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Financial Services Regulatory Jobs in El Monte

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United States
Posted On Sep 16, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues impacting customers' use... focusing on software as a medical device, artificial intelligence and machine learning, real-world data, and precision medicine. - Advise on the appropriate regulatory standards for product qualification... and classification analysis. - Provide guidance...

Posted On Sep 24, 26
Full-time 2 views Experience : 2-6 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts Cybersecurity Data Protection equity finance Privacy regulatory compliance
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts Cybersecurity Data Protection equity finance Privacy regulatory compliance

Title: Commercial Counsel Job Responsibilities: As a Commercial Counsel at the company, you will play a critical role in supporting a wide array of commercial transactions across the company's global business operations. Your responsibilities will include: - Drafting, reviewing, and negotiating various...

Posted On Jul 26, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Commercial Contracts contracts criminal domestic partner family Financial Industry Regulatory Authority FINRA Securities Securities Exchange Act of 1934 wealth management
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Commercial Contracts contracts criminal domestic partner family Financial Industry Regulatory Authority FINRA Securities Securities Exchange Act of 1934 wealth management

not limited to corporate agreements, commercial contracts, and vendor agreements. - Provide advice and counsel on structuring, drafting, negotiating, and interpreting contracts and relevant legal and regulatory requirements. - Support third-party matters... and provide risk-based and business-minded advice to clients. - Identify a...

Posted On Sep 14, 26
Full-time 43 views Experience : Min 6 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

and Benefits Base salary range: $170,, Annual discretionary bonus Comprehensive benefits package including medical, dental, vision, and retirement plans Paid time off and parental leave Professional development opportunities and tuition reimbursement Employee discounts...

Posted On Sep 23, 26
Full-time 2 views Experience : 4-5 yrs required
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation

state residency and domicile matters, including evaluating potential residency changes, understanding clients’ personal and financial circumstances, developing strategies to... establish, maintain, or terminate residency, and advising on related tax implications and documentation requirements. - Lead and manage state residency and ind...

Posted On Sep 23, 26
Full-time 1 views Experience : 8-8 yrs required
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation

on state residency and domicile matters. This includes evaluating potential residency changes, understanding clients’ personal and financial circumstances, and developing strategies... to establish, maintain, or terminate residency. Advise on related tax implications and documentation requirements. - Lead and manage state residenc...

Posted On Sep 23, 26
Full-time 1 views Experience : 12-12 yrs required
Job Tags:
Affirmative Action appeals family finance spectrum Taxation
Job Tags:
Affirmative Action appeals family finance spectrum Taxation

Title: State and Local Tax Director- HNW/Private Wealth (Residency) Job Responsibilities: - Serve as a senior strategic advisor to high net worth individuals, families, business owners, executives, and family offices on significant state income tax matters. - Lead complex residency, domicile, and multistate...

Posted On Sep 28, 26
Full-time Experience : 3-4 yrs required
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation

concerning state residency and domicile matters. This includes evaluating potential residency changes, understanding clients' personal and financial circumstances, and developing strategies... to establish, maintain, or terminate residency. - Advise on the tax implications and documentation requirements associated with residency chang...

Posted On Jul 23, 26
Full-time 3 views
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
Administrative Law Administrative Law Judges appeals appellate Case Law contracts criminal Data Protection depositions equity evidence family federal government finance Government Harassment Litigation pension pleadings Practice of Law Privacy social security Social Services Statutory Law Telecommunications title Transportation trials
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
Administrative Law Administrative Law Judges appeals appellate Case Law contracts criminal Data Protection depositions equity evidence family federal government finance Government Harassment Litigation pension pleadings Practice of Law Privacy social security Social Services Statutory Law Telecommunications title Transportation trials

Litigation (ITAL) Branch of the Department of Social Services is responsible for performing... complex and sensitive legal work. The ACC provides substantive supervision to a team of attorneys and paralegals, ensuring their work is completed timely, accurately, and professionally. Ke...

Posted On Sep 18, 26
Full-time 3 views Experience : 4-4 yrs required
Practice Area:
Electric Power - Transactional Energy - Renewables - Transactional Government / Public Law Administrative Law Energy and Oil & Gas - General Government - General
Job Tags:
Agency Law agreements board of directors Brown Act CEQA contracts Deferred Compensation easements electricity employee benefits Energy energy law finance Government Insurance Litigation municipal law project development Public Finance purchase and sale agreements
Practice Area:
Electric Power - Transactional Energy - Renewables - Transactional Government / Public Law Administrative Law Energy and Oil & Gas - General Government - General
Job Tags:
Agency Law agreements board of directors Brown Act CEQA contracts Deferred Compensation easements electricity employee benefits Energy energy law finance Government Insurance Litigation municipal law project development Public Finance purchase and sale agreements

Provide legal advice and services to the organization Board... compliance with applicable federal, state, and local laws, regulations, and policies. - Draft, review, negotiate, and analyze contracts and project-related agreements, including power purchase agreements, purchase and sale agreements, professional services a...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency

Job Title: Financial Services Regulatory & Compliance... Level) Job Responsibilities: The Financial Services Regulatory & Compliance... on a variety of regulatory matters, including but not... limited to: - Licensing and chartering - New product development - Acquisitions, mergers, and divestitures...

Posted On Sep 16, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... work across a broad range of consumer finance matters. - Advise on federal and state consumer protection laws issuers, program managers, and financial institutions. - Focus on compliance......

Posted On May 22, 26
Full-time 13 views Experience : Min 8 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A Corporate - Compliance Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Data Privacy - Transactional Corporate - General
Job Tags:
advertising agreements CCPA consumer finance Ethics FCRA financial products fraud Insurance lending LLC M&A partnerships Privacy privacy laws TCPA UDAAP
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A Corporate - Compliance Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Data Privacy - Transactional Corporate - General
Job Tags:
advertising agreements CCPA consumer finance Ethics FCRA financial products fraud Insurance lending LLC M&A partnerships Privacy privacy laws TCPA UDAAP

Title: Senior Counsel Job Responsibilities: - Regulatory Leadership: Lead legal strategy... consumer finance and fintech regulatory frameworks, including UDAAP, FCRA,... enables product innovation. Anticipate regulatory trends and position the... company ahead of change. Partner closely with Compliance on exams, audits, and risk...

Posted On Sep 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Data Privacy - Transactional Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
agreements AML banking blockchain Commercial Contracts contracts developers due diligence finance Incorporation licensing payment processing
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Data Privacy - Transactional Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
agreements AML banking blockchain Commercial Contracts contracts developers due diligence finance Incorporation licensing payment processing

card networks, payment facilitators, banks, and other financial partners, ensuring commercially favorable... terms and protecting the company's interests. - Advise on end-to-end payment processing operations, including onboarding new payment methods and providers, structuring global money flows and settlement, chargeback and ref...

Posted On Sep 03, 26
Full-time 3 views Experience : 10-10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy

Title: Senior Counsel, Transactions, (Enterprise, Payments, and Ecosystem) Job Responsibilities: - Act as a trusted partner to **Members Only,**'s Enterprise, Payments, and Ecosystem teams by collaborating and building strong lines of communication across global business teams. Support enterprise sales, product partnerships...

Posted On Jul 06, 26
Full-time 3 views Experience : 2-13 yrs required
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation

join its Banking and Financial Services unit in Los... with partners on federal and state regulatory investigations, compliance management, and... regulatory due diligence for financial... services in federal... and state regulatory investigations and policies,... procedures, and compliance manage...

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