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Finance Financial Services Regulation Jobs in Swansea

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United States
Posted On Sep 09, 26
Full-time 3 views Experience : Min 2 yrs required

Title: Case Administrator Job Responsibilities: The Case Administrator at the . District Court for the Southern District of Illinois is tasked with a variety of responsibilities essential for the smooth operation and management of case information within the East St. Louis Clerk’s...

Posted On Jul 22, 26
Full-time 3 views
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts corporate governance directors due diligence entertainment Ethics fiduciary Insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts corporate governance directors due diligence entertainment Ethics fiduciary Insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities wealth management

advisor to the CEO, COO, and senior leadership on matters of investment adviser law, securities regulation, corporate governance, contracts, and... business risk. - Establish and define the scope of the in-house legal function, including frameworks for determining which matters are han...

Posted On Jul 06, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution criminal FINRA indemnity Partnership Profit Sharing Registered Investment Advisor Securities
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution criminal FINRA indemnity Partnership Profit Sharing Registered Investment Advisor Securities

Title: Associate General Counsel III, Investment Advisory Attorney Job Responsibilities: - Provide legal, strategic, and tactical support to the company's investment advisory programs. - Interpret applicable federal laws and regulations that govern investment advisory programs and maintain and enhance the contractual agreements and...

Posted On Jul 08, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Investment Advisers Act of 1940 partnerships regulatory compliance
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Investment Advisers Act of 1940 partnerships regulatory compliance

investment advisory products and services. - Interpret and apply the... requirements of Form ADV Parts I, II, and III, including annual updates and amendments. - Provide legal leadership and guidance on a broad range of investment advisory and regulatory matters, including the...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a fast-paced environment. - Support non-derivative traded products, including physically-settled commodity spot...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
Code of Conduct family H-1B Insurance Taxation
Job Tags:
Code of Conduct family H-1B Insurance Taxation

Global Structuring Insurance / Financial Services - Manager Job Responsibilities:... a Manager within the Financial Services Global Structuring team... at the company, you will lead teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Key responsibilities include: -...

Posted On Sep 02, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Posted On Sep 09, 26
Full-time 5 views Experience : Min 4 yrs required
Practice Area:
Real Estate - Tax Tax - M&A and Transactions Corporate - Compliance Corporate - Contract Law Real Estate - Finance Tax - General Corporate - General Real Estate - General
Job Tags:
finance real estate finance
Practice Area:
Real Estate - Tax Tax - M&A and Transactions Corporate - Compliance Corporate - Contract Law Real Estate - Finance Tax - General Corporate - General Real Estate - General
Job Tags:
finance real estate finance

emphasis on real estate finance and New Markets Tax... within the Tax Credit Finance & Development practice area,... team of professionals to provide legal services and advice. Key responsibilities... include: - Advising clients on tax credit financing structures and compliance. - Dra...

Posted On Sep 15, 26
Full-time 4 views Experience : Min 10 yrs required
Job Tags:
Estate Planning finance marketing Software Taxation Transfer Pricing
Job Tags:
Estate Planning finance marketing Software Taxation Transfer Pricing

Managing Director, Core Tax Services Job Responsibilities: The Tax Managing Director... is tasked with leveraging industry-specific knowledge to advise clients on tax implications related to their business objectives. The role involves evaluating and selecting alternative actions to minimize tax burdens and compliance...

Posted On Sep 09, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Real Estate - Tax Tax - Federal Real Estate - Finance Tax - General Real Estate - General
Job Tags:
finance real estate finance
Practice Area:
Real Estate - Tax Tax - Federal Real Estate - Finance Tax - General Real Estate - General
Job Tags:
finance real estate finance

focus on tax credit finance and development, with a... emphasis on real estate finance and New Markets Tax... clients receive high-quality legal services in tax credit-related matters. -... The associate will be expected to engage with a diverse range of clients,...

Posted On Sep 09, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Real Estate - Tax Tax - Federal Real Estate - Finance Real Estate - Development/ Dirt law Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - General Tax - General
Job Tags:
finance real estate finance
Practice Area:
Real Estate - Tax Tax - Federal Real Estate - Finance Real Estate - Development/ Dirt law Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - General Tax - General
Job Tags:
finance real estate finance

related to tax credit finance and development. This includes... extensively with real estate finance and New Markets Tax... guidance on complex tax credit transactions and to work collaboratively with clients to achieve their financial and strategic goals. The candidate... is expec...

Posted On Sep 21, 26
Full-time 3 views
Job Tags:
banking criminal employee benefits Insurance pension Software title
Job Tags:
banking criminal employee benefits Insurance pension Software title

Details for Administrative Support Technician Job Title Administrative Support Technician Job Responsibilities The Administrative Support Technician is an entry-level role providing clerical and administrative support to the . Probation Office's team. The position involves: - Formatting, typing, and editing reports developed by officers, often within...

Posted On Aug 18, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Taxation
Job Tags:
family finance H-1B Taxation

Job Title: International Tax Services - Manager Job Responsibilities: As an... International Tax Services Manager at the company,... the role involves advising clients on structuring their global tax positions and analyzing international tax laws and regulations. The aim is to develop strategies...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
appeals finance marketing Software Taxation Transfer Pricing
Job Tags:
appeals finance marketing Software Taxation Transfer Pricing

Senior Manager, Core Tax Services - Corporate/ASC 740 Focus... Responsibilities: The Core Tax Services Senior Manager is tasked... with advising clients on the tax implications of their business objectives and evaluating actions to reduce tax burdens and compliance costs. The...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
appeals finance marketing Software Taxation Transfer Pricing
Job Tags:
appeals finance marketing Software Taxation Transfer Pricing

Senior Manager, Core Tax Services - Passthrough Focus Job Responsibilities:... The Core Tax Services Senior Manager is primarily... responsible for advising clients on the tax implications of their business objectives. The role involves evaluating and selecting alternative actions to reduce tax...

Posted On Aug 27, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
Code of Conduct family finance H-1B restructuring Taxation
Job Tags:
Code of Conduct family finance H-1B restructuring Taxation

Job Title: Specialized Tax Services - Research & Development... Tax - Manager Job Responsibilities: - Lead the development and execution of tax strategies for clients, focusing on specialized areas such as research and development tax credits. - Manage client engagements, which include planning,...

Posted On Aug 30, 26
Full-time Experience : Min 4 yrs required
Job Tags:
family finance H-1B Taxation
Job Tags:
family finance H-1B Taxation

Job Title: International Tax Services - Manager Job Responsibilities: - Analyze... international tax laws and regulations to develop strategies that optimize tax efficiency for multinational businesses. - Structure global tax positions to minimize risks and enhance compliance with international standards. - Lead teams in...

Posted On Aug 30, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
family finance H-1B restructuring Taxation
Job Tags:
family finance H-1B restructuring Taxation

Job Title: Specialized Tax Services - Research & Development... Tax - Senior Associate Job Responsibilities: - Providing specialized tax advice and solutions in complex areas such as research and development tax credits and accounting methods - Analyzing complex tax regulations to...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
family finance H-1B restructuring Taxation
Job Tags:
family finance H-1B restructuring Taxation

Job Title: International Tax Services - Senior Manager Job Responsibilities: -... Lead international tax advisory projects, guiding clients in structuring their global tax positions. - Analyze complex international tax laws and regulations to develop strategies optimizing tax efficiency and minimizing risks for multinational...

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