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Financial Services Regulatory Jobs in Raleigh

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United States
Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... credit (primarily non-mortgage) and payment products. - Work with fintechs, card issuers, program managers, and financial institutions, providing guidance on... compliance and regulatory issues. - Assist in th......

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Posted On Aug 24, 26
Full-time 1 views
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Corporate - General Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking Financial Institutions Government Intellectual Property licensing agreements Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Corporate - General Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking Financial Institutions Government Intellectual Property licensing agreements Privacy

also operates a nationwide financial services business offering commercial... disbursement services and online deposit accounts. Job... Title Associate Counsel Job Responsibilities The Associate Counsel role is a full-time, on-site position. The legal team at the company serves as a strategic business partner,...

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Posted On Jul 31, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements artificial intelligence asset management banking Investment Banking UCC wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements artificial intelligence asset management banking Investment Banking UCC wealth management

the corporate and bank regulatory team within the company.... integral to transformational initiatives and the development of new capabilities that impact the organization significantly. The primary responsibilities include: - Acting as the point of entry for legal and regulatory matters concern...

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Posted On Sep 06, 26
Full-time Experience : 3-4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act

be part of the Financial Regulatory practice at a... law firm. The primary responsibilities include: - Counseling banks, credit unions, FinTechs, non-bank commercial on federal and state financial laws and regulations. - Providing... guidance on compliance with financial laws such as the......

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Posted On Sep 03, 26
Full-time 2 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: Under the direction of the Assistant General Counsel - Transactions, the Senior Counsel will engage in complex commercial transactional work, supporting the global capital markets business of the company. This includes working with crypto...

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Posted On Jul 16, 26
Full-time Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance RICO
Job Tags:
family finance H-1B Profit Sharing regulatory compliance RICO

Financial Services Tax - Real... tax environment. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on local and international tax affairs, focusing on strategic consulting for business...

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Posted On Aug 13, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... Estate Director Duties: The candidate will be playing a pivotal role in guiding clients through the intricate landscape of tax obligations, both locally and internationally. Within the Tax practice, will be providing strategic consulting on...

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Posted On Aug 13, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing RICO wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing RICO wealth management

Financial Services Tax - Real... Estate Senior Manager Duties: The candidate will play a pivotal role in guiding clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advise on local and international...

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Posted On Aug 24, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

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Posted On Aug 24, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

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Posted On Aug 24, 26
Full-time Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

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Posted On Sep 01, 26
Full-time 2 views Experience : 1-3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Energy - Renewables - Transactional Electric Power - Transactional Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Energy - Renewables - Transactional Electric Power - Transactional Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials

Title: Corporate Energy Associate Job Responsibilities: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Legal Writing: Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Transaction Assistance and Management: Assist/manage...

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Posted On Aug 21, 26
Full-time 2 views Experience : 4-6 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Data Privacy - Litigation Litigation - Commercial Litigation - General (consumer) Litigation - Consumer Finance- Defense Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
consumer finance consumer protection cryptocurrency Cybersecurity finance Government Litigation privacy laws
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Data Privacy - Litigation Litigation - Commercial Litigation - General (consumer) Litigation - Consumer Finance- Defense Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
consumer finance consumer protection cryptocurrency Cybersecurity finance Government Litigation privacy laws

part of the Consumer Financial Services team within the... litigation, particularly those in highly regulated industries such as decentralized and traditional finance. - Engaging in trial work, with a preference for candidates who have previous trial experience. - Providing regulatory guidance a...

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Posted On Aug 19, 26
Full-time Experience : 5-10 yrs required
Job Tags:
child criminal Domestic Violence entertainment family finance fraud Harassment indemnity Insurance marketing Partnership Profit Sharing special projects spouse
Job Tags:
child criminal Domestic Violence entertainment family finance fraud Harassment indemnity Insurance marketing Partnership Profit Sharing special projects spouse

operations. This role involves overseeing strategic direction, management, and oversight of accounting, financial reporting, payroll, treasury, accounts... payables, collections, and financial controls. The Global Controller... ensures the integrity of the firm's financial results, compliance with regulatory... requirements, and the effec......

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Posted On Sep 06, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Fintech & Blockchain
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities
Practice Area:
Fintech & Blockchain
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities

Title: Senior Counsel, Arc Job Responsibilities: As a Senior Counsel on the Product Legal team at the company, the candidate will provide strategic legal support for the launch and evolution of Arc, which is the layer-1 blockchain designed by the company and...

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Posted On Aug 26, 26
Full-time 5 views Experience : Min 6 yrs required
Job Tags:
Code of Conduct Commercial Contracts contracts family finance H-1B regulatory compliance
Job Tags:
Code of Conduct Commercial Contracts contracts family finance H-1B regulatory compliance

Senior Manager - Managed Services Job Responsibilities: As a Risk... Contract Specialist - Managed Services - Senior Manager at... business continuity, risk model implementation, and regulatory management. Your key responsibilities... include: - Managing contract reviews and supporting engagement planning by applying ri...

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Posted On Aug 14, 26
Full-time 3 views Experience : 2-5 yrs required
Job Tags:
evidence Immigration Litigation Sexual Harassment
Job Tags:
evidence Immigration Litigation Sexual Harassment

client deep dives, and competitor intelligence. - Utilize and synthesize research platform content to provide succinct and actionable outputs to attorneys and business services staff. - Leverage agentic AI... to produce high quality, targeted, and actionable research workstreams for attorneys and busi...

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Posted On Jul 02, 26
Full-time 7 views Experience : 3-7 yrs required
Practice Area:
Insurance Coverage Insurance Defense - General Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime directors family fiduciary Insurance Litigation marketing partnerships Profit Sharing trials Visa
Practice Area:
Insurance Coverage Insurance Defense - General Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime directors family fiduciary Insurance Litigation marketing partnerships Profit Sharing trials Visa

Title: Management Liability Claims Counsel Job Responsibilities: - Handle Management Liability Claims (EPL, D&O, Fiduciary, and Crime) for Private and Non-Profit businesses based on Claim Guidelines. - Analyze, investigate, negotiate, and resolve claims of varying severity within authority limits. -...

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Posted On Jul 03, 26
Full-time 2 views Experience : Min 4 yrs required
Job Tags:
company policies construction contracts finance renewals Software title
Job Tags:
company policies construction contracts finance renewals Software title

Title: Operations and Contract Administrator Job Responsibilities: - Operations and Office Management: The Operations and Contract Administrator will support and optimize internal operational processes to improve efficiency and effectiveness. This includes tasks such as managing spreadsheets, reporting, invoicing, project management, and staffing...

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Posted On Jul 27, 26
Full-time 4 views Experience : 2-10 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain

OverviewA law firm seeks a Financial Regulatory Associate in Raleigh,... NC. The role involves advising clients in the financial services sector, focusing on... regulatory inquiries, compliance, and product... counseling across domestic cutting-edge payment products and regulatory clients in consumer......

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