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Corporate Securities And Capital Markets Jobs in Cornelius

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United States
Posted On Sep 16, 26
Full-time 3 views Experience : 5-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation

Title: Experienced Attorney - Corporate Governance, Securities, and Finance Job... advice and assistance on corporate governance matters, ensuring compliance... to governance practices and disclosures. - Lead corporate entity management for subsidiaries... across the company’s global portfolio. This includes coordinating periodic officer change...

Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: - Advise on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution...

Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice concerning applicable rules, regulations, and legal risks related to the brokerage and investment advisory business....

Posted On Aug 20, 26
Full-time 7 views Experience : 2-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - General Corporate - General
Job Tags:
bank lending Capital Markets employee benefits Insurance lending Securities securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - General Corporate - General
Job Tags:
bank lending Capital Markets employee benefits Insurance lending Securities securitization structured finance

Job Title: Capital Markets, Securities & Public Company Advisory... - CLO/ABL/Structured Finance Junior to Mid-Level Associate Job Responsibilities: The primary responsibilities for the Capital Markets, Securities & Public Company Advisory... - CLO/ABL/Structured Finance include: - Engaging in private securities offerings and/or securitization. - Participating......

Posted On Sep 14, 26
Full-time 2 views Experience : 8-8 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts

Title: Corporate Counsel - Financial Services Job... Responsibilities: - Finance, Lending, and Strategic Transactions: Support commercial finance, secured lending, dealer and fleet documentation, workouts, restructurings, customer-facing financial products, and strategic transactions, including new business models, joint ventures, and strategic partnerships. - Commercial Contracting...

Posted On Sep 18, 26
Full-time 1 views Experience : 3-6 yrs required
Practice Area:
Corporate - Private Equity Corporate - Securities and Capital Markets Finance - Banking Finance - General Corporate - General
Job Tags:
corporate transactions equity finance Financial Institutions growth equity health insurance Insurance lending pension portfolio companies private equity
Practice Area:
Corporate - Private Equity Corporate - Securities and Capital Markets Finance - Banking Finance - General Corporate - General
Job Tags:
corporate transactions equity finance Financial Institutions growth equity health insurance Insurance lending pension portfolio companies private equity

Transactional Associate Job Responsibilities: - Represent capital providers in their debt... in debt and equity investments - Represent private equity fund investors in control and growth equity investments - Engage in activities across the capital structure, representing both equity... and debt investors - Assist port...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions,...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Project Finance Corporate - General Finance - General
Job Tags:
banking derivatives employee benefits finance Insurance project finance securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Project Finance Corporate - General Finance - General
Job Tags:
banking derivatives employee benefits finance Insurance project finance securitization structured finance

Job Title: Corporate & Finance, Structured Finance... & Derivatives, Junior to Mid-Level Associate Job Responsibilities: The Structured Finance & Derivatives Practice Group at the law firm is seeking a junior to mid-level associate to join its team. The role involves...

Posted On Jul 12, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Job Title Senior Corporate Counsel - Securities Capital... Markets Job Responsibilities - Provide... public and private debt securities issuances, including investment grade... and high yield debt. - Review, draft, and a wide variety of capital markets transactions, such as... public......

Posted On Sep 23, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance NASDAQ NYSE Partnership Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance NASDAQ NYSE Partnership Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Corporate & Securities Counsel (Public... Company Advisors Team) Job Responsibilities: The Corporate & Securities Counsel will... Advisors Team within the Corporate & Securities Practice Group.... industries. The counsel will handle complex securities, corporate governance, capital markets, and... regulatory matters. T...

Posted On Sep 22, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance equity Insurance NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance equity Insurance NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Corporate & Securities Associate (Public... Advisors Team) Job Responsibilities: The Corporate & Securities Associate will... join the Corporate & Securities Practice Group... at the law firm. The associate will be part of the Public Company Advisors Team, working collaboratively...

Posted On Sep 02, 26
Full-time 19 views Experience : 3-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange

Job Title: Capital Markets/Securities Associate Job Responsibilities: - Lead... execute a variety of corporate finance transactions, including public... and private securities offerings such as offerings... common stock, warrants, convertible securities, and ATM programs. - Advise... alternative paths to public markets, including reverse mergers, de-SPACs,......

Posted On Aug 26, 26
Full-time 7 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
corporate governance Corporate Law M&A Securities Act of 1933 Securities Exchange Act of 1934 Venture Capital
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
corporate governance Corporate Law M&A Securities Act of 1933 Securities Exchange Act of 1934 Venture Capital

Corporate Attorney Job Title: Corporate Attorney Job... Responsibilities: As a Corporate Attorney, the candidate will... in sophisticated and challenging corporate work for clients across... matters related to the Securities Act of 1933 and... the Securities Exchange Act of 1934.... may also involve handling corporate governance issues, mergers a......

Posted On Sep 08, 26
Full-time 3 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child corporate governance corporate transactions criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance Securities spouse
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child corporate governance corporate transactions criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance Securities spouse

Job Title: Capital Markets First Year Associate Job... Responsibilities: The Capital Markets First Year Associate... with the law firm's Capital Markets team and clients... in public and private securities offerings - Engaging in Exchange... Act reporting - Participating in corporate governance activities - Handling general... corporate transactions - Collaborating with experienced......

Posted On Aug 20, 26
Full-time 5 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance

Job Title: Capital Markets, Securities & Public Company Advisory... Senior Associate Job Responsibilities: The Securities & Public Company Advisory... responsibilities of this role include: - Providing substantial expertise in securitization, structured finance, structured products, corporate, and/or real estate sectors. -... Engaging in transacti...

Posted On Aug 20, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets contracts employee benefits Insurance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets contracts employee benefits Insurance Securities

Job Title: Capital Markets, Securities & Public Company Advisory,... Responsibilities: The associate in the Capital Markets Department will be... responsible for various tasks related to commercial mortgage loan securitizations. Key responsibilities include: - Drafting, reviewing, and negotiating transaction documents such as pooling...

Posted On Jul 31, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions banking family M&A Media NASDAQ Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions banking family M&A Media NASDAQ Securities

Job Title: Corporate Counsel Job Responsibilities: The Corporate Counsel... legal, accounting, consulting, private capital, and real assets sectors.... The role encompasses: - Corporate Governance: - Lead... - Prepare board meeting materials and minutes for subsidiary boards. - Draft corporate resolutions. -...

Posted On Sep 08, 26
Full-time 9 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

Job Title: Corporate Counsel (Director) - Remote Job... Assist in the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder... approval requirements. - Contribute to . reporting obligations, including annual reports, g...

Posted On Aug 20, 26
Full-time 8 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Real Estate - Finance Real Estate- Commercial Transactions Corporate - General Real Estate - General
Job Tags:
Capital Markets commercial real estate employee benefits Insurance lending securitization
Practice Area:
Corporate - Securities and Capital Markets Real Estate - Finance Real Estate- Commercial Transactions Corporate - General Real Estate - General
Job Tags:
Capital Markets commercial real estate employee benefits Insurance lending securitization

Job Title: Capital Markets, Junior to Mid-Level... Attorney Job Responsibilities: The Capital Markets department is seeking... a junior to mid-level attorney to support its commercial mortgage securitization practice. The attorney will interact with clients and be responsible for drafting and reviewing disclosure...

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