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Financial Services Regulatory Jobs in Mount Kisco

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United States
Posted On Sep 21, 26
Full-time 1 views Experience : 4-8 yrs required
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Construction/Developer-Agreements & Transactions Construction - General Energy and Oil & Gas - General
Job Tags:
agreements alcohol Battery clean energy Commercial Contracts construction contracts corporate governance criminal Domestic Violence EEOC Energy equity family finance health benefits Insurance Intellectual Property Litigation M&A Partnership partnerships project development Transportation wage and hour laws
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Construction/Developer-Agreements & Transactions Construction - General Energy and Oil & Gas - General
Job Tags:
agreements alcohol Battery clean energy Commercial Contracts construction contracts corporate governance criminal Domestic Violence EEOC Energy equity family finance health benefits Insurance Intellectual Property Litigation M&A Partnership partnerships project development Transportation wage and hour laws

Title: Associate Counsel Job Responsibilities: The Associate Counsel at the company will play a crucial role in the growing energy efficiency business and legal team, supporting geothermal, energy efficiency, and solar verticals. The responsibilities include: - Reviewing, drafting, negotiating, and managing a...

Posted On Sep 01, 26
Full-time 5 views Experience : Min 8 yrs required
Job Tags:
equity Equity Compensation estates family Software Taxation trusts
Job Tags:
equity Equity Compensation estates family Software Taxation trusts

Title: Tax Senior Manager, High Net Worth Job Responsibilities: Tax Strategy & Compliance - Lead and review complex individual income tax returns (Form 1040) including sophisticated multi-state filings, pass-through considerations, investment activity, and related entity structures. - Oversee trust and estate-related filings (Form 1041)...

Posted On Sep 01, 26
Full-time 3 views Experience : Min 8 yrs required
Job Tags:
asset management equity finance hedge funds Investment Partnerships M&A private equity Taxation
Job Tags:
asset management equity finance hedge funds Investment Partnerships M&A private equity Taxation

Title: Tax Senior Manager, Direct SALT Funds Job Responsibilities: As a Senior Manager on the State & Local Tax (SALT) team, the candidate will be responsible for leading complex direct tax (income/franchise) engagements specifically for investment funds, private equity, hedge funds, and...

Posted On Jul 03, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Contract Law Antitrust and Competition - Mergers and Acquisitions (Corporate) Corporate - General Antitrust and Competition - General
Job Tags:
acquisitions ADA agreements antitrust antitrust Compliance asset purchase agreements Bankruptcy bylaws Commercial Contracts contracts corporate governance Corporate Law corporate transactions Corporation credit agreements divestitures due diligence Employment Contracts entity formation environmental compliance equity escrow finance Foreign Investment Government HSR information technology Insurance Intellectual Property IP Joint Ventures licensing Litigation LLC M&A mergers Mergers and Acquisitions operating agreements Partnership partnerships regulatory compliance Restrictive Covenants Securities securities laws Software spectrum stock purchase agreements Venture Capital
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Contract Law Antitrust and Competition - Mergers and Acquisitions (Corporate) Corporate - General Antitrust and Competition - General
Job Tags:
acquisitions ADA agreements antitrust antitrust Compliance asset purchase agreements Bankruptcy bylaws Commercial Contracts contracts corporate governance Corporate Law corporate transactions Corporation credit agreements divestitures due diligence Employment Contracts entity formation environmental compliance equity escrow finance Foreign Investment Government HSR information technology Insurance Intellectual Property IP Joint Ventures licensing Litigation LLC M&A mergers Mergers and Acquisitions operating agreements Partnership partnerships regulatory compliance Restrictive Covenants Securities securities laws Software spectrum stock purchase agreements Venture Capital

and its software and information technology services businesses. This role involves... handling corporate and transactional matters for the company and its subsidiaries, as well as all legal affairs relating to the software and information technology services businesses. Key responsibilities include:......

Posted On Jul 07, 26
Full-time 2 views Experience : Min 15 yrs required
Practice Area:
Corporate - General
Job Tags:
ADA advertising antitrust Biotechnology board of directors Commercial Contracts contracts corporate compliance corporate governance corporate transactions Corporation FDA government contracts Immigration Insurance Intellectual Property international trade life sciences Litigation M&A marketing Mediation Medical Device Mergers and Acquisitions
Practice Area:
Corporate - General
Job Tags:
ADA advertising antitrust Biotechnology board of directors Commercial Contracts contracts corporate compliance corporate governance corporate transactions Corporation FDA government contracts Immigration Insurance Intellectual Property international trade life sciences Litigation M&A marketing Mediation Medical Device Mergers and Acquisitions

Title: VP General Counsel & Secretary Job Responsibilities: - Strategic Corporate Leadership: - Collaborate closely with senior leadership, the Board of Directors, and other staff on legal and risk management issues. - Support and advise on legal, business, and...

Posted On Sep 08, 26
Full-time 3 views
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements Commercial Contracts Deferred Compensation Insurance Intellectual Property marketing partnerships Privacy title
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements Commercial Contracts Deferred Compensation Insurance Intellectual Property marketing partnerships Privacy title

- Commercial Transactions & Services Solutions Job Responsibilities -... agreements, platform agreements, master services agreements, and marketing and... promotional campaign agreements. - Assist with strategic and complex deals. - Collaborate with legal colleagues on product development and go-to-market implementation. -...

Posted On Aug 06, 26
Full-time 1 views
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
AML blockchain consumer protection Deferred Compensation FinCEN Insurance licensing M&A OFAC partnerships regulatory compliance title
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
AML blockchain consumer protection Deferred Compensation FinCEN Insurance licensing M&A OFAC partnerships regulatory compliance title

Title: Senior Managing Counsel, Regulatory - Crypto & Digital... and execute the global regulatory strategy for the company's... UK, and APAC. - Lead a global team of regulatory counsel and compliance professionals,... including responsibilities for hiring, coaching, performance management, and team...

Posted On Jul 08, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Government and Government Relations Government - General Administrative Law Government / Public Law
Job Tags:
agreements banking Commercial Contracts Corporation Deferred Compensation Government Insurance partnerships title
Practice Area:
Government and Government Relations Government - General Administrative Law Government / Public Law
Job Tags:
agreements banking Commercial Contracts Corporation Deferred Compensation Government Insurance partnerships title

Title: Senior Managing Counsel, Regulatory Job Responsibilities: The Senior Managing Counsel,... Regulatory is a pivotal role... within the company's Global Regulatory team, tasked with navigating... the complex landscape of regulatory obligations and fostering strategic... primary responsibilities include: - Defining regulatory obligations related to infrastructure/technology,......

Posted On Sep 10, 26
Full-time 22 views Experience : Min 5 yrs required
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Vice President, Legal and Compliance Division - Capital Markets and Private Markets Job Responsibilities: The Vice President in the Legal and Compliance Division will provide legal coverage for the Capital Markets and Private Markets businesses within the company. The attorney will focus...

Posted On Jul 13, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Capital Markets / Private Markets Attorney Job Responsibilities: - Provide legal coverage for the Capital Markets and Private Markets businesses at the company, with a focus on the Private Securities transactional business. - Work closely with a team of seven capital markets...

Posted On Jul 23, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements blockchain contracts data privacy Deferred Compensation finance Financial Institutions Government Insurance Intellectual Property marketing Partnership partnerships Privacy special projects stage title
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements blockchain contracts data privacy Deferred Compensation finance Financial Institutions Government Insurance Intellectual Property marketing Partnership partnerships Privacy special projects stage title

Blockchain & Digital Assets team under the Core Payments business. Your primary responsibilities will include: - Leading legal support for the strategic development and daily operations of the company's global digital assets products and services, reporting directly to the... Assistant Gen...

Posted On Aug 18, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

Title: Executive Director Level Attorney Job Responsibilities: The Executive Director Level Attorney will have a highly visible role within the company, focusing on the Alternative Investments and Private Markets platforms. Key responsibilities include: - Advising on the structuring, distribution, marketing,...

Posted On Sep 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

Title ED, Alternative Investments Attorney Job Responsibilities The Executive Director level attorney at the company will be primarily responsible for advising on the structuring, distribution, marketing, diligence, and ongoing support of alternative investment and private markets products and private securities...

Posted On Aug 06, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Corporate - General Data Privacy - Transactional
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Corporate - General Data Privacy - Transactional
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title

product development for Cross-Border Services, providing guidance on complex... regulatory, commercial, and risk considerations. -... Partner with Product, Technology, Operations, Treasury, Commercialization, and other stakeholders to design and launch innovative solutions that meet evolving customer needs. - Structure, draft, and negotiate high-value...

Posted On Aug 06, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title

product development for Cross-Border Services, providing guidance on complex... regulatory, commercial, and risk considerations. -... Partner with Product, Technology, Operations, Treasury, Commercialization, and other stakeholders to design and launch innovative solutions that meet evolving customer needs. - Structure, draft, and negotiate high-value...

Posted On Sep 10, 26
Full-time 2 views
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements blockchain Corporation Data Protection data security Deferred Compensation finance Financial Institutions fraud Insurance partnerships payment processing Privacy title
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements blockchain Corporation Data Protection data security Deferred Compensation finance Financial Institutions fraud Insurance partnerships payment processing Privacy title

in relation to privacy and data protection requirements to ensure compliance with applicable global privacy and data protection laws, including . privacy, financial privacy, and data security... requirements. - Provide day-to-day support to business teams involved in digital assets, crypto payment...

Posted On Jul 27, 26
Full-time 2 views Experience : 5-10 yrs required
Job Tags:
acquisitions Deferred Compensation due diligence export control Insurance mergers partnerships title
Job Tags:
acquisitions Deferred Compensation due diligence export control Insurance mergers partnerships title

and controls to keep pace with business and regulatory changes. - Develop and deliver... trainings and communications on program requirements across the enterprise. - Drive enterprise risk assessment process for sanctions and export controls related risks, including working with key stakeholders...

Posted On Aug 27, 26
Full-time 1 views Experience : 8-15 yrs required
Practice Area:
Corporate - Compliance Corporate - General Corporate - M&A Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance
Practice Area:
Corporate - Compliance Corporate - General Corporate - M&A Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance

counsel spend, invoice review, and budget tracking. Implement systems to control and optimize legal spend across the organization. Establish and maintain billing workflows, approval processes, and reporting. - Compliance & Regulatory Oversight: Support the compliance... framework across the company's lending, servicing...

Posted On Aug 06, 26
Full-time 2 views Experience : 8-15 yrs required
Practice Area:
Corporate - Compliance Corporate - General Corporate - Contract Law
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance
Practice Area:
Corporate - Compliance Corporate - General Corporate - Contract Law
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance

invoice review, and budget tracking. - Implement systems to control and optimize legal spend across the organization. - Establish and maintain billing workflows, approval processes, and reporting. 2. Compliance & Regulatory Oversight: - Support the... compliance framework across the company's lend...

Posted On Aug 06, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Real Estate - Foreclosure (Litigation) Litigation - Foreclosure (Lender-side) Litigation - Real Estate - Plaintiffs Bankruptcy-General Real Estate - General
Job Tags:
agreements asset management Bankruptcy Commercial Lending commercial litigation conflict resolution data security deeds of trust document review Foreclosure Litigation mortgages regulatory compliance restructuring security agreements Software title UCC
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Real Estate - Foreclosure (Litigation) Litigation - Foreclosure (Lender-side) Litigation - Real Estate - Plaintiffs Bankruptcy-General Real Estate - General
Job Tags:
agreements asset management Bankruptcy Commercial Lending commercial litigation conflict resolution data security deeds of trust document review Foreclosure Litigation mortgages regulatory compliance restructuring security agreements Software title UCC

Title: Asset Resolution Counsel Job Responsibilities: - Lead the legal strategy, portfolio management, and resolution efforts for a portfolio of non-performing commercial loans secured primarily by real estate. - Serve as a strategic business partner responsible for maximizing recoveries while minimizing legal risk,...

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