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Financial Industry Regulatory Authority Jobs in Wexford

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United States
Posted On Aug 06, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title

Overview At Company, our people are our greatest differentiator and competitive advantage in the markets we serve. We are united in delivering the best experience for our customers and work together to foster an inclusive workplace culture where all employees feel...

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Posted On Sep 21, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Litigation - Commercial
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension regulatory compliance spouse title
Practice Area:
Litigation - Commercial
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension regulatory compliance spouse title

Title Senior Counsel Litigation Job Responsibilities - Manage actual and threatened litigation for multiple lines of business. - Select and manage outside counsel as needed, ensuring strategic direction and cost management in these relationships. - Perform significant and complex legal work,...

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Posted On Aug 24, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Litigation - General (consumer)
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title
Practice Area:
Litigation - General (consumer)
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title

Overview At Company, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where...

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Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

implements tax, estate, and financial plans for clients, including... of greater complexity and partners in the acquisition of new clients. - Retains, expands, and deepens existing relationships. - Conducts and reviews research, as appropriate, and develops tax, estate, and financial analyses an...

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Posted On Sep 21, 26
Full-time 6 views Experience : Min 8 yrs required
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

complex tax, estate, and financial plans for clients. - Collaborate... in acquiring new clients. - Retain, expand, and deepen existing client relationships by conducting and reviewing research and developing tax, estate, and financial analyses and plans. - Make... generally accepted recommendations to te...

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Posted On Jul 29, 26
Full-time 3 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements air board of directors company policies Contract Law contracts corporate governance Corporate Law Corporation directors equity finance licensing regulatory compliance SEC filings shareholders stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements air board of directors company policies Contract Law contracts corporate governance Corporate Law Corporation directors equity finance licensing regulatory compliance SEC filings shareholders stock exchange

Title Corporate Counsel/Corporate Secretary Job Responsibilities - Serve as general legal counsel advising senior leadership, directors, and managers. - Draft, review, and negotiate a variety of legal documents, including the company's annual proxy statement, contracts, agreements, and policies. - Ensure compliance with applicable laws and...

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Posted On Sep 21, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management child criminal fiduciary Financial Industry Regulatory Authority FINRA Insurance licensing marketing pension spouse title
Job Tags:
asset management child criminal fiduciary Financial Industry Regulatory Authority FINRA Insurance licensing marketing pension spouse title

Title AMG Product Specialist Sr Job Responsibilities - Supports the team in executing strategies including updating policies, procedures, and processes to ensure consistent execution. - Collaborates with team members and other business leaders/employees to provide solutions and support the delivery of...

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Posted On Jul 19, 26
Full-time 2 views Experience : 8-10 yrs required
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital

all aspects of mock regulatory examinations and compliance program... reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. This includes overseeing and reviewing the work of project team members. - Conduct a broad scope of work during reviews...

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Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

implement tax, estate, and financial plans for clients, including... those of the greatest complexity. - Collaborate with other planning resources on specific subject matters of greatest complexity and partner in the acquisition of new clients. - Retain, expand, and deepen existing relationships. -...

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