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Financial Services Regulation Jobs in Englewood

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United States
Posted On Sep 06, 26
Full-time 2 views Experience : 3-4 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - Banking Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - Banking Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act

FinTech companies, non-bank commercial and consumer lenders, servicers, consumer reporting agencies, and technology providers. The associate will provide guidance on federal and state financial laws and regulations, such... as the Truth in Lending Act, Fair Credit Reporting Act, Equal C...

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Posted On Sep 15, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements derivatives ISDA Securities special projects
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements derivatives ISDA Securities special projects

Title: Attorney, Sales and Trading Job Responsibilities: - Draft, review, and negotiate a variety of trading and financing agreements, including ISDA Master Agreements, Prime Brokerage Agreements, and Master Repurchase Agreements. - Provide legal counsel on trading, financing, and treasury transactions, ensuring...

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Posted On Jul 29, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General Corporate - Securities and Capital Markets Finance - Financial Services Regulation Intellectual Property - General Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General Finance - General
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General Corporate - Securities and Capital Markets Finance - Financial Services Regulation Intellectual Property - General Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General Finance - General
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and various compliance and risk issues impacting wealth technology businesses. - Engage in contract review, negotiation, and drafting. - Counsel company personnel on business, technology,...

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Posted On Sep 02, 26
Full-time 9 views
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements asset management banking EEOC Electronic Signature Laws Employee Rights family Family and Medical Leave Act finance OFAC Privacy Securities stage title UCC
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements asset management banking EEOC Electronic Signature Laws Employee Rights family Family and Medical Leave Act finance OFAC Privacy Securities stage title UCC

Title Cash Management Senior Counsel Job Responsibilities The Cash Management Senior Counsel will primarily support the Corporate Banking business, focusing on the global Cash Management sector. Key responsibilities include providing day-to-day legal support across business units such as sales, coverage,...

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Posted On Jun 05, 26
Full-time 7 views Experience : 2-4 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
civil litigation financial services litigation insurance coverage Litigation
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
civil litigation financial services litigation insurance coverage Litigation

Responsibilities: - Represent and defend financial services companies in civil... in commercial and consumer financial services litigation and compliance. -... Communicate effectively with clients and team members. - Learn and adapt quickly to new legal challenges and jurisdictions. - Potentially work in-office, hybrid, or...

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Posted On Sep 01, 26
Full-time 8 views Experience : 2-5 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
AML crime due diligence
Practice Area:
Finance - Financial Services Regulation
Job Tags:
AML crime due diligence

Customer (KYC) processes. - Maintain the accuracy, completeness, and compliance of client due diligence records. - Adhere to internal policies and regulatory requirements. - Identify and mitigate financial crime risks. - Collaborate closely... with Compliance, Anti-Money Laundering (AML), and Operations teams to enhance o...

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Posted On Sep 10, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
company policies criminal employee benefits ERISA family Insurance
Job Tags:
company policies criminal employee benefits ERISA family Insurance

Manager, Business Tax Services - Employee Benefits Compliance... filing entities. Oversee the gathering, analysis, and interpretation of financial and participant data, ensuring... accuracy and compliance with federal regulations, including ERISA and the Internal Revenue Code. Deliver on client needs of...

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Posted On Sep 30, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

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Posted On Sep 02, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

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Posted On Sep 09, 26
Full-time Experience : Min 9 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - White Collar Crime & Government Investigations - Defense
Job Tags:
crime fraud
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - White Collar Crime & Government Investigations - Defense
Job Tags:
crime fraud

Title: Senior Fraud / Financial Crime Product Counsel Job Responsibilities:... for fraud prevention and financial-crime compliance efforts within the... address fraud prevention and financial crime compliance. - Advise... on legal aspects of fraud prevention technologies and compliance programs. - Ensure that...

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Posted On Jul 23, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law
Job Tags:
agreements company policies contracts data privacy Data Protection data security Energy finance Women
Practice Area:
Corporate - Contract Law
Job Tags:
agreements company policies contracts data privacy Data Protection data security Energy finance Women

Counsel Job Responsibilities: - Provide legal services to the company to... ensure maximum protection of its legal rights. - Offer strategic guidance, consultation, and support to various internal stakeholders throughout the company. - Manage a team of professionals focused on contract management and review,...

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Posted On Sep 10, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
company policies corporate transactions criminal directors entity formation family finance H-1B Insurance M&A organizational documents shareholders Software Visa
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
company policies corporate transactions criminal directors entity formation family finance H-1B Insurance M&A organizational documents shareholders Software Visa

Title: Manager, Paralegal – Corporate Transactions and Governance Job Responsibilities: - Perform entity lifecycle management duties for all subsidiaries and affiliates of the company, including domestic and foreign entity formation and dissolution, maintenance of corporate organizational chart, and ongoing records...

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Posted On Sep 17, 26
Full-time 3 views Experience : 2-4 yrs required
Job Tags:
finance Transfer Pricing
Job Tags:
finance Transfer Pricing

Consultant or Consultant, International Income Tax The candidate will prepare and review international tax planning documents and presentations, research tax issues, respond to client requests, review certain international tax compliance, and handle other special tax projects. Perform and supervise such...

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Posted On Jul 07, 26
Full-time 3 views Experience : 8-10 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
CCPA Cybersecurity Data Protection GDPR Practice of Law Privacy
Practice Area:
Data Privacy - Transactional
Job Tags:
CCPA Cybersecurity Data Protection GDPR Practice of Law Privacy

Title: Privacy, Cybersecurity, & Data Protection Counsel Job Responsibilities: As the Privacy, Cybersecurity, & Data Protection Counsel for the company, the primary responsibility is to provide comprehensive legal advice and support for the company's global privacy, cybersecurity, and data protection program. This...

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Posted On Jul 07, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
data privacy IP marketing Privacy
Practice Area:
Data Privacy - Transactional
Job Tags:
data privacy IP marketing Privacy

Title: Legal Counsel - AI Regulatory Legal Specialist Job Responsibilities: - Serve as a Subject Matter Expert (SME) on AI legal and regulatory matters globally, collaborating with specialists across the company to provide advice on the rapidly evolving AI legal and regulatory...

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Posted On Jul 10, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Education - Districts, School Boards, Teachers Education - General
Job Tags:
agreements contracts Litigation Sunshine Laws
Practice Area:
Education - Districts, School Boards, Teachers Education - General
Job Tags:
agreements contracts Litigation Sunshine Laws

Title General Counsel Job Responsibilities The General Counsel serves as the chief legal advisor to the School Board and Superintendent, providing strategic, proactive legal counsel on all matters affecting the operation of the District. Key responsibilities include: - Providing legal advice to the School...

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Posted On Jul 22, 26
Full-time 2 views Experience : 8-12 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements contracts employee benefits equity False Claims Act fraud and abuse government relations health insurance Health Insurance Portability and Accountability Act healthcare compliance healthcare regulatory HIPAA Insurance partnerships regulatory compliance special projects Stark Law
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements contracts employee benefits equity False Claims Act fraud and abuse government relations health insurance Health Insurance Portability and Accountability Act healthcare compliance healthcare regulatory HIPAA Insurance partnerships regulatory compliance special projects Stark Law

Title: Assistant General Counsel - General Regulatory Job Responsibilities: - Monitor and interpret federal and state healthcare laws, regulations, regulatory guidance, and enforcement activities affecting the company, its subsidiaries, and business operations. - Advise business units, operational leaders, and compliance functions on regulatory...

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Posted On Sep 30, 26
Full-time 2 views Experience : Min 2 yrs required
Job Tags:
banking Capital Markets family finance H-1B Profit Sharing regulatory compliance
Job Tags:
banking Capital Markets family finance H-1B Profit Sharing regulatory compliance

impacts on their business. - Assisting in the preparation and review of tax documents, ensuring compliance with regulatory requirements. - Analyzing financial statements and trends to... provide insights on tax implications and opportunities. - Collaborating with clients to develop tax planning strategies that...

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Posted On Sep 02, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
finance financial services regulation ordinances Partnership partnerships
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
finance financial services regulation ordinances Partnership partnerships

payments, fintech, and money services businesses. Advise internal stakeholders... on their applicability to the company. - Assist in advising business and product teams on . regulatory requirements, including the regulatory implications of new product development, delivery channels, and partnerships. - Work closely...

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Consumer Finance Associate

Recruiter • **Members Only** Jacksonville, FL

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Posted On Aug 24, 26
Full-time 1 views Experience : 2-8 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General

Overview A experience to join its Financial Regulatory practice in Jacksonville,... candidate will counsel various financial entities on federal and... state financial laws and banks,... unions, and FinTechs on financial on compliance with... state commercial and consumer financial r...

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