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Financial Industry Regulatory Authority Jobs in New Albany

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United States
Posted On Sep 03, 26
Full-time 2 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, working collaboratively and building strong lines of communication across global deal teams. Focus primarily on supporting crypto exchange partnerships, digital...

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Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title

implements tax, estate, and financial plans for clients. - Collaborates... acquiring new clients and works to retain, expand, and deepen existing relationships. - Conducts and reviews research as needed and develops tax, estate, and financial analyses and plans. - Makes... generally accepted recommenda...

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Posted On Sep 21, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title

implement tax, estate, and financial plans for clients, including... acquiring new clients. - Retain, expand, and deepen existing client relationships. - Conduct and review research as necessary, developing tax, estate, and financial analyses and plans. - Make... generally accepted recommendations to the tea...

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Posted On Aug 14, 26
Full-time
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence CCPA child climate change Cybersecurity employee benefits family finance GDPR Government HIPAA Insurance NYSE pension Privacy regulatory compliance stock exchange Women
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence CCPA child climate change Cybersecurity employee benefits family finance GDPR Government HIPAA Insurance NYSE pension Privacy regulatory compliance stock exchange Women

and AI with minimal supervision, acting as a trusted and collaborative member of the privacy team. - Advise business stakeholders on privacy, cybersecurity, and AI governance regulatory requirements, translating legal obligations... into practical, actionable strategies while effectively identifying, quantifying, and com...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

of Enforcement, offering expert advice on operational, policy, and regulatory matters. - Exercise sound judgment... and independent decision-making authority on matters within delegated... scope, establishing decision frameworks and protocols for escalation when EVP involvement is required. - Lead strategic analysis and problem-solvi...

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Posted On Sep 01, 26
Full-time 7 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

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