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Financial Services Regulatory Jobs in City Of Industry

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United States
Posted On Jul 08, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Guardianship and Conservatorship Municipal Law Transactions - Land Use, Employment, etc. Environmental Law - Transactions & Compliance Land Use & Zoning Environmental and Land Use - General
Job Tags:
air Air Quality California Environmental Quality Act civil litigation Clean Air Act construction Government Land Use municipal law National Environmental Policy Act tenants Water Water Quality zoning
Practice Area:
Guardianship and Conservatorship Municipal Law Transactions - Land Use, Employment, etc. Environmental Law - Transactions & Compliance Land Use & Zoning Environmental and Land Use - General
Job Tags:
air Air Quality California Environmental Quality Act civil litigation Clean Air Act construction Government Land Use municipal law National Environmental Policy Act tenants Water Water Quality zoning

Title Attorney – **Members Only.** Division Job Responsibilities The Attorney for the **Members Only.** (POLA) Division is responsible for providing comprehensive legal advice and representation to the **Members Only.**. This role involves working closely...

Posted On Sep 07, 26
Full-time 2 views Experience : 3-6 yrs required
Practice Area:
Corporate - Contract Law Corporate - Venture Capital/Emerging Companies Finance - Project Finance Finance - General Energy and Oil & Gas - Transactional Electric Power - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
agreements Commercial Contracts construction construction agreements contracts corporate governance corporate transactions credit agreements Energy equity export control FERC Government green card H-1B Harassment Immigration Intellectual Property invention licensing M&A nuclear energy PERM project finance regulatory compliance renewals startup
Practice Area:
Corporate - Contract Law Corporate - Venture Capital/Emerging Companies Finance - Project Finance Finance - General Energy and Oil & Gas - Transactional Electric Power - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
agreements Commercial Contracts construction construction agreements contracts corporate governance corporate transactions credit agreements Energy equity export control FERC Government green card H-1B Harassment Immigration Intellectual Property invention licensing M&A nuclear energy PERM project finance regulatory compliance renewals startup

Title Legal Counsel Job Responsibilities - Draft, review, negotiate, and manage commercial agreements, including supply agreements, vendor contracts, construction agreements, technology licenses, and NDAs. - Support and progressively lead project finance transactions, including term sheets, credit agreements, security documents, and...

Posted On Jul 19, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Employment Law - Litigation Employer Defense
Job Tags:
acquisitions agreements contracts Contractual Obligations corporate governance Corporate Law Employment Law finance Government Harassment health insurance Insurance Labor and Employment Labor Law Labor Relations licensing Litigation mergers partnerships regulatory compliance wage and hour Wage and Hour Class Actions
Practice Area:
Employment Law - Litigation Employer Defense
Job Tags:
acquisitions agreements contracts Contractual Obligations corporate governance Corporate Law Employment Law finance Government Harassment health insurance Insurance Labor and Employment Labor Law Labor Relations licensing Litigation mergers partnerships regulatory compliance wage and hour Wage and Hour Class Actions

across various legal domains such as employment law, litigation, corporate governance, regulatory compliance, and business operations.... Key responsibilities are as follows: Legal Leadership & Strategic Counsel - Serve as the organization's chief legal advisor and trusted business partner to exe...

Posted On Aug 06, 26
Full-time 1 views
Job Tags:
Environmental Law Equal Employment Opportunity Commission Ethics FAA Federal Aviation Administration International Law Labor and Employment Labor Law Litigation National Transportation Safety Board NTSB Regulatory Law Transportation
Job Tags:
Environmental Law Equal Employment Opportunity Commission Ethics FAA Federal Aviation Administration International Law Labor and Employment Labor Law Litigation National Transportation Safety Board NTSB Regulatory Law Transportation

to engage in substantive legal assignments and career development activities. The Office of the Chief Counsel (AGC) provides in-house legal services across various legal domains... such as regulatory law, federal procurement law,... information law, airport and environmental law, labor and...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title . Private Bank - Private Banker - Vice President or Executive Director Job Responsibilities - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business...

Posted On Sep 14, 26
Full-time Experience : Min 6 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title: . Private Bank - Private Banker - Vice President or Executive Director Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate...

Posted On Jul 07, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements Biotechnology Commercial Contracts contracts data privacy Data Protection due diligence equity Ethics FDA fraud GDPR HIPAA Identity Theft Insurance Intellectual Property licensing life sciences marketing NASDAQ Oncology Privacy Scams stage trials
Practice Area:
Food & Drug Law Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements Biotechnology Commercial Contracts contracts data privacy Data Protection due diligence equity Ethics FDA fraud GDPR HIPAA Identity Theft Insurance Intellectual Property licensing life sciences marketing NASDAQ Oncology Privacy Scams stage trials

on Clinical Trial Agreements (CTAs). - Negotiate clinical trial agreements across multi-site, multi-country trials. - Manage a high-volume contract portfolio using risk-based prioritization and playbooks to ensure efficient turnaround while maintaining legal protection. - Advise Clinical Operations and Regulatory teams on contracting ......

Posted On Sep 10, 26
Full-time 28 views Experience : Min 4 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
banking depositions Financial Institutions Insurance Litigation Securities spectrum
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
banking depositions Financial Institutions Insurance Litigation Securities spectrum

law firm is a dynamic and growing national litigation firm with over 500 lawyers and thirty-nine offices across twenty-one states. They are seeking an Associate Attorney with experience in handling Financial Services matters to join... their Seal Beach, California office...

Posted On Sep 08, 26
Full-time 4 views Experience : Min 2 yrs required
Practice Area:
Real Estate - Foreclosure (Litigation) Litigation - Commercial Litigation - Financial Services - Defense Litigation - Consumer Finance- Defense Litigation - eDiscovery General Litigation - Document Review Insurance - Regulatory & Compliance Real Estate - General
Job Tags:
commercial litigation consumer protection document review Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA Foreclosure health insurance Insurance Litigation pleadings TILA Truth in Lending Act
Practice Area:
Real Estate - Foreclosure (Litigation) Litigation - Commercial Litigation - Financial Services - Defense Litigation - Consumer Finance- Defense Litigation - eDiscovery General Litigation - Document Review Insurance - Regulatory & Compliance Real Estate - General
Job Tags:
commercial litigation consumer protection document review Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA Foreclosure health insurance Insurance Litigation pleadings TILA Truth in Lending Act

Title: Paralegal Job Responsibilities: - Draft, review, and file pleadings, motions, and legal correspondence in state and federal courts. - Manage litigation caseload, including calendaring deadlines, tracking case milestones, and ensuring timely filings. - Perform e-filing through federal and state systems, including PACER. - Assist...

Posted On Sep 11, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Energy and Oil & Gas - General
Job Tags:
Affirmative Action agreements construction contracts easements Energy equity finance Insurance Land Use lease leasing title zoning
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Energy and Oil & Gas - General
Job Tags:
Affirmative Action agreements construction contracts easements Energy equity finance Insurance Land Use lease leasing title zoning

Title Director Transactional Counsel (Energy Solutions) Company Company A day in the life The Director, Transactional Counsel (Energy Solutions) acts as a crucial legal partner to the Energy Solutions businesses of the company, with an emphasis on renewable energy project development and commercial transactions. This...

Posted On Sep 17, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements banking Bankruptcy Capital Markets Commercial Contracts Commercial Lending consumer finance Corporation Cybersecurity ECOA Equal Credit Opportunity Act Ethics Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Insurance Litigation marketing Privacy privacy laws Profit Sharing TCPA Telephone Consumer Protection Act TILA Truth in Lending Act Women
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements banking Bankruptcy Capital Markets Commercial Contracts Commercial Lending consumer finance Corporation Cybersecurity ECOA Equal Credit Opportunity Act Ethics Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Insurance Litigation marketing Privacy privacy laws Profit Sharing TCPA Telephone Consumer Protection Act TILA Truth in Lending Act Women

Title: Senior Legal Counsel Job Responsibilities: - Advise and consult with business unit management on legal issues concerning all aspects of the Company’s consumer and commercial lending businesses. This includes product development, consumer privacy, cybersecurity, marketing, dealer matters, underwriting, consumer and...

Posted On Jul 23, 26
Full-time 3 views
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
Administrative Law Administrative Law Judges appeals appellate Case Law contracts criminal Data Protection depositions equity evidence family federal government finance Government Harassment Litigation pension pleadings Practice of Law Privacy social security Social Services Statutory Law Telecommunications title Transportation trials
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
Administrative Law Administrative Law Judges appeals appellate Case Law contracts criminal Data Protection depositions equity evidence family federal government finance Government Harassment Litigation pension pleadings Practice of Law Privacy social security Social Services Statutory Law Telecommunications title Transportation trials

Litigation (ITAL) Branch of the Department of Social Services is responsible for performing... complex and sensitive legal work. The ACC provides substantive supervision to a team of attorneys and paralegals, ensuring their work is completed timely, accurately, and professionally. Ke...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - M&A Corporate - General Finance - Banking Finance - General Tax - Employee Benefits & Executive Compensation Tax - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - M&A Corporate - General Finance - Banking Finance - General Tax - Employee Benefits & Executive Compensation Tax - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: - Provide legal advice and support on corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. - Partner closely with executive leadership, finance, investor relations, treasury, human resources, internal...

Posted On Jul 07, 26
Full-time 4 views Experience : Min 12 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
Affirmative Action agreements criminal employee benefits IP licensing Privacy shareholders Software Visa Women
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
Affirmative Action agreements criminal employee benefits IP licensing Privacy shareholders Software Visa Women

Title: Product Counsel Legal Lead - Strategic Growth Initiatives Counsel Senior Manager Senior Level Full time Job Responsibilities: - Lead a team of global legal professionals focused on enabling the go-to-market strategy for software products. This includes managing team structure,...

Posted On Sep 08, 26
Full-time 3 views Experience : Min 3 yrs required
Job Tags:
company policies Energy equity Software
Job Tags:
company policies Energy equity Software

Title: Retail Operations Manager, TurboTax Job Responsibilities: Leadership & Team Coaching: - Provide ongoing coaching and mentorship to develop team skills and confidence. - Deliver constructive feedback and recognition that drives engagement and performance. - Conduct performance reviews and set clear, motivating goals for each...

Posted On Sep 14, 26
Contract, Full-time 5 views Experience : Min 1 yrs required
Job Tags:
banking Consumer Law Corporate Law Insolvency IP licensing
Job Tags:
banking Consumer Law Corporate Law Insolvency IP licensing

Title Legal Intern Job Responsibilities - Work on exciting projects alongside top professionals within **Members Only.**’s Legal and Global Security teams - Support various lines of business within Legal and Global Security - Learn, grow, and contribute to **Members Only.**’s business -...

Posted On Sep 16, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues affecting customers' use... a strong emphasis on software as a medical device, artificial intelligence, machine learning, real-world data, and precision medicine. - Provide advice on the appropriate regulatory standards for product qualification... and classification analy...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency

Job Title: Financial Services Regulatory & Compliance... Level) Job Responsibilities: The Financial Services Regulatory & Compliance... on a variety of regulatory matters, including but not... limited to: - Licensing and chartering - New product development - Acquisitions, mergers, and divestitures...

Posted On Jul 06, 26
Full-time 3 views Experience : 2-13 yrs required
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation

join its Banking and Financial Services unit in Los... with partners on federal and state regulatory investigations, compliance management, and... regulatory due diligence for financial... services in federal... and state regulatory investigations and policies,... procedures, and compliance manage...

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