Legal Financial Services Regulatory Jobs Jobs in Arden Hills, MN

Finance - Financial Services Regulation Attorney / Finance - Banking Attorney / Finance - General Attorney in Minneapolis, MN

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Posted On Jul 08, 26

Full-time 3 views Experience : Min 8 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking Finance - General

Job Tags:

banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

Job Title: Senior Regulatory Counsel, Americas Job Responsibilities: - Handle... regulatory legal issues across the... Americas and provide strategic advice to cross-functional stakeholders related to existing licenses/registrations and potential future licence applications, ensuring developments in payments and financial services regulation in the......

Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - Contract Law Attorney / Finance - General Attorney / Corporate - General Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Jul 07, 26

Full-time Experience : 3-5 yrs required

Practice Area:

Finance - Banking Finance - Financial Services Regulation Corporate - Securities and Capital Markets Corporate - Contract Law Finance - General Corporate - General

Job Tags:

agreements Commercial Contracts family marketing Partnership stage

Draft and negotiate complex financial services and B2B commercial... agreements. - Provide guidance on financial services transactions, regulations, and... required disclosures. - Advise on contractual risk, deal structure, and client relationships. - Partner with business and cross-functional teams to drive efficient contracting outcomes. -...

Corporate - Contract Law Attorney / Corporate - General Attorney / Finance - Structured Finance Attorney / Finance - Financial Services Regulation Attorney / Finance - General Attorney / Finance - Project Finance Attorney / Finance - Banking Attorney in M

In-House • **Members Only** Minneapolis, MN

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Posted On Jul 30, 26

Full-time Experience : 10-15 yrs required

Practice Area:

Corporate - Contract Law Corporate - General Finance - Structured Finance Finance - Financial Services Regulation Finance - General Finance - Project Finance Finance - Banking

Job Tags:

agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: The Associate General Counsel will join the Capital Markets Legal Team at the company to support the Commodities business within Global Capital Markets. The primary responsibilities include advising internal clients such as sales...

Finance - Financial Services Regulation Attorney / Finance - Banking Attorney / Finance - General Attorney in Minneapolis, MN

Law Firm • **Members Only** Minneapolis, MN

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Posted On Aug 26, 26

Full-time Experience : Min 10 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking Finance - General

Job Tags:

acquisitions banking banking laws corporate governance finance Financial Institutions financial services regulatory Insurance Litigation M&A Medicare mergers Mergers and Acquisitions Privacy regulatory compliance Securities social security Transportation

both banks and non-bank financial institutions on federal and... banking laws and regulations. This includes counseling clients on various regulatory compliance aspects, including consumer... compliance, capital planning, governance, examinations, enforcement matters, vendor management, payment systems, and risk management. The at...

Finance - Financial Services Regulation Attorney / Finance - Banking Attorney / Administrative Law Attorney / Government - General Attorney / Finance - General Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Aug 11, 26

Full-time 2 views Experience : 10-15 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking Administrative Law Government - General Finance - General

Job Tags:

banking family Litigation Partnership

business strategy while managing regulatory, contractual, and reputational risk... within a highly regulated financial services environment. - Advise leadership... on complex legal matters and ensure compliance with applicable laws and supervisory expectations. - Assist the organization in navigating risk-informed decision-making processes. - Translate...

Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Sep 21, 26

Full-time 13 views Experience : 10-15 yrs required

Practice Area:

Finance - Banking Finance - Financial Services Regulation

Job Tags:

agreements artificial intelligence banking banking laws CCPA Data Protection digital banking emerging technologies Financial Institutions government relations Insurance Privacy privacy laws regulatory compliance

lines, branch operations, deposit services, compliance, and treasury management... teams. Key duties include: - Offering day-to-day legal support for business teams, serving as a trusted and strategic legal partner. - Providing legal support on general banking and regulatory matters, including branch...

Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney / Finance - General Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Sep 21, 26

Full-time 7 views Experience : 10-15 yrs required

Practice Area:

Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General

Job Tags:

agreements banking banking laws digital banking Financial Institutions government relations Insurance regulatory compliance

Management, Merchant Services, and Financial Institutions Group Job Responsibilities:... will provide legal and regulatory advice and support to... Management, Merchant Services, and Financial Institutions teams, as well... as the Branch Teams and the Bank generally. The attorney will primarily focus...

Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Jun 26, 26

Full-time 11 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

involves providing legal and regulatory support for the distribution... of registered investment companies and private investment funds within the Wealth and Investment Management division at the company. Key responsibilities include: - Advising on the distribution of mutual funds, ETFs, and other...

Data Privacy - Transactional Attorney / Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney / Finance - General Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Jun 19, 26

Full-time 9 views Experience : Min 4 yrs required

Practice Area:

Data Privacy - Transactional Finance - Financial Services Regulation Fintech & Blockchain Finance - General

Job Tags:

agreements alcohol children conflict resolution Disability Benefits Hardware health benefits Insurance regulatory compliance Software Visa

Title: Senior Counsel, Senior AVP: Third Party Technology Job Responsibilities: - Draft and negotiate a wide variety of agreements in collaboration with partners, clients, and colleagues. - Advise clients on risk management, conflict resolution, contract interpretation, compliance, remediation, and enforcement. - Provide business-focused, risk-based advice...

Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Aug 25, 26

Full-time Experience : Min 6 yrs required

Job Tags:

Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Aug 26, 26

Full-time 1 views Experience : Min 4 yrs required

Job Tags:

family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

Attorney in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Sep 02, 26

Full-time Experience : Min 8 yrs required

Job Tags:

Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Finance - Financial Services Regulation Attorney / Finance - General Attorney in Minneapolis, MN (Remote)

In-House • **Members Only** Minneapolis, MN

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Posted On Sep 17, 26

Full-time 2 views Experience : Max 3 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa

business. This role involves advising on regulatory frameworks applicable to a... globally operating asset management business, including . laws like SEC and CFTC regulations. Key responsibilities include: - Advising on . regulatory frameworks such as Dodd-Frank,... SEC and CFTC rules, Inve...

Legal Staff Paralegal in Minneapolis, MN

Law Firm • **Members Only** Minneapolis, MN

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Posted On Sep 01, 26

Full-time 4 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General

Job Tags:

AML entity formation federal government fund formation I-9 Insurance investment management regulatory compliance Securities social security special projects UCC Uniform Commercial Code

investment fund management, including regulatory compliance, fund formation, initial... and securities matters. - Prepare and file necessary regulatory documents such as Form... D, BlueSky, Section 16, and other annual filings. - Handle regulatory registration forms with the... SEC, CFTC, and NFA, includin...

Legal Staff Paralegal in Minneapolis, MN

In-House • **Members Only** Minneapolis, MN

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Posted On Jul 07, 26

Full-time 3 views Experience : Min 5 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking Finance - General

Job Tags:

alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

Title: Lead Compliance Officer (Auto Operations) Job Responsibilities: - Establish, implement, and maintain risk standards and programs to ensure compliance with federal, state, agency, legal, regulatory, and corporate policy requirements.... - Provide oversight and monitoring of business group risk-based compliance programs....

Finance - Banking Attorney / Finance - General Attorney in Minneapolis, MN (Remote)

Law Firm • **Members Only** Minneapolis, MN

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Posted On Sep 21, 26

Full-time 1 views Experience : Min 3 yrs required

Practice Area:

Finance - Banking Finance - General

Job Tags:

affordable housing banking construction criminal due diligence finance health insurance Insurance land development lending marketing

Title: Associate or Senior Attorney (Banking Practice Group) Job Responsibilities: The Associate or Senior Attorney in the Banking Practice Group is tasked with practicing in the area of commercial banking at the law firm's downtown Minneapolis office. The responsibilities include: -...

Corporate - Securities and Capital Markets Attorney / Corporate - Technology Transactions Attorney / Fintech & Blockchain Attorney / Finance - Structured Finance Attorney / Corporate - General Attorney / Finance - General Attorney in Minneapolis, MN (Rem (Remote)

In-House • **Members Only** Minneapolis, MN

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Posted On Sep 03, 26

Full-time 2 views Experience : 10-10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Technology Transactions Fintech & Blockchain Finance - Structured Finance Corporate - General Finance - General

Job Tags:

agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, working collaboratively across global deal teams. - Focus primarily on supporting crypto exchange partnerships, digital asset market maker agreements, and institutional...

Financial Services (CFTC) Lawyer

Recruiter • **Members Only** Minneapolis, MN

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Posted On Aug 11, 26

Full-time 29 views Experience : 2-17 yrs required

Practice Area:

Litigation - Financial Services Government - General

with deep experience in financial regulatory matters—particularly commodities, derivatives,... a sophisticated client base across the financial and energy sectors and... handling high-impact transactional and enforcement matters. The ideal candidate will join a dynamic, collaborative legal team focused on financial servic...

Financial Services Regulatory Jobs in Arden Hills

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