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Financial Services Regulatory Jobs in Farmers Branch

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United States
Posted On Jul 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance

Title: SVP, Corporate Associate General Counsel Job Responsibilities: The SVP, Corporate Associate General Counsel at the company is responsible for handling a variety of complex legal duties within the Capital Markets and Secondary Marketing sectors. The primary responsibilities include: - Reviewing, negotiating,...

Posted On Sep 08, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers civil litigation commercial litigation company policies employee benefits evidence healthcare litigation HIPAA Insurance insurance recovery Litigation professional liability Software
Practice Area:
Insurance Defense - General
Job Tags:
brokers civil litigation commercial litigation company policies employee benefits evidence healthcare litigation HIPAA Insurance insurance recovery Litigation professional liability Software

Title Litigation and Claims Paralegal Job Responsibilities The Litigation and Claims Paralegal provides comprehensive legal and claims support to the organization's attorneys and claims professionals. Key responsibilities include: - Assisting with all phases of litigation, including case intake, investigation, discovery, and...

Posted On Sep 23, 26
Full-time 30 views Experience : 15-20 yrs required
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets Insurance securitization
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets Insurance securitization

Title: Senior Counsel - Mortgage Servicing Transactions Job Responsibilities: - Draft, review, and negotiate a variety of servicing-related agreements, including third-party client servicing agreements, securitization servicing agreements, and ancillary documents such as servicer notices, joinders, and DACAs. - Draft, review, and negotiate securitization...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

commodity derivatives, relevant swap dealer and banking regulations, and associated risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions, leasing arrangements, financing, purchase, and sale agreements. This includes handling regulatory, documentation, and pro...

Posted On Jun 19, 26
Full-time 13 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly affect the company's operations, strategies, or profitability. -...

Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

supporting the legal and regulatory aspects of distributing registered... investment companies and private investment funds. The role involves working closely with business, compliance, and product teams to provide practical, business-oriented legal advice on . distribution channels and regulatory requirements. Key...

Posted On Jul 09, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking
Job Tags:
agreements artificial intelligence banking corporate governance Corporation derivatives lending Privacy
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking
Job Tags:
agreements artificial intelligence banking corporate governance Corporation derivatives lending Privacy

Title: Assistant General Counsel** **Job Responsibilities:** - Provide legal advice to various departments and managers within the company to support business operations, minimize legal risk, and ensure compliance with applicable laws and regulations. - Offer support and assistance to the General Counsel as...

Posted On Jul 07, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

federal, state, agency, legal, regulatory, and corporate policy requirements.... - Provide oversight and monitoring of business group risk-based compliance programs. - Develop and oversee standards using subject matter expertise and provide independent credible challenge. - Oversee and challenge Front Line...

Posted On Sep 02, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
downstream finance lending Letters of Credit upstream Visa
Practice Area:
Finance - Banking Finance - General
Job Tags:
downstream finance lending Letters of Credit upstream Visa

Title: Senior Commercial Loan Closing Specialist Job Responsibilities: - Review highly complex loan documentation. - Onboard new Capital Finance Asset Based Lending (ABL) clients onto the LUCAS loan system and process loan modifications for existing ABL clients. - Process access...

Posted On Jun 16, 26
Full-time 18 views Experience : 4-4 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa

Counsel, Senior AVP – Regulatory Relations, Policy & Control Job... a legal advisor for Regulatory and Policy Affairs within... as a legal advisor to the Regulatory Relations function, including support... for the Confidential Supervisory Information program and relevant governance documents. - Providing...

Posted On Aug 09, 26
Full-time 1 views
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage

Job Title: Procurement Contract Services Negotiator / Senior Contract... Analyst Job Responsibilities: - Lead and manage the vendor contracting process, including negotiation, drafting, review, and risk analysis of contract terms and conditions. - Ensure vendor contracts comply with applicable state and federal laws,...

Posted On Sep 07, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Litigation - Commercial Litigation - eDiscovery General Litigation - Document Review Professional Liability Defense Litigation - Health Care - Defense
Job Tags:
agreements commercial litigation directors finance general liability Litigation Mediation pleadings professional liability trials
Practice Area:
Litigation - Commercial Litigation - eDiscovery General Litigation - Document Review Professional Liability Defense Litigation - Health Care - Defense
Job Tags:
agreements commercial litigation directors finance general liability Litigation Mediation pleadings professional liability trials

Title: Litigation Attorney Job Responsibilities: - Manage all stages of litigation and claims management from service of process through to case resolution. - Direct supervision of a paralegal and a claims coordinator. - Oversee low to middle level risk claims and manage the work...

Posted On Jul 07, 26
Full-time 4 views Experience : Min 12 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
Affirmative Action agreements criminal employee benefits IP licensing Privacy shareholders Software Visa Women
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
Affirmative Action agreements criminal employee benefits IP licensing Privacy shareholders Software Visa Women

Title: Product Counsel Legal Lead - Strategic Growth Initiatives Counsel Senior Manager Job Responsibilities: - Lead a team of global legal professionals focused on enabling software products to go to market. This includes managing team structure, workflow, relationship building, project execution, and...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for providing comprehensive legal advice and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. This role requires...

Posted On Aug 19, 26
Full-time 23 views Experience : Min 2 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy creditors eviction Financial Institutions Foreclosure health insurance Insurance Litigation regulatory compliance title
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy creditors eviction Financial Institutions Foreclosure health insurance Insurance Litigation regulatory compliance title

Title: Foreclosure Legal Assistant Job Responsibilities: - Draft legal documents for attorney review, including Substitution of Trustees, Notice of Sale, Foreclosure Deeds, and Acceleration letters. - Review dockets and public records to track case progress and ensure proper recordings. - Perform Quality Control checks...

Posted On Jul 08, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

within the company's Independent Risk Management organization is responsible for the following duties: - Establish, implement, and maintain risk standards and programs to ensure compliance with federal, state, agency, legal, regulatory, and corporate policy requirements. -... Provide oversight and monitoring of...

Posted On Sep 16, 26
Full-time 16 views Experience : Min 10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues, focusing on software... real-world data, and precision medicine. - Advise on the appropriate regulatory standards for product qualification... and classification analysis. - Provide insights on the regulatory and compliance implications of... commercial transactions and market st...

Posted On Jul 27, 26
Full-time Experience : 2-3 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-General
Job Tags:
Bankruptcy Case Law creditors employment immigration H-1B Immigration Loan Modification regulatory compliance Visa
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-General
Job Tags:
Bankruptcy Case Law creditors employment immigration H-1B Immigration Loan Modification regulatory compliance Visa

Title: Attorney - Bankruptcy Job Responsibilities: - Represent institutional mortgage lenders and servicers in bankruptcy matters. - Focus on protecting and enforcing secured-creditor rights in Chapters 7, 13, and 11. - Provide end-to-end legal strategy across the lifecycle of a bankruptcy case, including proof...

Posted On Sep 13, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Bankruptcy-Creditors Rights Real Estate - Foreclosure (Litigation) Real Estate - Eviction (Litigation) Bankruptcy-General Real Estate - General
Job Tags:
appellate Bankruptcy civil litigation civil procedure Commercial Finance creditors eviction FDCPA Foreclosure health insurance Insurance Litigation regulatory compliance Software TILA title
Practice Area:
Bankruptcy-Creditors Rights Real Estate - Foreclosure (Litigation) Real Estate - Eviction (Litigation) Bankruptcy-General Real Estate - General
Job Tags:
appellate Bankruptcy civil litigation civil procedure Commercial Finance creditors eviction FDCPA Foreclosure health insurance Insurance Litigation regulatory compliance Software TILA title

Title: Associate Attorney Job Responsibilities: - Support the Texas practice of a multi-state real estate and creditors' rights law firm. - Actively manage assigned legal matters utilizing the firm’s case management and reporting software. - Engage in civil litigation and creditors’ rights practice, with...

Posted On Aug 10, 26
Full-time 2 views Experience : 1-6 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General

OverviewA law firm seeks an Associate Attorney in Irving, TX, to represent institutional mortgage lenders and servicers in bankruptcy matters. The role focuses on protecting and enforcing secured-creditor rights in Chapters 7, 13, and 11, providing comprehensive legal strategies throughout...

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