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Corporate Securities And Capital Markets Jobs in Mount Kisco

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United States
SPONSORED
Posted On Sep 18, 26
Full-time 4005 views 8 applications
Practice Area:
Corporate Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Corporate - General Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies
Practice Area:
Corporate Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Corporate - General Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies

regional law firm with offices in Greenwich, Connecticut and New York City has an immediate opening for an associate attorney to work in the business/commercial department out of our Greenwich, Connecticut office. We are looking for an associate attorney with New...

Posted On Jul 16, 26
Full-time 1 views Experience : 8-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking Biotechnology Collective Bargaining corporate governance corporate transactions equity family FDA finance Insurance Medicine Neurology pension Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking Biotechnology Collective Bargaining corporate governance corporate transactions equity family FDA finance Insurance Medicine Neurology pension Securities

Job Title: Attorney - Corporate Governance & Securities Team Job... Responsibilities: - Serve as on global subsidiary management, corporate governance, and general corporate... matters. - Offer legal support... on public company reporting, securities law compliance, treasury/financing matters,... and corporate transactions. - Act as a......

Posted On Jul 13, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Job Title: Capital Markets / Private Markets... legal coverage for the Capital Markets and Private Markets... focus on the Private Securities transactional business. - Work closely... a team of seven capital markets lawyers and report... Capital issue distribution of various securities products including structured products,......

Posted On Aug 18, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

focusing on the Alternative Investments and Private Markets platforms. Key responsibilities include:... - Advising on the structuring, distribution, marketing, diligence, and ongoing support of alternative investment and private markets products and private securities... transactions. - Handling complex... products and trans...

Posted On Sep 10, 26
Full-time 22 views Experience : Min 5 yrs required
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

and Compliance Division - Capital Markets and Private Markets Job... legal coverage for the Capital Markets and Private Markets... the company's growing Private Securities transactional business and offer... support for the Capital Markets businesses. The role... involves significant interaction with various...

Posted On Sep 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

advising on the structuring, distribution, marketing, diligence, and ongoing support of alternative investment and private markets products and private securities transactions. The role involves:... - Advising on complex products and transactions involving alternative investment funds, feeder funds, private equity, privat...

Posted On Aug 20, 26
Full-time 5 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements child Corporate Organization Cybersecurity directors finance Insurance Litigation LLC M&A Privacy Software
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements child Corporate Organization Cybersecurity directors finance Insurance Litigation LLC M&A Privacy Software

Job Title: Corporate Paralegal Job Responsibilities: - Provide broad-based... etc. - Assist with filing and maintaining entity corporate documentation using entity management... platform (Diligent or similar), service of process records, and state/regulatory filings. - Respond to requests regarding entities, directors, and officers. - Assist...

Posted On Aug 22, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset purchase agreements Business Law Capital Markets corporate governance Energy equity estates family finance Insurance Intellectual Property Joint Ventures licensing life sciences Litigation Mergers and Acquisitions operating agreements private equity Securities stock purchase agreements trusts Venture Capital
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset purchase agreements Business Law Capital Markets corporate governance Energy equity estates family finance Insurance Intellectual Property Joint Ventures licensing life sciences Litigation Mergers and Acquisitions operating agreements private equity Securities stock purchase agreements trusts Venture Capital

Job Title: Corporate Associate Job Responsibilities: The Corporate Associate... at the law firm in a variety of corporate transactional tasks. The responsibilities... financings. - Participating in venture capital financings and strategic joint... ventures. - Handling capital markets transactions and corporate... governance matters. - Managing licensing......

Posted On Sep 24, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Project Finance Finance - Public Finance Finance - Structured Finance Corporate - General Finance - General
Job Tags:
Capital Markets corporate trust escrow finance Financial Institutions project finance Securities
Practice Area:
Corporate - Securities and Capital Markets Finance - Project Finance Finance - Public Finance Finance - Structured Finance Corporate - General Finance - General
Job Tags:
Capital Markets corporate trust escrow finance Financial Institutions project finance Securities

Attorney Job Responsibilities: - Join the Corporate Trust practice, which is... firm. - Collaborate with the capital markets and loan agency... trustees, administrative agents, escrow agents, and collateral or security agents. - Engage in a wide variety of corporate debt, project finance, municipal... b...

Posted On Aug 22, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset purchase agreements Business Law Capital Markets corporate governance Energy equity estates family finance Insurance Intellectual Property Joint Ventures licensing life sciences Litigation Mergers and Acquisitions operating agreements private equity Securities stock purchase agreements trusts Venture Capital
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset purchase agreements Business Law Capital Markets corporate governance Energy equity estates family finance Insurance Intellectual Property Joint Ventures licensing life sciences Litigation Mergers and Acquisitions operating agreements private equity Securities stock purchase agreements trusts Venture Capital

Job Title: Corporate Associate - All Offices Job... Responsibilities: The Corporate Associate will be part... of the Corporate & Business Law Department... in a variety of corporate and securities matters. Key... and equity financings, venture capital financings, strategic joint ventures,... capital markets transactions. - Managing corporate governance, licensin...

Posted On Aug 21, 26
Full-time 3 views Experience : Min 15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts

Title: Chief Compliance Officer Job Responsibilities: - Design, implement, and maintain a comprehensive compliance program covering Registered Investment Adviser (RIA), Broker-Dealer (B/D), and 40 Act registered fund obligations, including all policies, procedures, testing, and supervisory controls. - Monitor proposed SEC,...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws

and senior management teams on regulatory matters arising under the Investment Advisers Act and other applicable securities laws and regulations. - Lead... and contribute to strategic business initiatives, including digital advice programs, technology-driven solutions and tools (Fintech), industry partnerships, the ad...

Posted On Sep 09, 26
Full-time 2 views Experience : 4-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management Capital Markets corporate governance due diligence finance Incorporation Securities spectrum underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management Capital Markets corporate governance due diligence finance Incorporation Securities spectrum underwriters

Job Title: Capital Markets Paralegal Job Responsibilities: - SEC... Reporting: The Capital Markets Paralegal is responsible... for coordinating the preparation, review, and EDGAR filing of periodic reports such as Forms 10-K, 10-Q, and 8-K, as well as registration statements like Forms S-1...

Posted On Aug 07, 26
Full-time 2 views
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General Corporate - Securities and Capital Markets
Job Tags:
closing documents contracts Copyright corporate governance corporate transactions due diligence entity formation equity IP limited liability companies mergers Mergers and Acquisitions partnerships Securities security agreements stock certificates UCC USPTO Venture Capital
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General Corporate - Securities and Capital Markets
Job Tags:
closing documents contracts Copyright corporate governance corporate transactions due diligence entity formation equity IP limited liability companies mergers Mergers and Acquisitions partnerships Securities security agreements stock certificates UCC USPTO Venture Capital

Paralegal to support general corporate matters and transactions. This... acquisitions, venture capital financings, corporate governance, securities compliance, and... position provides the opportunity to collaborate closely with attorneys and clients on a wide range of sophisticated corporate transactions and ongoing corpora......

Posted On Sep 25, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
banking Capital Markets finance Immigration restructuring Securities
Job Tags:
banking Capital Markets finance Immigration restructuring Securities

Manager - Banking & Capital Markets Job Responsibilities: As a Tax... in the banking and securities industries. You will work... directly with clients, lead engagement teams, and collaborate with specialists within the company. The role requires you to build and maintain trusted...

Posted On Sep 02, 26
Full-time 10 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law
Job Tags:
corporate governance SEC filings Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law
Job Tags:
corporate governance SEC filings Securities

Job Title: Corporate Transactional Paralegal Job Responsibilities: - Partner... and maintain modern, well-organized corporate governance policies. - Manage board... overseeing distributions, and ensuring all administrative tasks are completed on schedule. - Work closely with attorneys in securities, financing, and corporate governance to drive high-impac......

Posted On Aug 31, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Job Tags:
board of directors corporate governance equity family Harassment NASDAQ SEC filings Securities
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Job Tags:
board of directors corporate governance equity family Harassment NASDAQ SEC filings Securities

Job Title: Corporate Governance Paralegal Job Responsibilities: - Collaborate... SEC filings and maintain corporate governance policies. - Organize and... manage board of directors and committee meeting agendas, material reviews, distributions, and administrative tasks. - Lead records management for board and committee materials. - Manage workstreams...

Posted On Sep 17, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance Corporate Law family Insurance NASDAQ NYSE private equity Securities shareholders Software
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance Corporate Law family Insurance NASDAQ NYSE private equity Securities shareholders Software

Support various governance and corporate secretarial initiatives and processes,... ensure the accuracy of corporate books, minutes, and approvals,... and assist with the board and regulatory calendar and planning. - Support periodic and current reporting processes, including Forms 10-K, 10-Q, and 8-K,...

Posted On Sep 22, 26
Full-time 16 views Experience : Min 3 yrs required
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
corporate governance Corporation Insurance NASDAQ
Practice Area:
Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
corporate governance Corporation Insurance NASDAQ

Job Title: Corporate Paralegal Job Responsibilities: - Corporate Governance:... Manage and maintain corporate entity records, prepare and... annual reports, and support corporate maintenance and governance activities.... Draft various resolutions with or under the supervision of counsel and liaise with . colleagues and...

Posted On Jul 20, 26
Full-time 6 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Finance - Project Finance Finance - Structured Finance Finance - Public Finance Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Finance - Project Finance Finance - Structured Finance Finance - Public Finance Corporate - General

work to join their team in Stamford, CT. The role involves working with major national banks and financial institutions on corporate debt, project finance, municipal... bond, and structured financing clients as trustees, administrative agents, and escrow complex transaction...

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