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Financial Industry Regulatory Authority Jobs in East Hartford

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United States
Posted On Jul 20, 26
Full-time 6 views Experience : Min 1 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance directors due diligence Financial Industry Regulatory Authority FINRA initial public offerings Mergers and Acquisitions Securities Securities Exchange Act of 1934 shareholders underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance directors due diligence Financial Industry Regulatory Authority FINRA initial public offerings Mergers and Acquisitions Securities Securities Exchange Act of 1934 shareholders underwriters

capital market transactions, including initial public offerings, secondary market offerings, registered direct offerings, and private placements. - Prepare relevant filings and responses with the Financial Industry Regulatory Authority in... connection with transactions. - Support senior attorneys or partners in representing companies o...

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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

VP & Counsel, International Surety Claim - Bond and Financial Products Duties: Under broad... oversight, provide overall claim management and business support to our international surety line of business, including firm’s direct international surety business, assumed surety reinsurance business, and surety business written within our joint ventures. Working with local and international surety claim teams in various foreign countries. Coordination of large loss reporting, gove... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Bond & Financial Products Claim Managing Director/Managing... Director & Counsel Construction Services Claim RESPONSIBILITIES: Directly handle a limited number of surety claims, specifically those having the highest degree of complexity, sensitivity and/or financial exposure. Within authority limits,... analyze, investigate, negotiate and resolve surety bond claims and litigation with a limited amount of supervision by Claim Management. Communicate operational policies, procedur... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Medicaid Senior Compliance Lead The candidate's responsibilities include: auditing, investigating, training/education and enforcement, ongoing consultation on compliance issues impacting businesses, interfacing with industry groups and regulators on... compliance with laws and regulators, monitoring and reporting on adherence to compliance controls, recommending and helping businesses to implement compliance controls. Fundamental Components: will work closely with the CEO, as w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Responsibilities: Conducts legal research on federal and state law related to securities and life insurance, and the administration of fixed and variable annuity products. Provides support for annuity product development, and customer service inquiries and requests. Coordinate with internal clients to compile data and information related to the preparation of variable annuity registration statements for annual updates and new products. Prepare drafts of reg... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## **Members Only.** seeks a VP, Senior Counsel to provide legal and regulatory guidance and subject matter... expertise related to its global investment management business and range of products. This position may sit in either our NYC or Hartford office location and has a base salary range of $200,000 to $240,000. **Job Responsibilities:** - Provide legal advice and guidance... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

# Vice President, Senior Counsel (Global Funds) ## A Multi-Manager Asset Management Business Our employees are our most valuable asset. As such, we are looking for an experienced Vice President, Senior Counsel to join our global funds team in either our Hartford, CT or NYC office. This position is responsible for providing legal and regulatory guidance and subject matter... expertise related to our global investment management business and range of products. The base salar... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Claim Executive/Counsel The candidate will investigate and manage Bond and Financial Products claims, typically of... moderate severity or complexity, under Directors and Officers, Employment Practices and Errors and Omissions Liability policies arising under Healthcare and Managed Care Program business. Will fulfill Bond and Financial Products Claim's mission by... conducting thorough investigation, analysis, evaluation and disposition of claims to achieve superior customer servi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

MD and Counsel, Bond Claim The candidate will assume management role in Bond and Financial Products Claim by providing... leadership, expertise and technical guidance to a team of claim professionals within a designated line of business. Will maintain all necessary active adjusters' licenses and remain current with all CE credit requirements. Directly handle a limited number of Bond and Financial Products Claims, specifically those... having the highest degree of complexity, sensi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel, Bond The candidate will maintain all necessary active adjusters’ licenses and remain current with all CE credit requirements. Will analyze, investigate, negotiate and resolve moderate severity bond claims with moderate supervision by claims management. Take a primary role in handling of performance, payment and other related surety bond claims, including being a member of and leading teams of internal and external business associates to investigate and resol... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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