16, 26
Full-time 3 views Experience : Min 5 yrs required
Job Tags:
corporate transactions criminal employee benefits equity Equity Compensation finance Immigration pension
Job Tags:
corporate transactions criminal employee benefits equity Equity Compensation finance Immigration pension

Title: Tax Manager, Global Employer Services - Equity Operations Advisory Job Responsibilities: As a Tax Manager in the Equity Operations Advisory within the Global Employer Services practice, the primary responsibilities include: - Assessing current stock administration functions, focusing on people, processes, technology,...

Posted On Sep 22, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements fiduciary fiduciary duty FINRA Government Investment Advisers Act of 1940 investment management marketing special projects wealth management
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements fiduciary fiduciary duty FINRA Government Investment Advisers Act of 1940 investment management marketing special projects wealth management

Title: Legal Counsel for Wealth Management Investment Solutions (VP) in Asset & Wealth Management Job Responsibilities: - Provide strategic and day-to-day legal counsel on discretionary and non-discretionary advisory strategies for various programs distributed in the . and internationally. - Advise on the creation,...

Posted On Aug 10, 26
Full-time 29 views Experience : 4-20 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management

Title: Chief Compliance Officer Or Senior CounselJob Overview: A distinguished law firm based in Columbus, OH is seeking an accomplished compliance and legal professional with deep experience in investment regulation to serve in a senior leadership capacity. This position will play...

By Employer Type

In-House Law Firm Recruiter
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend