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Etfs Jobs in Oakbrook Terrace

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United States
Posted On Sep 07, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Contract Law Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements ETFs finance hedge funds Insurance pension private equity Securities special projects
Practice Area:
Corporate - Contract Law Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements ETFs finance hedge funds Insurance pension private equity Securities special projects

Title: Securities Services Attorney - Assistant Vice President Job Responsibilities: - Review, identify, analyze, and escalate issues during the negotiation of complex service agreements, including custody, fund administration, and non-disclosure agreements for institutional clients. - Contribute to the oversight of the contents and...

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Posted On Aug 20, 26
Full-time Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

Title: Investment Management Group – Registered Funds Mid-Level Associate Job Responsibilities: The mid-level associate will be part of the Investment Management Group, focusing on advising funds, fund sponsors, underwriters, and other service providers on various aspects of registered investment companies. Responsibilities include: -...

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Posted On Aug 12, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements asset management derivatives equity ETFs Ethics Insurance investment management ISDA licensing marketing SEC filings stage startup swaps trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements asset management derivatives equity ETFs Ethics Insurance investment management ISDA licensing marketing SEC filings stage startup swaps trusts

Title: ETF + RIA Legal Job Responsibilities: - Own the SEC filing lifecycle across all company ETF trusts: N-1A, 485A, 485(b), N-PORT, N-CEN, proxy statements, and annual updates. - Draft, review, and negotiate prospectus and SAI disclosure for new fund launches and ongoing...

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Posted On Sep 01, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933

Title: Legal Counsel Job Responsibilities: - Provide legal advice to internal clients of the company and support the broader Legal & Compliance Team. - Advise the company’s business professionals on investment management, mutual fund, ETF, and CIT legal and regulatory compliance. - Assist with...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title

Compliance Team. Key duties include advising business professionals on investment management, mutual funds, ETFs, and CIT legal and... regulatory compliance. The role involves preparing SEC filings, including annual updates of fund registration statements and prospectus supplement filings, and preparing board...

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Posted On Jul 27, 26
Full-time 86 views Experience : 2-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

guidance to clients on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, interval funds,... tender offer funds, and business development companies. They will also advise investment advisers on business and regulatory matters, collaborating closely with clients,...

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