Legal Financial Services Regulatory Jobs Jobs in Mesa, AZ

Compliance Specialist in Mesa, AZ

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Posted On Jul 06, 26

Full-time 1 views Experience : 3-4 yrs required

Job Tags:

contracts health insurance regulatory compliance Software

Title: Compliance Specialist Job Responsibilities: - Act as the liaison between federal and state agencies and clients to ensure compliance with all applicable regulations and laws. - Establish, maintain, and manage accurate and up-to-date client documents, records, and reports. - Communicate with law firm...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Tempe, AZ

In-House • **Members Only** Tempe, AZ

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Posted On Jul 08, 26

Full-time Experience : 5-7 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

consumer finance consumer protection FCRA FDCPA finance Government Harassment lending Partnership regulatory compliance TILA UDAAP Visa

Job Title: Counsel, Regulatory Compliance Job Responsibilities: - Develop a... on consumer finance and regulatory requirements, including consumer protection,... consumer lending, payments, and servicing. - Support the Legal team on regulatory examinations, investigations, inquiries, and... complaints, including preparing and coordinating...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Tempe, AZ

In-House • **Members Only** Tempe, AZ

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Posted On Jul 08, 26

Full-time 1 views Experience : 5-7 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

consumer finance consumer protection FCRA FDCPA finance Government Harassment lending Partnership regulatory compliance TILA UDAAP Visa

Job Title: Counsel, Regulatory Compliance Job Responsibilities: - Develop a... on consumer finance and regulatory requirements, including consumer protection,... consumer lending, payments, and servicing. - Support the Legal team on regulatory examinations, investigations, inquiries, and... complaints, including preparing and coordinating respons...

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Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Tempe, AZ

In-House • **Members Only** Tempe, AZ

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Posted On Sep 01, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements board of directors child corporate governance domestic partner due diligence employee benefits entity formation equity Ethics family finance Insurance lending NASDAQ Partnership Privacy Securities securities laws spouse

Title: Corporate Governance & Securities Counsel, Director Job Responsibilities: The Corporate Governance & Securities Counsel, Director will serve as a key partner to the Vice President, Associate General Counsel, Corporate Securities and Public Affairs. The responsibilities include leading critical aspects of the...

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Education - Higher Education Attorney / Education - General Attorney in Tempe, AZ

Academic • **Members Only** Tempe, AZ

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Posted On Jul 03, 26

Full-time 4 views Experience : 6-6 yrs required

Practice Area:

Education - Higher Education Education - General

Job Tags:

agreements Business Formation child criminal Energy evidence family finance higher education hospitals Insurance Practice of Law Public Finance regulatory compliance title

with providing professional legal services by representing and advising... a reputed firm on a wide array of legal matters within the higher education sector. The role is situated within the transactional practice group, which focuses on complex commercial transactions, business...

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Education - Higher Education Attorney / Education - General Attorney in Tempe, AZ

Academic • **Members Only** Tempe, AZ

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Posted On Jul 03, 26

Full-time 3 views Experience : 6-6 yrs required

Practice Area:

Education - Higher Education Education - General

Job Tags:

agreements Business Formation child criminal Energy evidence family finance higher education hospitals Insurance Practice of Law Public Finance regulatory compliance title

delivering high-level professional legal services by representing and advising... a reputed firm on a wide range of legal matters within the higher education sector. This position is part of the transactional practice group within the Office of General Counsel, which...

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Attorney in Tempe, AZ

In-House • **Members Only** Tempe, AZ

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Posted On Aug 06, 26

Full-time Experience : Min 6 yrs required

Job Tags:

asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title: Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities: The Compliance Quality Assurance (CQA) Lead Analyst is tasked with the administration and execution of testing activities within the Independent Risk Review and Assessment (IRRA) second line organization....

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Legal Assistant in Gilbert, AZ

Law Firm • **Members Only** Gilbert, AZ

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Posted On Jun 12, 26

Full-time 46 views Experience : 1-2 yrs required

Job Tags:

Business Law

with Microsoft Office products Strong organizational skills Excellent communication skills, both written and verbal Ability to handle multiple tasks and prioritize effectively Detail-oriented Self-motivated and able to work independently Comfortable working in a fast-paced...

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Legal Staff Paralegal in Gilbert, AZ

In-House • **Members Only** Gilbert, AZ

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Posted On Aug 27, 26

Full-time 1 views Experience : Min 1 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements asset management Computer Engineering Computer Science criminal emerging technologies Immigration information technology investment management

Title Investment Management Agreement Review Analyst Job Responsibilities The Investment Management Agreement Review Analyst is responsible for providing administrative and operational support to Legal teams in various phases of the Investment Management Agreements (IMAs) lifecycle. The role involves several key responsibilities: - Supporting the...

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Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney / Finance - Banking Attorney / Finance - General Attorney in Scottsdale, AZ

In-House • **Members Only** Scottsdale, AZ

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Posted On Sep 07, 26

Full-time 3 views Experience : Min 12 yrs required

Practice Area:

Finance - Financial Services Regulation Fintech & Blockchain Finance - Banking Finance - General

Job Tags:

AML Bank Secrecy Act enforcement proceedings equity family financial services regulatory FinCEN fraud government relations licensing

Title: Sr. Director, US Regulatory Legal Job Responsibilities: - Manage,... and decision-making. - Anticipate regulatory and legal risks, and... proactively design strategies to manage them. - Influence long-term success strategy of the function, driving innovation and continuous improvement in legal...

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Bankruptcy-Creditors Rights Attorney / Bankruptcy-Litigation Attorney / Insurance - Regulatory & Compliance Attorney / Finance - Financial Services Regulation Attorney / Bankruptcy-General Attorney / Finance - General Attorney in Scottsdale, AZ

Law Firm • **Members Only** Scottsdale, AZ

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Posted On May 21, 26

Full-time 8 views

Practice Area:

Bankruptcy-Creditors Rights Bankruptcy-Litigation Insurance - Regulatory & Compliance Finance - Financial Services Regulation Bankruptcy-General Finance - General

Job Tags:

Banking Law Bankruptcy civil litigation Consumer Protection Laws creditors criminal equity eviction evidence Financial Institutions Foreclosure Harassment Litigation pleadings regulatory compliance Software

Title: Managing Attorney Job Responsibilities: The Managing Attorney is responsible for overseeing the daily operations, legal strategy, and performance of a high-volume creditor’s rights practice. This includes ensuring compliance with state and federal regulations and delivering exceptional client service. Key responsibilities include: -...

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Finance - Financial Services Regulation Attorney / Finance - Structured Finance Attorney / Finance - General Attorney / Finance - Banking Attorney in Scottsdale, AZ

In-House • **Members Only** Scottsdale, AZ

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Posted On Aug 09, 26

Full-time 3 views Experience : Min 7 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Structured Finance Finance - General Finance - Banking

Job Tags:

agreements California Consumer Privacy Act of 2018 Capital Markets CCPA consumer finance consumer protection contracts Cybersecurity data privacy Data Protection ECOA Equal Credit Opportunity Act escrow Ethics Fair Credit Reporting Act Fannie Mae FCRA finance Financial Institutions financial services regulation Freddie Mac Government Insurance lending licensing Litigation marketing Privacy regulatory compliance TILA title Truth in Lending Act Visa

Title: Associate General Counsel (Financial Services) Job Responsibilities: - Serve as... mortgage platform and affiliated financial services operations, providing legal... and regulatory guidance across the lifecycle... of residential mortgage lending. - Advise on federal and state mortgage and consumer lending laws and regulations,...

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Corporate - Technology Transactions Attorney / Corporate - Contract Law Attorney / Corporate - Private Equity Attorney / Fintech & Blockchain Attorney / Finance - Financial Services Regulation Attorney / Finance - General Attorney / Corporate - General A

In-House • **Members Only** Scottsdale, AZ

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Posted On Jul 27, 26

Full-time 2 views Experience : 8-8 yrs required

Practice Area:

Corporate - Technology Transactions Corporate - Contract Law Corporate - Private Equity Fintech & Blockchain Finance - Financial Services Regulation Finance - General Corporate - General

Job Tags:

agreements equity family fraud licensing marketing Privacy

complex problem resolution, providing expert legal advice on high-stakes issues and disputes. - Ensure compliance with relevant laws and regulations. - Partner with business counterparts across the enterprise to help drive the delivery of effective legal services. - Manage...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney / Data Privacy - Transactional Attorney in Scottsdale, AZ

In-House • **Members Only** Scottsdale, AZ

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Posted On Aug 10, 26

Full-time 4 views Experience : Min 7 yrs required 1 applications

Practice Area:

Finance - Financial Services Regulation Finance - General Data Privacy - Transactional

Job Tags:

agreements California Consumer Privacy Act of 2018 Capital Markets CCPA consumer finance consumer protection contracts Cybersecurity data privacy Data Protection ECOA Equal Credit Opportunity Act escrow Ethics Fair Credit Reporting Act Fannie Mae FCRA finance Financial Institutions financial services regulation Freddie Mac Government Insurance lending licensing Litigation marketing Privacy regulatory compliance TILA title Truth in Lending Act Visa

Title: Associate General Counsel (Financial Services) Job Responsibilities: - Serve as... mortgage platform and affiliated financial services operations. - Provide legal... and regulatory guidance across the lifecycle... of residential mortgage lending, including origination, secondary marketing activities, and post-closing and interim servicing operations. - Support...

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Legal Staff Paralegal in Scottsdale, AZ

In-House • **Members Only** Scottsdale, AZ

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Posted On Aug 27, 26

Full-time Experience : Min 3 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

agreements contracts corporate governance Insurance licensing Litigation special projects

Provide support in legal, regulatory, compliance, contract management, and... revise, route, and maintain various legal documents such as contracts, agreements, policies, procedures, correspondence, and disclosures. - Conduct legal and regulatory research, summarizing findings for... attorneys and business partners. - Track contract status...

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Insurance Coverage Attorney / Insurance - Regulatory & Compliance Attorney / Employment Law - Litigation Employer Defense Attorney / Insurance Defense - General Attorney / Employment Law - General Attorney / Personal Injury Defense Attorney in Scottsdale,

In-House • **Members Only** Scottsdale, AZ

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Posted On Jul 02, 26

Full-time 8 views Experience : 3-7 yrs required

Practice Area:

Insurance Coverage Insurance - Regulatory & Compliance Employment Law - Litigation Employer Defense Insurance Defense - General Employment Law - General Personal Injury Defense

Job Tags:

crime directors family fiduciary Insurance Litigation marketing partnerships Profit Sharing trials Visa

Title: Management Liability Claims Counsel Job Responsibilities: - Responsible for handling Management Liability Claims, including Employment Practices Liability (EPL), Directors and Officers Liability (D&O), Fiduciary Liability, and Crime claims for Private and Non-Profit businesses in accordance with Claim Guidelines. -...

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Insurance Coverage Attorney / Insurance - Regulatory & Compliance Attorney in Scottsdale, AZ

In-House • **Members Only** Scottsdale, AZ

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Posted On Aug 20, 26

Full-time 1 views Experience : 3-7 yrs required

Practice Area:

Insurance Coverage Insurance - Regulatory & Compliance

Job Tags:

crime directors family fiduciary Insurance Litigation marketing partnerships Profit Sharing trials Visa

Title: Management Liability Claims Counsel Job Responsibilities: - Handle Management Liability Claims (EPL, D&O, Fiduciary, and Crime) for Private and Non-Profit businesses in accordance with Claim Guidelines. - Analyze, investigate, negotiate, and resolve claims of varying severity levels within authority limits. - Select, direct,...

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Corporate - Securities and Capital Markets Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Scottsdale, AZ

In-House • **Members Only** Scottsdale, AZ

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Posted On Jul 27, 26

Full-time 2 views Experience : Min 10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

Job Tags:

acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters

business strategy and decision-making. - Anticipate regulatory and legal risks, and... proactively design strategies to manage them. - Conduct legal and regulatory compliance risk assessments, propose... creative solutions where applicable, and help advance business objectives. - Manage escalations, collaborate across...

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Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney / Corporate - General Attorney / Corporate - Contract Law Attorney in Scottsdale, AZ

In-House • **Members Only** Scottsdale, AZ

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Posted On Aug 25, 26

Full-time 1 views Experience : 3-5 yrs required

Practice Area:

Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General Corporate - Contract Law

Job Tags:

acquisitions agreements corporate governance corporate transactions Insurance licensing trademarks

to senior management. - Negotiate complex commercial agreements. - Advise and support leadership on corporate governance. - Lead and oversee corporate transactions, including mergers and acquisitions (M&A). - Provide guidance on risk mitigation and regulatory matters. - Develop contracting... template...

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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Health Care - Compliance, Transactions, HIPAA Attorney / Health Care - General Attorn

In-House • **Members Only** Scottsdale, AZ

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Posted On Jun 22, 26

Full-time 9 views Experience : 10-15 yrs required

Practice Area:

Corporate - M&A Corporate - Private Equity Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Health Care - Compliance, Transactions, HIPAA Health Care - General Corporate - General

Job Tags:

acquisitions agreements antitrust corporate governance document review due diligence equity finance fund formation guardian Insurance M&A marketing partnerships portfolio company private equity Securities title

Title: Deputy General Counsel Job Responsibilities: - Serve as the strategic transactional partner to the Chief Legal Officer (CLO) and handle all deals across Company platforms. - Manage execution of mergers and acquisitions (M&A), rollup structuring, fund formation, Reg D, and SEC compliance. -...

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Financial Services Regulatory Jobs in Mesa

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