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Corporate Regulatory Jobs in New York City

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United States
Posted On Sep 01, 26
Full-time 18 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Energy - Renewables - Transactional Electric Power - Transactional Finance - Project Finance Corporate - General
Job Tags:
agreements Battery board of directors CCR Commercial Contracts construction construction agreements contracts Energy equity family finance financing documents health insurance M&A partnerships project finance purchase and sale agreements Scams security agreements solar energy
Practice Area:
Corporate - M&A Corporate - Private Equity Energy - Renewables - Transactional Electric Power - Transactional Finance - Project Finance Corporate - General
Job Tags:
agreements Battery board of directors CCR Commercial Contracts construction construction agreements contracts Energy equity family finance financing documents health insurance M&A partnerships project finance purchase and sale agreements Scams security agreements solar energy

Job Title: Corporate Counsel Job Responsibilities: The Corporate Counsel... at the company will primarily focus on providing legal support for project finance and M&A transactions as well as other contract negotiations. The individual will report directly to the General Counsel and will...

Posted On Aug 07, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job... advising across the full product life cycle, supporting new feature development, drafting disclosures, working on marketing and customer communications, and advising on operational matters with regulatory impacts. - Collaborate across various... functio...

Posted On Aug 11, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar

Job Title: Associate - Corporate - Investment Funds Regulatory Job... Responsibilities: The role of Associate... in the Investment Funds Regulatory Practice involves providing legal,... regulatory, and compliance advice to... investment advisers, family offices, and other financial institutions globally. Key responsibilities include: - Advising...

Posted On Aug 25, 26
Full-time 50 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
equity Investment Advisers Act of 1940 SEC filings Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
equity Investment Advisers Act of 1940 SEC filings Securities Act of 1933

Job Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund... Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at a global... law f...

Posted On Aug 07, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Legal Advisor for Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, managing the investment products portfolio. - Advise across the entire product life cycle, including supporting new feature development, drafting disclosures, and advising...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title

Job Title: Regulatory Counsel Job Responsibilities: As a Regulatory... Counsel within the Division... of Examinations, Broker-Dealer Exchanges Program (BDX) at the organization, your main responsibilities will include: - Developing recommendations, reports, and presenting and defending findings while collaborating with key stakeholders within the...

Posted On Jul 20, 26
Full-time 58 views Experience : 2-8 yrs required
Practice Area:
Corporate - Contract Law Finance - Structured Finance Fintech & Blockchain
Job Tags:
criminal derivatives emerging companies equity family federal government Financial Institutions Litigation private equity Securities sovereign wealth
Practice Area:
Corporate - Contract Law Finance - Structured Finance Fintech & Blockchain
Job Tags:
criminal derivatives emerging companies equity family federal government Financial Institutions Litigation private equity Securities sovereign wealth

Job Title: Associate - Corporate- Derivatives Job Responsibilities: The Associate in... the Corporate - Derivatives practice group... will be responsible for advising sophisticated market participants in achieving their business objectives. This involves careful and commercially focused attention to structuring, documenting, and negotiating...

Posted On Jul 20, 26
Full-time 20 views Experience : 2-6 yrs required
Practice Area:
Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - Structured Finance
Job Tags:
criminal derivatives emerging companies equity family federal government Financial Institutions Litigation private equity Securities sovereign wealth
Practice Area:
Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - Structured Finance
Job Tags:
criminal derivatives emerging companies equity family federal government Financial Institutions Litigation private equity Securities sovereign wealth

Job Title: Associate - Corporate - Derivatives Job Responsibilities:... The Associate in the Corporate - Derivatives role is... responsible for advising sophisticated market participants to achieve their business objectives through careful and commercially focused attention to structuring, documenting, and negotiating...

Posted On Aug 17, 26
Full-time 31 views Experience : 3-7 yrs required
Practice Area:
Corporate - Contract Law Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
Affirmative Action agreements banking Commercial Lending contracts corporate trust escrow family finance Financial Institutions Government Insurance Letters of Credit structured finance
Practice Area:
Corporate - Contract Law Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Structured Finance Finance - Banking Corporate - General Finance - General
Job Tags:
Affirmative Action agreements banking Commercial Lending contracts corporate trust escrow family finance Financial Institutions Government Insurance Letters of Credit structured finance

Counsel - Issuer Services (Corporate Trust, Credit Services and... on all aspects of corporate trust, commercial lending, and... matters. - Negotiate and draft transactional agreements for the corporate trust business, covering a... range of structured finance, corporate debt, government, custody, escrow,......

Posted On Aug 28, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General Corporate - Technology Transactions Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML CCPA Commercial Contracts contracts corporate governance corporate transactions data privacy due diligence Energy equity finance Financial Institutions fraud GDPR Government M&A Partnership Privacy regulatory compliance startup
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General Corporate - Technology Transactions Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML CCPA Commercial Contracts contracts corporate governance corporate transactions data privacy due diligence Energy equity finance Financial Institutions fraud GDPR Government M&A Partnership Privacy regulatory compliance startup

Title In-House Counsel Job Responsibilities - Own and manage all commercial contracting, including customer agreements, vendor contracts, NDAs, and partnership arrangements with financial institutions. - Manage and administer Juro (CLM), including building and maintaining contract templates, automating CLM workflows, and...

Posted On Sep 11, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: 1. Bank Regulatory... and Enterprise Advisory: -... prudential, safety and soundness, corporate governance, affiliate transaction, investment,... and permissible activity requirements applicable to the company's operations and strategic initiatives. - Assist with regulatory approvals, appli...

Posted On Jul 20, 26
Full-time 27 views Experience : 4-10 yrs required
Practice Area:
Corporate - Private Equity Corporate - M&A Finance - General Finance - Structured Finance
Job Tags:
acquisition finance banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans private equity restructuring
Practice Area:
Corporate - Private Equity Corporate - M&A Finance - General Finance - Structured Finance
Job Tags:
acquisition finance banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans private equity restructuring

Title: Associate - Private Equity Finance (Borrower Side) - Senior Job Responsibilities: The role within the Private Equity Finance Practice involves advising borrowers in private credit, acquisition finance, and leveraged finance transactions. Senior associates in this position will: - Provide...

Posted On Jul 16, 26
Full-time 16 views Experience : 2-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Project Finance Finance - General
Job Tags:
agreements Domestic Violence due diligence financing documents fund formation Litigation private equity sovereign wealth Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Project Finance Finance - General
Job Tags:
agreements Domestic Violence due diligence financing documents fund formation Litigation private equity sovereign wealth Venture Capital

Title: Associate (2 – 6 years) - Alternative Asset Opportunities Job Responsibilities: As an associate within the Alternative Asset Opportunities practice group, the selected candidate will engage in a variety of responsibilities related to advising clients on complex transactions across alternative asset...

Posted On Aug 27, 26
Full-time 14 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation
Job Tags:
asset management Paternity securities laws
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation
Job Tags:
asset management Paternity securities laws

Title: Asset Management Associate (Regulatory & Enforcement) Job Responsibilities: The... Management Department within the Regulatory & Enforcement practice. The... private fund advisers, on regulatory and compliance matters under... having experience in advising on broker-dealer regulatory and compliance matters would... be adv...

Posted On Sep 10, 26
Full-time 14 views Experience : 6-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Structured Finance Finance - Banking
Job Tags:
banking banking laws Capital Markets employee benefits investment management mortgages Secured lending Securities securities laws securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Structured Finance Finance - Banking
Job Tags:
banking banking laws Capital Markets employee benefits investment management mortgages Secured lending Securities securities laws securitization structured finance

Title: In-House Legal Coverage Position for Fixed Income Sales & Trading/Securitization and Secured Lending Coverage Attorney Job Responsibilities: - Provide senior legal coverage to the securitization and secured lending businesses within the Fixed Income Division's securitized products group (SPG) and Securitized...

SPONSORED
Posted On Aug 10, 26
Full-time 71 views Experience : Min 6 yrs required
Practice Area:
Finance - Banking
Job Tags:
finance title
Practice Area:
Finance - Banking
Job Tags:
finance title

Practice Resource Attorney – Finance at Davis Polk in New York H2: Experienced Attorney Needed for Finance Practice Group Law Firm Seeking Experienced Attorney for Finance Practice Group in New York Position Summary: Davis Polk, a leading law...

Posted On Aug 11, 26
Full-time 8 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation

Associate to join the Regulatory & Enforcement practice in... years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under... federal securities investment advisers on regulatory and compliance guidance... on federal securities laws....

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