Financial Services Law Jobs in Perth Amboy

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Posted On Sep 13, 26
Full-time 71 views Experience : Min 6 yrs required

Finance Practice Group Law Firm Seeking Experienced Attorney... Davis Polk, a leading law firm, is seeking an... experienced attorney to join their Finance practice group. The ideal candidate will have experience in the bank financing area, including acquisition finance,...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys. This role involves overseeing and resolving Enforcement cases from inception to completion while ensuring that each case outcome is supported by thorough factual findings...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required

Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal... for key Dispute Resolution Services (DRS) regional job categories.... - Train new regional hires. - Develop and deliver just-in-time, customized training for all DRS staff levels on new rules, procedures, and policies,...

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Posted On Sep 28, 26
Full-time 1 views

Title: Unclaimed Property Tax Senior, State and Local Tax Job Responsibilities: The Unclaimed Property Tax Senior in the State and Local Tax department plays a critical role in assisting clients with the tax implications of their business objectives. This role involves recommending...

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Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: The Executive Vice President of Risk and Intelligence is a strategic leadership position reporting directly to the Chief Regulatory Operations Officer and is a key member of the Regulatory Operations Senior Leadership Team....

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. Exercise sound judgment and...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations serves as an expert within the organization, utilizing specialized knowledge in crypto assets, blockchains, smart contracts, and other onchain technologies. The...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated individuals. The role requires...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is primarily responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market...

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Full-time 1 views Experience : Min 6 yrs required

complex specialty insurance lines. - Draft, review, and negotiate policy forms and endorsements for management liability and specialty coverages, including D&O, EPL, Fiduciary, Crime, Cyber/Tech, Professional Liability, Financial Institutions, Surety, Trade Credit/Credit... & Political Risk. - Advise underwriters, product managers, and busine...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director of Emerging Technology Intelligence plays a critical role within the organization's Risk & Intelligence department. This position involves leading a team of analysts in the Strategic Intelligence team to identify, analyze, and assess...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. This senior-level position plays a crucial role in identifying...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. -...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

President of Strategic Intelligence. - Lead a team of product and market intelligence experts to identify, analyze, and predict regulatory trends and their potential impact on member firms, customers, and financial markets. - Develop intelligence products... on emerging product-specific risks and critic...

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Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in conducting risk monitoring activities, ensuring timely, precise, and quality risk assessments, related reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. -...

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Full-time 2 views Experience : Min 5 yrs required

Title: Financial Services Litigation Attorney -... Commercial Job Responsibilities: - Defend leading financial institutions, banks, mortgage lenders,... servicers in sophisticated consumer financial services litigation in state... and federal courts. - Take ownership of matters from strategy through resolution, including drafting pleadings and dispositive...

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Posted On Sep 22, 26
Full-time 7 views Experience : Min 5 yrs required

Job Title: Financial Services - Tax Manager... Services Manager in the Financial Services EDGE State &... Local Tax division at the company is tasked with delivering and managing tax compliance and consulting work for clients. The role involves identifying and...

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Posted On Sep 22, 26
Full-time 1 views Experience : 4-6 yrs required

Job Title: Financial Services - Tax -... Wealth and Asset Management - Manager Job Responsibilities: As a Tax Compliance Manager within the Wealth & Asset Management Tax practice, the primary responsibilities involve managing and implementing tax compliance strategies and providing comprehensive support...

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