Equity Jobs in Riverhead

Managing Counsel The candidate will report to in-house lawyer with principal responsibility for covering the organization's capital markets firm. Will focus on day to day sales and trading matters for BD, with a focus on equities, listed options and fixed income securities, cross border sales, Regulation S and non-US agreements. Specific expertise in the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules as well as some familiarity with bankin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Wealth Management Equities Coverage Lawyer The candidate will report to and support a senior equity coverage lawyer and will... be part of a team of six Capital Markets lawyers. Will have significant interaction with each of the business units and will work closely with the other lawyers on the Capital Markets team. Will be a member of a broader group of advisory attorneys servicing Wealth Management’s products and services and the role will involve coordination with attorney... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director, Associate General Counsel - Corporate Advisory Securities and Transactions The candidate will be responsible for advice and counsel on all public disclosure and executive compensation matters. Will manage the drafting and review of a broad range of '34 Act filings, including 10-Ks, 10-Qs and 8-Ks. Support and advise company's Investor Relations and SEC Reporting groups on disclosure matters. Lead the drafting and filing process for the annual proxy statement... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide... primary legal support for the Private Equity and Real Estate business... within the Private Bank. Will structure and negotiate private equity and real estate investment... opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitab... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Director - Control Group Advisory This candidate will have management responsibilities within the Control Group, depending on the qualifications and demonstrated skills of the candidate. Will support and advise a number of other businesses as necessary, including investment banking, equity and debt capital markets,... equity and fixed income trading... desks, credit and risk groups, derivative solutions group and leveraged lending areas. Liaise with surveillance, audit,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director, Assistant General Counsel - Financial Services The candidate will work closely with company's Home Equity business and other members... of the Home Loans Legal Group on a broad range of consumer lending matters, including originations, marketing and analysis as well as partnerships. Will review home equity originations documents. Advise and... assist home equity business partners on strategic... and tactical matters relating to home equity loans. Provide legal counsel... and e... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director - Control Group Research Clearance Advisory Manager The candidate will have primary focus on the Research business and have management responsibilities for a four-person team that is responsible for clearing Research products, gatekeeping interactions between banking and research, and approving public appearance requests. Engage with legal and compliance colleagues in Bank's US and overseas offices, investment bankers and outside counsel to identify, eval... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Officer - Markets Regulatory Implementation The candidate will report to the Compliance Director, Markets Regulatory Implementation. Will primarily work with the Director to identify, develop and implement policies and procedures, processes, and controls pursuant to new laws, regulations, rules, and interpretations or guidance issued by US market regulators including the SEC and CFTC; FINRA, NFA, and other SROs; and international regulators as applicable. Will als... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel - Financial Services The candidate will work closely with the Chief Counsel of Financial Services and with company's Auto Finance and Home Loans businesses on a broad range of consumer lending matters, including originations, servicing, marketing and analysis, loss mitigation, partnerships, and dealer relationships. Will develop and manage a team of exceptional lawyers responsible for handling complex legal matters and advising the busines... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Compliance Officer - Equities The candidate will serve as an Equity Compliance Officer within company's... Institutional Client Group (ICG), supporting Sales and Trading and general operations in Exchange Traded Derivatives (ETD), Futures, Cleared OTC, SEFs, FCM Financial Requirements, LSOC, and DCO Operations. Primary responsibilities include providing day-to-day Compliance advice relating to trading, sales practices, operations, financial requirements, position limits,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here