Post Jobs Upload Your Resume Log in

Corporate Regulatory Jobs in Charlotte

106 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. North Carolina
  4. Charlotte
  5. Corporate Regulatory

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Sign Up

United States
Posted On Sep 11, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: - Provide legal... prudential, safety and soundness, corporate governance, affiliate transactions, investment,... and permissible activity requirements applicable to the company's operations and strategic initiatives. - Assist with regulatory approvals, applications, notices, and... filings for new...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jun 19, 26
Full-time 17 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: The Assistant General Counsel, Executive Director will serve as a senior legal advisor within the Wealth & Investment Management Division of the Legal Department at the...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: -... compliance with applicable rules, regulations, and legal risks impacting brokerage and investment advisory activities. - Review, revise, and develop internal policies and procedures in response to business initiatives and regulatory developments...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: - Advise on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 21, 26
Full-time 2 views Experience : 3-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

to financial services firms, asset managers, and investment funds. - Duties include advising on a variety of fund structures and regulatory matters, such as cross-border... registration, regulatory examinations and enforcement, broker-dealer... issues, and matters involving blockchain and digital assets. - The assoc...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 26, 26
Part-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - General Corporate - General
Job Tags:
agreements contracts distribution agreements Energy equity Ethics family federal government Government hospitals Intellectual Property licensing agreements public sector telecom
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - General Corporate - General
Job Tags:
agreements contracts distribution agreements Energy equity Ethics family federal government Government hospitals Intellectual Property licensing agreements public sector telecom

Title: Commercial Counsel - Independent Contractor (Part-Time) Job Responsibilities: The role of Commercial Counsel as an Independent Contractor involves several key responsibilities. The contractor will be tasked with preparing responses to Requests for Proposals and handling the negotiation, interpretation, and administration of...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 30, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions, leasing arrangements, financing, purchase and sale agreements, and handle related regulatory, documentation, and project-related lega......

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 4 views Experience : Min 12 yrs required
Practice Area:
Corporate - General Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension regulatory compliance Software
Practice Area:
Corporate - General Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension regulatory compliance Software

Title: Senior Legal Counsel Job Responsibilities: - Support and assist the Deputy General Counsel in developing and implementing legal strategies that align with the objectives of the company and its affiliates and subsidiaries, while proactively mitigating any associated legal risks. - Provide highly...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 03, 26
Full-time 11 views Experience : Min 10 yrs required
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Technology Transactions Corporate - Compliance Corporate - Private Equity Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Corporate - General Employment Law - General
Job Tags:
acquisitions agreements Commercial Law confidentiality agreements Copyright corporate compliance corporate governance due diligence Employment Law Ethics Hardware Insurance Intellectual Property invention lease Litigation mergers Mergers and Acquisitions Partnership Patent Privacy regulatory compliance renewals Restrictive Covenants Software Trademark warranty
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Technology Transactions Corporate - Compliance Corporate - Private Equity Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Corporate - General Employment Law - General
Job Tags:
acquisitions agreements Commercial Law confidentiality agreements Copyright corporate compliance corporate governance due diligence Employment Law Ethics Hardware Insurance Intellectual Property invention lease Litigation mergers Mergers and Acquisitions Partnership Patent Privacy regulatory compliance renewals Restrictive Covenants Software Trademark warranty

legal guidance to support business objectives while managing legal and commercial risks. This role encompasses a wide array of legal matters, including but not limited to commercial contracting, intellectual property, corporate governance, compliance, litigation, employment... law, and mergers and acqui...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 31, 26
Full-time 2 views Experience : 5-7 yrs required
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Construction/Developer-Agreements & Transactions Construction - General Government Contracts Administrative Law Government - General
Job Tags:
agreements Commercial Law commercial real estate construction Construction Law contracts corporate contracts corporate governance Corporate Law depositions directors Energy finance FOIA Government Insurance intellectual property rights Labor and Employment licensing Litigation local government Media Natural Resources Partnership Privacy public sector regulatory compliance
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Construction/Developer-Agreements & Transactions Construction - General Government Contracts Administrative Law Government - General
Job Tags:
agreements Commercial Law commercial real estate construction Construction Law contracts corporate contracts corporate governance Corporate Law depositions directors Energy finance FOIA Government Insurance intellectual property rights Labor and Employment licensing Litigation local government Media Natural Resources Partnership Privacy public sector regulatory compliance

Job Title: Corporate Legal Counsel Job Responsibilities: The Corporate... Legal Counsel will support... United States on contracts, corporate governance, and regulatory compliance... ensure compliance, and support business objectives. Key responsibilities include: - Corporate Governance & Regulatory Compliance:... - Support Operations and Central...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 23, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements due diligence finance Insurance Joint Ventures M&A Partnership Privacy Securities treaties Visa
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements due diligence finance Insurance Joint Ventures M&A Partnership Privacy Securities treaties Visa

Title: Assistant General Counsel- M&A Law Job Responsibilities: - Lead drafting, review, and negotiation of term sheets, transaction agreements, specifically coinsurance, modco, and funds-withheld reinsurance treaties, retrocession agreements, trust and security/collateral arrangements, administrative services agreements, transition services agreements, and ancillary deal...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 5 views
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements corporate transactions divestitures due diligence Energy equity finance Joint Ventures M&A mergers Mergers and Acquisitions Partnership restructuring Software
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements corporate transactions divestitures due diligence Energy equity finance Joint Ventures M&A mergers Mergers and Acquisitions Partnership restructuring Software

(Primary Ownership) - Lead strategy and operations for global legal entity management, including formation, maintenance, restructuring, consolidation, and dissolution of domestic and international entities. - Ensure the integrity of corporate records and maintain corporate... formality across all global... legal e...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 08, 26
Full-time 9 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

Job Title: Corporate Counsel (Director) - Remote Job... Assist in the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder... approval requirements. - Contribute to . reporting obligations, including annual reports, g...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 02, 26
Full-time 19 views Experience : 3-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange

execute a variety of corporate finance transactions, including public... and private securities offerings such as offerings of common stock, warrants, convertible securities, and ATM programs. - Advise clients on alternative paths to public markets, including reverse mergers, de-SPACs, and direct listings. -...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 20, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements Capital Markets corporate governance credit facilities derivatives equity Insurance Investment Law lending Letters of Credit Partnership Privacy Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements Capital Markets corporate governance credit facilities derivatives equity Insurance Investment Law lending Letters of Credit Partnership Privacy Securities securities laws Visa

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jun 19, 26
Full-time 19 views Experience : Min 4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements alcohol children conflict resolution Disability Benefits Hardware health benefits Insurance regulatory compliance Software Visa
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements alcohol children conflict resolution Disability Benefits Hardware health benefits Insurance regulatory compliance Software Visa

Title: Senior Counsel, Senior AVP: Third Party Technology Job Responsibilities: In this role, the Senior Counsel is expected to perform the following duties: - Draft and negotiate a wide variety of agreements in collaboration with partners, clients, and colleagues. -...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jun 22, 26
Full-time 14 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects

Job Title: Corporate Counsel I Job Responsibilities: The... Corporate Counsel I works under... the direction of the Assistant General Counsel or Deputy General Counsel and is responsible for providing legal support and managing day-to-day contracting needs for their assigned business unit....

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 06, 26
Full-time 5 views Experience : 5-7 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Corporate - Contract Law Corporate - Technology Transactions Health Care - General Corporate - General
Job Tags:
agreements Contract Law corporate governance False Claims Act FDA healthcare regulatory International Law life sciences Medicaid Medical Device Medicare Medicare and Medicaid NASDAQ
Practice Area:
Health Care - Compliance, Transactions, HIPAA Corporate - Contract Law Corporate - Technology Transactions Health Care - General Corporate - General
Job Tags:
agreements Contract Law corporate governance False Claims Act FDA healthcare regulatory International Law life sciences Medicaid Medical Device Medicare Medicare and Medicaid NASDAQ

Job Title: Corporate Counsel, Healthcare Job Responsibilities: - Draft,... review, and negotiate a wide range of commercial and operational agreements, including customer, distributor, supplier, services, technology, development, and manufacturing agreements. - Provide practical, solution-oriented legal advice to business stakeholders across various functions such...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 27, 26
Full-time 6 views Experience : 2-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

their Capital Markets Practice Group in Charlotte, NC. This position is ideal for candidates passionate about sophisticated securities and corporate transactional work, advising issuers,... investment banks, and institutional investors on complex securities and corporate and execute corporate... finance transactions,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

By Employer Type

In-House Law Firm Recruiter Public Interest
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend