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Financial Services Regulatory Jobs in Humble

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United States
Posted On Sep 08, 26
Full-time 10 views Experience : Min 7 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
contracts corporate governance due diligence equity evidence finance health insurance Insurance M&A NYSE private equity SEC filings Securities special projects
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
contracts corporate governance due diligence equity evidence finance health insurance Insurance M&A NYSE private equity SEC filings Securities special projects

corporate legal matters, particularly in the realms of mergers and acquisitions (M&A), securities compliance, and corporate governance. The responsibilities extend to: - Supporting M&A transactions, which involve due diligence, non-disclosure agreements (NDAs), closing deliverables, state corporate filings, securities filings, regulatory investig...

Posted On Sep 08, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
contracts corporate governance due diligence equity evidence finance health insurance Insurance M&A NYSE private equity SEC filings Securities special projects
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
contracts corporate governance due diligence equity evidence finance health insurance Insurance M&A NYSE private equity SEC filings Securities special projects

Corporate Paralegal Description - Senior Corporate Paralegal Company is seeking a highly motivated Senior Corporate Paralegal to join our in-house Corporate Legal team, supporting a broad range of Corporate legal matters, including M&A and integrations, securities compliance, and corporate governance. The ideal candidate...

Posted On Sep 28, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance
Job Tags:
acquisitions appeals artificial intelligence COBRA corporate transactions Corporation divestitures due diligence employee benefits equity ERISA fiduciary finance Financial Institutions health insurance HIPAA Insurance Litigation mergers pension Qualified Retirement Plans regulatory compliance
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance
Job Tags:
acquisitions appeals artificial intelligence COBRA corporate transactions Corporation divestitures due diligence employee benefits equity ERISA fiduciary finance Financial Institutions health insurance HIPAA Insurance Litigation mergers pension Qualified Retirement Plans regulatory compliance

and recognized authority over ERISA, employee benefits, fiduciary governance, and related tax and regulatory requirements. This role involves... contributing to the development of innovative legal principles, governance frameworks, and risk-management strategies, focusing on the most complex employee benefits and fid...

Posted On Sep 16, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Engage in regulatory counseling and compliance advisory... work across a broad range of consumer finance matters. - Advise on federal and state consumer protection issuers, program managers, and financial institutions. - Assist in compliance......

Posted On Sep 15, 26
Full-time 2 views
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - Compliance Corporate - General Finance - General Finance - Financial Services Regulation Finance - Banking
Job Tags:
finance
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - Compliance Corporate - General Finance - General Finance - Financial Services Regulation Finance - Banking
Job Tags:
finance

Title: Lateral Associate - Corporate – Finance (HT) Job Responsibilities: The Lateral Associate in the Corporate – Finance practice area is expected to engage in a wide range of legal activities primarily focused on corporate finance and related transactions. The responsibilities include: -...

Posted On Jul 21, 26
Full-time 102 views Experience : 4-7 yrs required
Practice Area:
Litigation - Banking & Finance Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Banking Finance - Financial Services Regulation
Job Tags:
banking commercial litigation Energy financial services litigation Litigation Partnership Practice of Law Telecommunications
Practice Area:
Litigation - Banking & Finance Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Banking Finance - Financial Services Regulation
Job Tags:
banking commercial litigation Energy financial services litigation Litigation Partnership Practice of Law Telecommunications

Job Title: Attorney - Financial Services and Commercial Litigation Job... in a wide range of litigation, regulatory, and operational matters. - Represent... clients across various industries in bespoke commercial litigation. - Enjoy decision-making authority, client contact, and courtroom autonomy. - Develop a diversified skil...

Posted On Sep 06, 26
Full-time 1 views Experience : 3-4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act

a part of the Financial Regulatory practice at the... commercial and consumer lenders, servicers, consumer reporting agencies, and technology providers on federal and state financial laws and regulations. - Provide... guidance on compliance with financial laws, including the Truth... in...

Posted On Sep 27, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance pension spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance pension spectrum Taxation

Job Title: Financial Services - State and... crucial role in the Financial Services Organization (FSO) of... role involves advising on regulatory changes and supporting compliance... and reporting needs for both public and private entities. Your primary responsibilities include: - Developing and...

Posted On Sep 18, 26
Full-time 6 views Experience : 2-4 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings

joining the Fintech and Financial Advisory practice, focusing on... assisting clients in the financial services industry with litigation,... government investigations, and enforcement matters. The specific responsibilities include: - Managing all stages of litigation discovery and responding to government subpoenas and civil...

Posted On Sep 22, 26
Full-time 1 views Experience : 2-4 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions hedge funds Insurance Mutual Funds pension private equity Securities spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions hedge funds Insurance Mutual Funds pension private equity Securities spectrum Taxation

Job Title: Financial Services - Tax -... Wealth and Asset Management - Senior Job Responsibilities: As a Senior in Tax Compliance within the Wealth & Asset Management practice, the primary responsibilities include managing and implementing tax compliance strategies that align with business...

Posted On Sep 30, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Sep 30, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

Posted On Sep 02, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Posted On Sep 17, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Bankruptcy-Litigation Litigation - Financial Services Litigation - Consumer Finance- Defense Bankruptcy-General
Job Tags:
banking Bankruptcy commercial litigation creditors Energy financial services litigation Litigation Telecommunications
Practice Area:
Bankruptcy-Litigation Litigation - Financial Services Litigation - Consumer Finance- Defense Bankruptcy-General
Job Tags:
banking Bankruptcy commercial litigation creditors Energy financial services litigation Litigation Telecommunications

Job Title: Experienced Financial Services Litigation Attorney Job... Responsibilities: The attorney will join the Financial Services and Commercial Litigation... practice. Responsibilities include: - Engaging in general commercial creditors’ rights work, including commercial foreclosures and bankruptcy. - Handling related commercial litigation...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Litigation - Commercial Litigation - Financial Services - Defense Litigation - Consumer Finance- Defense Bankruptcy-Creditors Rights Bankruptcy-Litigation Bankruptcy-General
Job Tags:
agreements appellate artificial intelligence Bankruptcy Breach of Contract Chapter 7 Commercial Finance commercial litigation Contract Law creditors debt collection depositions finance Financial Institutions Fraudulent Conveyance lending Litigation Machine Learning pleadings UCC Uniform Commercial Code
Practice Area:
Litigation - Commercial Litigation - Financial Services - Defense Litigation - Consumer Finance- Defense Bankruptcy-Creditors Rights Bankruptcy-Litigation Bankruptcy-General
Job Tags:
agreements appellate artificial intelligence Bankruptcy Breach of Contract Chapter 7 Commercial Finance commercial litigation Contract Law creditors debt collection depositions finance Financial Institutions Fraudulent Conveyance lending Litigation Machine Learning pleadings UCC Uniform Commercial Code

Title: Senior Litigation Counsel Job Responsibilities: - Direct all phases of commercial litigation from pre-suit investigation through pleading, discovery, trial, and post-judgment enforcement. - Handle complex disputes arising from Merchant Cash Advance (MCA) agreements, commercial guarantees, merchant default, stacking issues, and...

Posted On Aug 07, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - M&A Corporate - General Finance - Banking Finance - Structured Finance Real Estate - Finance Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate- Commercial Transactions Real Estate - General Real Estate - Eviction (Litigation) Finance - General
Job Tags:
acquisitions agreements Corporate Law corporate transactions Credit Enhancement credit facilities divestitures due diligence easements Energy Ethics FAA family finance government affairs Joint Ventures lease leasing lending Letters of Credit Mergers and Acquisitions natural gas partnerships real estate financing structured finance Surety Bonds title Transportation upstream
Practice Area:
Corporate - M&A Corporate - General Finance - Banking Finance - Structured Finance Real Estate - Finance Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate- Commercial Transactions Real Estate - General Real Estate - Eviction (Litigation) Finance - General
Job Tags:
acquisitions agreements Corporate Law corporate transactions Credit Enhancement credit facilities divestitures due diligence easements Energy Ethics FAA family finance government affairs Joint Ventures lease leasing lending Letters of Credit Mergers and Acquisitions natural gas partnerships real estate financing structured finance Surety Bonds title Transportation upstream

Title: Senior Corporate Counsel Job Responsibilities: - Serve as a strategic legal advisor and business partner, offering practical counsel on corporate, financing, treasury, commercial, governance, and strategic matters. - Advise on treasury, financing, liquidity, transferable tax credit purchase transactions, share repurchase programs, and...

Posted On Aug 16, 26
Full-time 3 views Experience : 2-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Practice Area:
Finance - Financial Services Regulation Finance - General

mid-level Associate for the Financial Regulatory and Compliance Practice... to work with a diverse range of clients across various clients on financial services regulatory and compliance... with licensing and chartering legal research and analysis on financial regulations....

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