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Financial Industry Regulatory Authority Jobs in New Britain

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United States
Posted On Jul 20, 26
Full-time 5 views Experience : Min 1 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance directors due diligence Financial Industry Regulatory Authority FINRA initial public offerings Mergers and Acquisitions Securities Securities Exchange Act of 1934 shareholders underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance directors due diligence Financial Industry Regulatory Authority FINRA initial public offerings Mergers and Acquisitions Securities Securities Exchange Act of 1934 shareholders underwriters

capital market transactions, including initial public offerings, secondary market offerings, registered direct offerings, and private placements. - Prepare relevant filings and responses with the Financial Industry Regulatory Authority in... connection with transactions. - Support senior attorneys or partners in representing companies o...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Health Attorney Under the direction of Chief Counsel, the candidate will provide Health Center management with advice on legal and regulatory issues impacting all aspects... of the health system. Provide guidance to leadership on clinical staff affairs and medical staff governance issues, overseeing legal activity related to professional liability incidents and claims, working collaboratively with clinical leaders in an environment of continuous quality improvement to ac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager - EPL The candidate will join the Executvie Risk team. Will be tasked to help achieve the company vision of being the highest performing specialist insurer. This will be done through the proactive management of claims, at the individual and portfolio level, to optimise spend and achieve high levels of satisfaction for the insured and broker through high quality claim management, resolution and excellent client service. Clear documentation, analysis and communi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

and Associate General Counsel Candidate will lead corporate strategic and tactical legal initiatives. Provide senior management with effective advice on company strategies and the implementation. Manage the legal function within their scope. Direct involvement in complex business transactions and negotiating critical contracts. Corporate Secretarial duties, including assist in preparation of entity and executive board minutes and meeting materials, drafting of resolutions... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Counsel The candidate will provide legal advice on licensing, operational, transactions, product development and compliance matters. Stay current on changes and developments impacting the business and the US insurance regulatory framework. Interact with and... provide legal advice to management, underwriters, actuaries, operations, Finance, HR, IT and Claims on a variety of legal matters. Develop, draft, revise and negotiate various agreements, including underwriting/... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

VP & Counsel, International Surety Claim - Bond and Financial Products Duties: Under broad... oversight, provide overall claim management and business support to our international surety line of business, including firm’s direct international surety business, assumed surety reinsurance business, and surety business written within our joint ventures. Working with local and international surety claim teams in various foreign countries. Coordination of large loss reporting, gove... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Bond & Financial Products Claim Managing Director/Managing... Director & Counsel Construction Services Claim RESPONSIBILITIES: Directly handle a limited number of surety claims, specifically those having the highest degree of complexity, sensitivity and/or financial exposure. Within authority limits,... analyze, investigate, negotiate and resolve surety bond claims and litigation with a limited amount of supervision by Claim Management. Communicate operational policies, procedur... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Medicaid Senior Compliance Lead The candidate's responsibilities include: auditing, investigating, training/education and enforcement, ongoing consultation on compliance issues impacting businesses, interfacing with industry groups and regulators on... compliance with laws and regulators, monitoring and reporting on adherence to compliance controls, recommending and helping businesses to implement compliance controls. Fundamental Components: will work closely with the CEO, as w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Responsibilities: Conducts legal research on federal and state law related to securities and life insurance, and the administration of fixed and variable annuity products. Provides support for annuity product development, and customer service inquiries and requests. Coordinate with internal clients to compile data and information related to the preparation of variable annuity registration statements for annual updates and new products. Prepare drafts of reg... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## **Members Only.** seeks a VP, Senior Counsel to provide legal and regulatory guidance and subject matter... expertise related to its global investment management business and range of products. This position may sit in either our NYC or Hartford office location and has a base salary range of $200,000 to $240,000. **Job Responsibilities:** - Provide legal advice and guidance... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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