Brokers Jobs in Olympia

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United States
Full-time 1 views Experience : 3-5 yrs required

Assistant Attorney General - Government Compliance and Enforcement Division Job Description: The Assistant Attorney General (AAG) position is within the Government Compliance and Enforcement Division (GCE) of the Attorney General's Office (AGO). Located in Olympia, this role offers a flexible/hybrid remote employment...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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of Washington Dept. of Financial Institutions invites applications for the position of: Financial Legal Examiner [1112CSFLE1(35)] SALARY: $3, - $5, Monthly $43, - $64, Annually OPENING DATE: 12/01/11 CLOSING DATE: 12/18/11 11:59 PM DESCRIPTION: Providing Regulatory Oversight for Our States Financial Service Providers The read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Officer Olympia, WA Duties: Developing, implementing, overseeing and measuring the compliance program for the SEC registered RIAs, including the overlap of compliance functions relating to broker/dealer activities. Ensure all clients, employees and partners are kept current on compliance with state and federal rules, regulations and laws, as well as strategic compliance initiatives. Establish/revise compliance business goals and monitor business activities t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Officer The candidate will be responsible for developing, implementing, overseeing and measuring the compliance program for the SEC registered RIAs, including the overlap of compliance functions relating to broker/dealer activities. Will assist on administration of RIA Compliance. Ensure all clients, employees and partners are kept current on compliance with state and federal rules, regulations and laws, as well as strategic compliance initiatives. Establish... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal II Duties : Supports the mission of the Attorney General's Office by assisting Assistant Attorneys General in developing and prosecuting cases with the goal of protecting the citizens of the State of Washington. Primarily work on cases litigated on behalf of the Department of Financial Institutions, including matters involving consumer loans, mortgage brokers, payday lenders, securities, credit... unions and banks. May also work on liquor and marijuana licensing and e... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Examiner The candidate will be providing Regulatory Oversight for Our State's Financial Service Providers. Under supervision, this position supports the mission of the agency by reviewing initial licensing applications of investment advisers and broker-dealers and their representatives. The position will also conduct examinations and investigations of investment advisers, broker-dealers and their representatives and analyze associated financial records that m... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Rights Investigator II Duties : Functions independently as an impartial fact–finding agent of the Commission while investigating single and multiple issue discrimination cases of varying difficulty and complexity that allege a violation of the Washington State Law Against Discrimination RCW , the Federal Civil Rights Act of 1964 Titles VII (Employment) and VIII (Fair Housing), the ADEA, and the ADA and Whistleblower cases. Gathers and preserves documentary evidenc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Title: Financial Legal Examiner Opening Date/Time: Wed. 01/26/11 12:00 AM Pacific Time Closing Date/Time: Sun. 02/06/11 11:59 PM Pacific Time Salary: $3, - $6, Monthly $44, - $75, Annually Job Type: Full Time - Permanent Location: Thurston County Tumwater, Washington Department: Dept. of Financial Institutions **THE CLOSING DATE FOR THIS POSITION HAS BEEN EXTENDED** ABOUT read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Washington Dept. of Financial Institutions invites applications for the position of: Financial Legal Examiner [1109SFLE(30)] SALARY: $3, - $5, Monthly $40, - $64, Annually OPENING DATE: 09/21/11 CLOSING DATE: 10/02/11 11:59 PM DESCRIPTION: Providing Regulatory Oversight for Our States Financial Service Providers read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Washington Dept. of Financial Institutions invites applications for the position of: Financial Legal Examiner [1109CSFLE(28)] SALARY: $3, - $5, Monthly $40, - $64, Annually OPENING DATE: 09/16/11 CLOSING DATE: 10/10/11 11:59 PM DESCRIPTION: Providing Regulatory Oversight for Our States Financial Service Providers read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Email Address: Job Description Providing Regulatory Oversight for Our States Financial Service Providers read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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