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Financial Services Regulatory Jobs in Bala Cynwyd

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United States
Posted On Aug 20, 26
Full-time 49 views Experience : 2-4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy

ID: 10000287 CareerBuilder TIP For your privacy and protection, when applying to a job online, never give your social security number to a prospective employer, provide credit card or bank account information, or perform any sort of monetary transaction. Learn...

Posted On Aug 26, 26
Full-time 16 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues affecting the use... focus on software as a medical device, artificial intelligence, machine learning, real-world data, and precision medicine. - Provide guidance on appropriate regulatory standards for product qualification... and classification analysis. - Advise on re...

Posted On Sep 01, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... to credit and payment products, primarily focusing on non-mortgage products. - Counsel fintech companies, card issuers, program managers, and financial institutions on compliance with... consumer protection regulations....

Posted On Sep 01, 26
Full-time 1 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital
Practice Area:
Corporate - Asset/Investment Management Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital

law firm. The role involves advising sophisticated institutional investors, private funds, and other market participants on a comprehensive range of fund investment, structuring, regulatory, governance, and transactional matters.... The Associate will collaborate with a cross-office team on complex private m...

Posted On Sep 03, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, working collaboratively and building strong lines of communication across global deal teams. Focus primarily on supporting crypto exchange partnerships, digital...

Posted On Aug 11, 26
Full-time 10 views Experience : Min 3 yrs required
Practice Area:
Insurance Coverage Insurance Defense - General Professional Liability Defense Litigation - Financial Services - Defense Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime Data Protection directors equity Financial Institutions Insurance Litigation marketing PERM professional liability
Practice Area:
Insurance Coverage Insurance Defense - General Professional Liability Defense Litigation - Financial Services - Defense Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime Data Protection directors equity Financial Institutions Insurance Litigation marketing PERM professional liability

Job Title: Financial Lines Attorney Job Responsibilities: - Join... the national and international financial lines practice at a... lines of coverage, including financial institutions, directors & officers'... liability, management liability (both public and private entity), professional liability, bank liability, crime, fidelity, product...

Posted On Aug 17, 26
Full-time 8 views Experience : 6-10 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title
Practice Area:
Finance - Financial Services Regulation
Job Tags:
40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title

under the Investment Company Act of 1940. - Provide primary legal support on matters under the Investment Advisers Act of 1940, focusing on governance, disclosures, conflicts of interest, regulatory filings, examinations, and ongoing... compliance. - Advise on ’40 Act issues relevant to...

Posted On Jul 09, 26
Full-time 13 views Experience : 5-10 yrs required
Practice Area:
Litigation - General (consumer) Litigation - Consumer Finance- Defense Finance - Financial Services Regulation
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act
Practice Area:
Litigation - General (consumer) Litigation - Consumer Finance- Defense Finance - Financial Services Regulation
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act

Job Title: Consumer Financial Services Career Associate -... Multiple Offices Job Responsibilities: The Consumer Financial Services Career Associate will... a focus on consumer financial services. The role involves... independent case management and appearances, as well as managing other team members. The associate...

Posted On Jul 05, 26
Full-time 9 views Experience : 2-3 yrs required
Practice Area:
Data Privacy - Litigation Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
class action crime criminal Cybercrime Cybersecurity defamation First Amendment Intellectual Property Litigation Media pleadings Privacy regulatory litigation stalking
Practice Area:
Data Privacy - Litigation Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
class action crime criminal Cybercrime Cybersecurity defamation First Amendment Intellectual Property Litigation Media pleadings Privacy regulatory litigation stalking

Title: Associate - Privacy and Digital Risk Class Action and Litigation Job Responsibilities: The successful candidate will join the national team at the law firm in advising and representing clients of all sizes and sectors in investigation and litigation matters. These...

Posted On Jul 09, 26
Full-time 4 views Experience : 3-7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

Job Title: Financial Services Associate Job Responsibilities: The Financial... Services Associate will be... a part of the Financial Services group within the... a leading adviser to financial services firms, asset managers,... of the world’s largest financial institutions. The key responsibilities... include advising...

Posted On Aug 17, 26
Full-time 7 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title
Practice Area:
Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title

Title: Senior Counsel, Asset Management Job Responsibilities: - Engage in substantial contract drafting and negotiation, including agreements with mutual funds, subadvisors, model providers, private funds, and other vendors, as well as customer agreements. - Possess extensive knowledge of investment management functions such as...

Posted On Jul 16, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... tax environment. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on local and international tax affairs, focusing on strategic consulting for business...

Posted On Aug 13, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing RICO wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing RICO wealth management

Financial Services Tax - Real... Estate Senior Manager Duties: The candidate will play a pivotal role in guiding clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advise on local and international...

Posted On Aug 13, 26
Full-time Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... Estate Director Duties: The candidate will be playing a pivotal role in guiding clients through the intricate landscape of tax obligations, both locally and internationally. Within the Tax practice, will be providing strategic consulting on...

Posted On Aug 25, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

Posted On Sep 02, 26
Full-time Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Posted On Aug 17, 26
Full-time 9 views Experience : Min 8 yrs required
Practice Area:
Finance - General Finance - Banking
Job Tags:
banking child Commercial Lending corporate governance Corporation criminal Ethics finance Financial Industry Regulatory Authority FINRA Insurance lending licensing pension Privacy regulatory compliance securitization spouse title underwriters
Practice Area:
Finance - General Finance - Banking
Job Tags:
banking child Commercial Lending corporate governance Corporation criminal Ethics finance Financial Industry Regulatory Authority FINRA Insurance lending licensing pension Privacy regulatory compliance securitization spouse title underwriters

Title Senior Counsel--Corporate and Commercial Banking Job Responsibilities The Senior Counsel at the company will be part of the Business & Finance Legal Group (B&F Legal), which consists of approximately 65 attorneys and paralegals within the company's legal department. This...

Posted On Sep 03, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy

Title: Senior Counsel, Transactions, (Enterprise, Payments, and Ecosystem) Job Responsibilities: - Serve as a trusted partner to the Enterprise, Payments, and Ecosystem teams at the company, fostering collaboration and strong communication across global business teams. Support enterprise sales, product partnerships, growth, and...

Posted On Jul 14, 26
Full-time 5 views Experience : 2-13 yrs required
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General

law firm seeks a Financial Services Associate with 3... laws and will work with a diverse range of clients, from small start-ups to large financial institutions, advising on fund... structures and regulatory clients on cross-border... registration and regulatory examinations....

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