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Brokers Jobs in Shaker Heights

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United States
Posted On Sep 11, 26
Full-time 24 views Experience : Min 8 yrs required
Job Tags:
FINRA investment management regulatory compliance
Job Tags:
FINRA investment management regulatory compliance

Compliance Officer - Investment Management Chief Compliance Officer Opening in Calfee's Cleveland, Columbus, or Cincinnati Office Opportunity for a Chief Compliance Officer in the Investment Management group in our Cleveland, Columbus, or Cincinnati office. This role...

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Posted On Sep 11, 26
Full-time 50 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
FINRA investment management regulatory compliance
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
FINRA investment management regulatory compliance

is a law firm with over 160 attorneys located in Cleveland, Columbus, and Cincinnati, Ohio. Founded in 1903, **Members Only,** has been providing comprehensive legal services to clients ranging from Fortune 500 corporations to small businesses for over a century. The...

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Posted On Sep 24, 26
Full-time 3 views Experience : Min 5 yrs required
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing

Title: Tax Senior Consultant - SAP Global Trade** **Job Responsibilities:** As a Senior Consultant within the SAP Global Trade group, your responsibilities will include: - Conducting assessments of existing information systems and identifying gaps between business requirements and current process/system capabilities during workshops...

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Posted On Sep 25, 26
Full-time 7 views Experience : Min 8 yrs required
Job Tags:
brokers criminal Customs Law directors export control global trade Government Immigration international trade Software
Job Tags:
brokers criminal Customs Law directors export control global trade Government Immigration international trade Software

Title: Sr. Manager, Indirect Tax - Global Trade Job Responsibilities: As a Senior Manager on the Global Trade team, the candidate will participate in engagements requiring regulatory analysis for various entities and their affiliates. The responsibilities include: - Helping companies manage global compliance...

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Posted On Aug 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
agreements banking Capital Markets Code of Conduct credit agreements equity finance FINRA Investment Banking M&A Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
agreements banking Capital Markets Code of Conduct credit agreements equity finance FINRA Investment Banking M&A Securities

Title: Senior Counsel Job Responsibilities: - Serve as a primary legal adviser for investment banking deal teams and senior business stakeholders. - Directly counsel senior business leaders on a broad range of corporate and finance transactions, including M&A advisory engagements and capital markets...

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Posted On Aug 24, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
agreements Code of Conduct family finance H-1B international trade US Customs and Border Protection
Job Tags:
agreements Code of Conduct family finance H-1B international trade US Customs and Border Protection

Title: Customs & International Trade Tax Manager Job Responsibilities: - Manage client service accounts and lead engagement workstreams, ensuring successful planning, budgeting, execution, and completion. - Develop, mentor, and supervise team members to deliver top-notch results, leveraging their unique strengths and managing performance...

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Posted On Sep 24, 26
Full-time 2 views Experience : Min 3 yrs required
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing

Title: Senior, Indirect Tax - Global Trade Job Responsibilities: As a Senior Consultant on the Global Trade team, the individual will engage in various responsibilities requiring regulatory analysis for a wide range of entities and their affiliates. Key responsibilities include: - Helping...

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Posted On Sep 16, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
corporate transactions criminal employee benefits equity Equity Compensation finance Immigration pension
Job Tags:
corporate transactions criminal employee benefits equity Equity Compensation finance Immigration pension

Title: Tax Manager, Global Employer Services - Equity Operations Advisory Job Responsibilities: As a Tax Manager in the Equity Operations Advisory team, you will play a pivotal role in advising clients on optimizing, redesigning, building, and establishing effective stock administration functions. Your...

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Posted On Aug 11, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
brokers company policies customs compliance Government international business regulatory compliance Software
Job Tags:
brokers company policies customs compliance Government international business regulatory compliance Software

and Border Protection (CBP) regulations. - Validate and audit Harmonized Tariff Schedule of the United States (HTSUS) classifications. - Collaborate with external Customs Brokers to resolve classification discrepancies... and compliance issues. - Prepare, review, and support customs documentation related to duty-free entry programs,...

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Posted On Sep 07, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements asset management regulatory compliance
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements asset management regulatory compliance

Title: Legal Professional Job Responsibilities: - Preparation of prospectuses for financial offerings. - Ensuring regulatory compliance for registered funds. - Drafting and negotiating agreements with service providers. - Managing multiple legal projects simultaneously. - Collaborating with senior leaders and outside counsel to achieve legal and business...

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Posted On Aug 12, 26
Full-time 21 views Experience : 4-20 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management

TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent law firm located in Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor to support its Investment Management division. This strategic position involves guiding sophisticated financial services clients-primarily registered investment...

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