Corporate Securities And Capital Markets Jobs in Wheaton

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United States
Full-time 7 views Experience : Min 15 yrs required

Public Company Readiness & Securities Compliance - Lead the... Oversee compliance with . securities laws and regulations, including... the Securities Act of 1933, the... Securities Exchange Act of 1934,... SEC reporting obligations, and related disclosure requirements. - Partner closely with...

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Full-time 2 views Experience : Min 4 yrs required

Job Title Legal Counsel, Securities Job Responsibilities - Prepare... Section 16. - Ensure compliance with securities and listing exchange regulations... and rules, as well as applicable rules and regulations of industry organizations that impact public company reporting or compliance,...

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Full-time 2 views

Job Title Legal Counsel, Corporate Governance and Securities Job Responsibilities... Corporate Governance - Prepare, review,... and distribute materials for meetings of the Board and its Committees, including drafting agendas, resolutions, and meeting update best practices in corporate governance, including related to......

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Posted On Jul 17, 26
Full-time 4 views Experience : Min 5 yrs required

Title Senior Paralegal Job Responsibilities - Manage Section 16 compliance by maintaining Edgar codes, tracking director and officer stock transactions, and preparing and filing Forms 3, 4, and 5. - Lead key aspects of the preparation of the company's proxy...

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Full-time 14 views Experience : Min 4 yrs required

Job Title: Securities Attorney Job Responsibilities: - Drafting periodic... reports under the Securities Exchange Act of 1934. -... and filings under the Securities Exchange Act of 1934... filings and issues arising under the Securities Act of 1933, including... initial public offerings, secondary offe...

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Full-time 1 views Experience : 3-5 yrs required

Job Title: Securities Services Attorney - Assistant... Vice President Job Responsibilities: The Securities Services Attorney - Assistant... related to the firm's securities services. Key responsibilities include: -... and regulatory matters concerning securities services, ensuring compliance with... applicable laws and regulations. - Drafting, reviewing, and...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Legal Counsel-Capital Markets Job Responsibilities: - Provide strategic legal... advice and support to senior management, influencing business strategy and decision-making. - Anticipate regulatory and legal risks and proactively design strategies to manage them. - Perform legal and regulatory compliance risk assessments, propose...

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Full-time 2 views Experience : 3-5 yrs required

as undertake similar responsibilities as needed. - Perform legal diligence on C-PACE transactions, which involves reviewing capital stacks for new development... transactions, environmental status and documents, borrower organization documents, title work, condominium documents, lease agreements, and contractor installation agreements. - Review closing,...

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Full-time 1 views Experience : Min 7 yrs required

Title: Senior Attorney Job Responsibilities: - Advise senior leadership to develop or influence objectives, plans, specifications, resources, and long-term goals for high-profile, complex, and regulated business lines. - Handle matters that significantly impact the company's operations, strategies, and profitability. - Serve as a legal advisor...

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Full-time 1 views Experience : 3-5 yrs required

Job Title: Associate - Corporate (Finance) Job Responsibilities: The Associate... in the Corporate Advisory (Corporate Finance) Practice... Banking sector of the corporate and transactional domain. The... role involves utilizing excellent writing and analytical skills to contribute to the firm's legal services....

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Full-time 12 views Experience : 4-6 yrs required

Job Title: Associate - Securities & Capital Markets Job... Associate will join the Securities & Capital Markets Group... development and client-facing activities. The team is cohesive and collaborative, offering a multidisciplinary practice. The Associate will handle corporate, securities, capital mark...

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Full-time 2 views Experience : 3-5 yrs required

Job Title: Associate - Securities & Capital Markets Job Responsibilities:... associate will join the Securities & Capital Markets Group... and participating in business development and client-facing activities. The role involves handling a diverse and multidisciplinary practice, focusing on corporate, securities, capita...

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Full-time 20 views Experience : 3-5 yrs required 1 applications

Job Title: Corporate Associate - Securities/Capital Markets Job... Responsibilities: The Corporate Associate in the Securities/Capital... Markets practice group at... the law firm is responsible for representing issuers, investment banks, investors, and other market participants in various transactions, including debt, equity, and structured...

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Full-time 14 views Experience : Min 2 yrs required 4 applications

Job Title: Associate - Corporate - Capital Markets Job Responsibilities: The... be part of the Capital Markets practice group, which... helping clients raise significant capital through various securities products.... The responsibilities include: -... and innovative solutions for capital markets, including pioneering new... deal...

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Full-time 8 views Experience : Min 2 yrs required

Job Title Associate - Corporate - Public Company Representation... be part of the Capital Markets practice group, focusing... responsibilities include: - Advising corporate directors, officers, and senior... management on corporate governance matters. - Providing... disclosure requirements, including US Securities and Exchange Commission (SEC)......

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Full-time 3 views Experience : Min 7 yrs required

Job Title: Senior Counsel, Capital Markets Job Responsibilities: This... Group, part of the Capital Markets Legal Team. The... primary responsibilities include: - Providing strategic legal and regulatory advice on a broad range of derivatives, structured products, and trading-related matters. -...

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Full-time 4 views Experience : 2-10 yrs required

law firm seeks a Corporate Associate specializing in Securities... and Capital Markets for... their Chicago, IL office. Exceptional remote work in other markets. The role involves representing... and regulatory on securities law and capital markets... registration statements and......

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