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Brokers Jobs in Matthews

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United States
Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Title: SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, offering legal analysis and advice related to compliance with applicable rules, regulations, and legal risks impacting brokerage and...

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Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner closely with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations,...

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Posted On Sep 23, 26
Full-time 2 views Experience : 1-5 yrs required
Practice Area:
Insurance Defense - General Insurance Coverage Personal Injury Defense
Job Tags:
children contracts crime depositions endorsements family health insurance indemnity Insurance Litigation marketing pension professional liability Surety Bonds Transportation trials
Practice Area:
Insurance Defense - General Insurance Coverage Personal Injury Defense
Job Tags:
children contracts crime depositions endorsements family health insurance indemnity Insurance Litigation marketing pension professional liability Surety Bonds Transportation trials

Title: EPL & D&O Liability Associate Claim Counsel Job Responsibilities: - Analyze, investigate, and resolve Bond & Specialty Claims of lower severity and complexity with close supervision, adhering to operational policies. - Retain, monitor, and manage outside counsel and other vendors by utilizing...

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Posted On Sep 10, 26
Full-time 8 views Experience : Min 3 yrs required
Job Tags:
agreements company policies criminal export control family Government H-1B Insurance Taxation Visa
Job Tags:
agreements company policies criminal export control family Government H-1B Insurance Taxation Visa

Title: Senior Associate, Trade & Customs - Export Job Responsibilities: - Meet with and provide advice to clients across various industries on export compliance matters. - Lead and manage client projects, including export classifications, audits, reviews, program development, and training. - Support market development...

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Posted On Sep 22, 26
Full-time 4 views Experience : Min 6 yrs required
Job Tags:
Affirmative Action asset management banking Capital Markets construction family Financial Institutions general liability Insurance Litigation pension spectrum
Job Tags:
Affirmative Action asset management banking Capital Markets construction family Financial Institutions general liability Insurance Litigation pension spectrum

Title: Financial Services Business Consulting, Insurance - Property & Casualty Senior Job Responsibilities: - Participate in engagement teams focusing on complex property & casualty management issues. - Develop and implement AI-enabled and digital strategies to enhance claim program performance. - Analyze historical data to...

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Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

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Posted On Jun 30, 26
Full-time 4 views
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance across broker-dealer and investment advisory operations. - Advise...

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Posted On Jul 01, 26
Full-time 6 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: Vice President, Cybersecurity Attorney Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters for the company, providing strategic counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities. - Advise on legal and regulatory...

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Posted On Jul 03, 26
Full-time 5 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters within the company. - Provide strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance across broker-dealer and investment...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: - Advise on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution...

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Posted On Sep 05, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
brokers COBRA equity ERISA family finance FMLA HIPAA Insurance LLC Partnership trusts
Job Tags:
brokers COBRA equity ERISA family finance FMLA HIPAA Insurance LLC Partnership trusts

Title: Total Rewards Specialist Job Responsibilities: The Total Rewards Specialist at the law firm is tasked with administering and enhancing the firm's benefits, leave, and compensation programs to ensure an excellent employee experience and robust governance. Reporting to the Human Resources Manager,...

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Posted On Sep 14, 26
Full-time 3 views Experience : 3-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

Title: Associate - Financial Services Group Job Responsibilities: - The associate will work within the Financial Services group, providing legal counsel and advice to financial services firms, asset managers, and investment funds. - Duties include advising on a variety of fund structures and...

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Posted On Jul 31, 26
Full-time 3 views Experience : 2-3 yrs required
Practice Area:
Real Estate - Purchase and Sale (Residential) Real Estate - General
Job Tags:
brokers closing documents family Insurance insurance coverage Real Estate Law residential real estate title
Practice Area:
Real Estate - Purchase and Sale (Residential) Real Estate - General
Job Tags:
brokers closing documents family Insurance insurance coverage Real Estate Law residential real estate title

closing documents and title searches for legal sufficiency. - Address title curative matters and resolve issues efficiently. - Communicate with clients, brokers, lenders, and title companies... throughout the closing process. - Handle a high volume of transactions while delivering top-notch service. - Provide pra...

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Posted On Aug 14, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
bodily injury brokers child class action construction family indemnity Insurance insurance defense Litigation title toxic tort trials underwriters
Job Tags:
bodily injury brokers child class action construction family indemnity Insurance insurance defense Litigation title toxic tort trials underwriters

Title: Complex Claims and Coverage Specialist Job Responsibilities: - Deliver industry-leading technical claim handling/management and outcomes while providing business support and exceptional customer service. - Collaborate with TPA team members, Arch Claim Account Managers (CAMs), and other claim professionals to develop and execute...

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Posted On Sep 10, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
company policies criminal family foreign trade global trade Insurance
Job Tags:
company policies criminal family foreign trade global trade Insurance

Title: Senior Associate, Global Trade Technology Job Responsibilities: - Support the implementation of Global Trade Technology solutions, which includes the design, build, training, testing, and deployment stages of each project. - Write blueprint and specification documents, perform system configuration, rigorously...

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Real Estate Attorney

Recruiter • **Members Only** Charlotte, NC

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Posted On Aug 17, 26
Full-time 20 views Experience : 1-8 yrs required
Practice Area:
Real Estate - Purchase and Sale (Residential) Real Estate - Purchase and Sale (Commercial) Real Estate - General
Practice Area:
Real Estate - Purchase and Sale (Residential) Real Estate - Purchase and Sale (Commercial) Real Estate - General

OverviewA law firm seeks a Real Estate Attorney to join its team in Charlotte, NC. The successful candidate will manage all aspects of real estate closings, from title search and review to closing ceremonies, funding, and , review, and comment...

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