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Financial Services Regulatory Jobs in Dana Point

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United States
Posted On Sep 14, 26
Contract, Full-time 10 views Experience : Max 1 yrs required
Job Tags:
banking Consumer Law Corporate Law Insolvency IP licensing
Job Tags:
banking Consumer Law Corporate Law Insolvency IP licensing

Internships Job Title: Legal Intern Job Responsibilities: - Participate actively in various legal and global security teams, including Commercial and Consumer Law, Employment Law, Intellectual Property & Licensing, Privacy & Law Enforcement Compliance, Corporate Law, Real Estate & Development, and Entertainment & Music...

Posted On Aug 27, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements consumer finance contracts Contractual Obligations document review ECOA FCRA finance FinCEN lending licensing Litigation regulatory compliance TILA UDAAP
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements consumer finance contracts Contractual Obligations document review ECOA FCRA finance FinCEN lending licensing Litigation regulatory compliance TILA UDAAP

Title Corporate Counsel Job Responsibilities - Lead legal recoveries efforts on defaulted loans, including preparing and filing small claims court actions to recover monies owed to the company. - Support the dealer compliance team in ensuring dealer partners fulfill their...

Posted On Jul 22, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements banking Commercial Contracts consumer finance contracts corporate governance Corporate Law Employment Law finance health insurance Insurance lending licensing Litigation Privacy regulatory compliance special projects Transportation
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements banking Commercial Contracts consumer finance contracts corporate governance Corporate Law Employment Law finance health insurance Insurance lending licensing Litigation Privacy regulatory compliance special projects Transportation

Title: Associate Corporate Counsel Job Responsibilities: As an Associate Corporate Counsel at the company, you will play a pivotal role in supporting various legal initiatives across the organization, while developing into a trusted legal advisor and business partner. Your responsibilities will include: -...

Posted On Sep 16, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... services across a broad range... payment products. - Work with fintechs, card issuers, program managers, and financial institutions. - Engage in regulatory... counseling related to UDAP/UDAAP,... credit reporting,...

Posted On Sep 07, 26
Full-time 3 views Experience : 6-8 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - Compliance Corporate - Contract Law Finance - General Corporate - General
Job Tags:
agreements AML ECOA EFTA FCRA fraud health insurance lending licensing marketing Media OFAC Partnership Privacy social security TILA UDAAP
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - Compliance Corporate - Contract Law Finance - General Corporate - General
Job Tags:
agreements AML ECOA EFTA FCRA fraud health insurance lending licensing marketing Media OFAC Partnership Privacy social security TILA UDAAP

Job Title: Corporate Counsel, Financial Services Job Responsibilities: - Take primary... and ongoing program governance. - Collaborate with outside counsel, consultants, and the Financial Services team on program... design and regulatory positioning. - Draft and maintain... disclosures and review marketing materials to ensure c...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements artificial intelligence consumer protection contracts corporate governance data security finance Financial Institutions financial products Intellectual Property licensing Litigation marketing partnerships Privacy privacy laws Software
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements artificial intelligence consumer protection contracts corporate governance data security finance Financial Institutions financial products Intellectual Property licensing Litigation marketing partnerships Privacy privacy laws Software

Title: Senior Corporate Counsel Job Responsibilities: - Draft, review, negotiate, and manage a variety of commercial agreements including software, SaaS, vendor, technology, data-related, confidentiality, service, licensing, and other business agreements. - Manage contract matters from start to finish, which includes drafting, negotiation, stakeholder...

Posted On Sep 18, 26
Full-time 15 views Experience : 2-4 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Administrative Law Government - General Government and Government Relations
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Administrative Law Government - General Government and Government Relations
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings

their market-leading Fintech and Financial Advisory practice. This role... assisting clients in the financial services industry with litigation,... government investigations, and enforcement matters. The ideal candidate will have experience with and be responsible for supporting senior attorneys and clients wit...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

Posted On Sep 02, 26
Full-time Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Posted On Jul 03, 26
Full-time 20 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Contract Law Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Corporate - General
Job Tags:
advertising agreements Commercial Contracts company policies corporate governance criminal entertainment equity Equity Compensation finance Insurance M&A Partnership SEC filings Securities shareholders stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Contract Law Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Corporate - General
Job Tags:
advertising agreements Commercial Contracts company policies corporate governance criminal entertainment equity Equity Compensation finance Insurance M&A Partnership SEC filings Securities shareholders stock exchange

Business Development, and Client Services on complex, high-impact matters,... delivering practical, business-focused legal solutions. - Advise on corporate and securities law matters for a public company, including preparation and review of SEC filings such as registration statements, Forms 10-K, 10-Q, 8-K,...

Posted On Sep 09, 26
Full-time 4 views Experience : 10-15 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - Technology Transactions Corporate - Contract Law Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions board of directors contracts corporate governance Corporation depositions divestitures due diligence emerging technologies Insurance Intellectual Property Joint Ventures lending Litigation Mediation mergers Privacy regulatory compliance Software Trademark
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - Technology Transactions Corporate - Contract Law Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions board of directors contracts corporate governance Corporation depositions divestitures due diligence emerging technologies Insurance Intellectual Property Joint Ventures lending Litigation Mediation mergers Privacy regulatory compliance Software Trademark

Title: Chief Legal Officer & General Counsel Job Responsibilities: Legal Guidance/Administration: - Participate in defining and developing corporate policies, procedures, and programs. - Provide ongoing counsel and guidance on legal matters and implications. - Collaborate with internal stakeholders to draft and update legal notices, privacy...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
artificial intelligence data privacy depositions FINRA health insurance Insurance Litigation Securities Software
Job Tags:
artificial intelligence data privacy depositions FINRA health insurance Insurance Litigation Securities Software

Title: Legal Support Specialist Job Responsibilities: The Legal Support Specialist is tasked with providing advanced legal support to attorneys involved in complex litigation matters. This role requires a deep understanding of litigation procedures, document management, and case preparation from inception through post-trial....

Posted On Aug 02, 26
Full-time 11 views
Practice Area:
Antitrust and Competition - Litigation and Investigations Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Mass Torts - Defense Litigation - Technology and Software Disputes - Defense Product Liability Defense Litigation - Securities Litigation - Defense Antitrust and Competition - General
Job Tags:
antitrust artificial intelligence data security government enforcement Insurance life sciences Litigation Mediation Products Liability stage Transportation
Practice Area:
Antitrust and Competition - Litigation and Investigations Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Mass Torts - Defense Litigation - Technology and Software Disputes - Defense Product Liability Defense Litigation - Securities Litigation - Defense Antitrust and Competition - General
Job Tags:
antitrust artificial intelligence data security government enforcement Insurance life sciences Litigation Mediation Products Liability stage Transportation

Title: Complex Litigation Strategic Counseling Associate Job Responsibilities: - Engage in high-impact litigation as part of the Complex Litigation & Strategic Counseling Practice at the law firm. - Work with a team to drive strategy in multidistrict (MDL) and complex coordinated litigation. - Directly...

Posted On Aug 19, 26
Full-time Experience : 5-10 yrs required
Job Tags:
child criminal Domestic Violence entertainment family finance fraud Harassment indemnity Insurance marketing Partnership Profit Sharing special projects spouse
Job Tags:
child criminal Domestic Violence entertainment family finance fraud Harassment indemnity Insurance marketing Partnership Profit Sharing special projects spouse

and ensuring the strategic direction, management, and oversight of all accounting, financial reporting, payroll, treasury, accounts... payables, collections, and financial controls. This role is... crucial in maintaining the integrity of the firm's financial results, ensuring compliance with... applicable regulatory requirement...

Posted On Sep 07, 26
Full-time Experience : Min 5 yrs required
Job Tags:
antidumping artificial intelligence brokers equity family Government Intellectual Property International Law international trade International Trade Commission ITC Litigation Privacy title unfair trade
Job Tags:
antidumping artificial intelligence brokers equity family Government Intellectual Property International Law international trade International Trade Commission ITC Litigation Privacy title unfair trade

clients on . import regulatory matters enforced by .... Customs and Border Protection (CBP), including entry process, Harmonized System classification, valuation, origin, free trade agreements, and human rights (forced labor). - Support attorneys in preparing filings with CBP, such as protests,...

Posted On Sep 18, 26
Full-time 2 views Experience : 3-7 yrs required
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance Personal Injury Defense Insurance Defense - General
Job Tags:
Art Collection bodily injury civil litigation equity Insurance marketing subrogation
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance Personal Injury Defense Insurance Defense - General
Job Tags:
Art Collection bodily injury civil litigation equity Insurance marketing subrogation

Title Legal Counsel Job Responsibilities The Legal Counsel will primarily focus on civil litigation related to bodily injury and property damage subrogation matters. Key responsibilities include: - Managing and litigating a variety of subrogation cases involving bodily injury and property...

Posted On Aug 08, 26
Full-time 4 views Experience : 1-7 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance Litigation - Financial Services - Defense Finance - Financial Services Regulation Fintech & Blockchain Finance - Banking Finance - General Finance - Public Finance
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance Litigation - Financial Services - Defense Finance - Financial Services Regulation Fintech & Blockchain Finance - Banking Finance - General Finance - Public Finance

OverviewA law firm seeks a junior to mid-level associate with 2-4 years of experience to join their Fintech and Financial Advisory practice in Irvine,... CA. This role involves assisting clients in the financial services industry with litigation,... government investigations, and...

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