Post Jobs Upload Your Resume Log in

Financial Services Regulation Jobs in Perth Amboy

720 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. New Jersey
  4. Perth Amboy
  5. Financial Services Regulation

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
SPONSORED
Posted On Sep 13, 26
Full-time 71 views Experience : Min 6 yrs required
Practice Area:
Finance - Banking
Job Tags:
finance title
Practice Area:
Finance - Banking
Job Tags:
finance title

Practice Resource Attorney – Finance at Davis Polk in New York H2: Experienced Attorney Needed for Finance Practice Group Law Firm Seeking Experienced Attorney for Finance Practice Group in New York Position Summary: Davis Polk, a leading law...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement... market structure and market regulation from exchanges, the organization,... the SEC, and other regulatory bodies. - Provide expert guidance to senior leadership on operational, strategic, and policy implications of new and emerging...

Posted On Sep 30, 26
Full-time
Job Tags:
Estate Planning finance marketing Software Taxation Transfer Pricing
Job Tags:
Estate Planning finance marketing Software Taxation Transfer Pricing

Managing Director, Core Tax Services Job Responsibilities: The Tax Managing Director... is tasked with advising clients on the tax implications of their business objectives, evaluating and selecting actions to minimize tax burdens and compliance costs, and identifying various methods for adhering to...

Posted On Sep 28, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
appeals finance marketing Software Taxation Transfer Pricing
Job Tags:
appeals finance marketing Software Taxation Transfer Pricing

Senior Manager, Core Tax Services Job Responsibilities: The Core Tax Services... Senior Manager is entrusted... with advising clients about the tax implications of their business decisions, aiming to minimize their tax burdens and the cost of compliance. They are responsible for identifying...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal... for key Dispute Resolution Services (DRS) regional job categories.... - Train new regional hires. - Develop and deliver just-in-time, customized training for all DRS staff levels on new rules, procedures, and policies,...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: The Executive Vice President of Risk and Intelligence is a strategic leadership position reporting directly to the Chief Regulatory Operations Officer and is a key member of the Regulatory Operations Senior Leadership Team....

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. Exercise sound judgment and...

Posted On Sep 28, 26
Full-time 1 views
Job Tags:
agreements appeals marketing Software Taxation
Job Tags:
agreements appeals marketing Software Taxation

Title: Unclaimed Property Tax Senior, State and Local Tax Job Responsibilities: The Unclaimed Property Tax Senior in the State and Local Tax department plays a critical role in assisting clients with the tax implications of their business objectives. This role involves recommending...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. -...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

President of Strategic Intelligence. - Lead a team of product and market intelligence experts to identify, analyze, and predict regulatory trends and their potential impact on member firms, customers, and financial markets. - Develop intelligence products... on emerging product-specific risks and critic...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations serves as an expert within the organization, utilizing specialized knowledge in crypto assets, blockchains, smart contracts, and other onchain technologies. The...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated individuals. The role requires...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys. This role involves overseeing and resolving Enforcement cases from inception to completion while ensuring that each case outcome is supported by thorough factual findings...

Posted On Aug 27, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
ADA Case Law contracts crime Employee Rights endorsements fiduciary finance Financial Institutions Harassment Insurance insurance coverage partnerships pension professional liability regulatory compliance Securities underwriters
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
ADA Case Law contracts crime Employee Rights endorsements fiduciary finance Financial Institutions Harassment Insurance insurance coverage partnerships pension professional liability regulatory compliance Securities underwriters

complex specialty insurance lines. - Draft, review, and negotiate policy forms and endorsements for management liability and specialty coverages, including D&O, EPL, Fiduciary, Crime, Cyber/Tech, Professional Liability, Financial Institutions, Surety, Trade Credit/Credit... & Political Risk. - Advise underwriters, product managers, and busine...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Sep 01, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. This senior-level position plays a crucial role in identifying...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Sep 29, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in conducting risk monitoring activities, ensuring timely, precise, and quality risk assessments, related reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. -...

Posted On Sep 22, 26
Full-time Experience : Min 4 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Job Title: Financial Services - Customer Tax... critical role in supporting financial institutions with regulatory compliance... and tax reporting. Your responsibilities will include managing the end-to-end process for FATCA and CRS compliance, ensuring accuracy and timeliness. You will advise clients...

Posted On Sep 22, 26
Full-time 1 views Experience : 4-6 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance Partnership pension private equity Securities spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance Partnership pension private equity Securities spectrum Taxation

Job Title: Financial Services - Tax -... Wealth and Asset Management - Manager Job Responsibilities: As a Tax Compliance Manager within the Wealth & Asset Management Tax practice, the primary responsibilities involve managing and implementing tax compliance strategies and providing comprehensive support...

Posted On Oct 01, 26
Full-time Experience : 5-10 yrs required
Job Tags:
asset management family Financial Institutions FIRPTA Partnership Software Taxation
Job Tags:
asset management family Financial Institutions FIRPTA Partnership Software Taxation

International Tax Director - Financial Services Focus (Hybrid) Job Responsibilities: -... Review international tax compliance forms and collaborate with a dedicated international tax team. This includes handling forms such as 926, 1120-F, 5471, 8288, 8621, 8858, 8991, 8892, 8893, 8865, K-2/K-3, 5472,...

By Employer Type

In-House Law Firm Public Interest Government Recruiter Academic
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend