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Financial Services Regulatory Jobs in Sausalito

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United States
Posted On Sep 07, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency

Job Title: Financial Services Regulatory & Compliance... Multiple Offices Job Responsibilities: The Financial Services Regulatory & Compliance... in the area of financial regulatory and compliance matters.... This includes advising clients in the banking and fintech industries on a wide range of...

Posted On Sep 16, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: The... Consumer Financial Services Regulatory Associate will... be responsible for providing regulatory counseling and compliance advisory... work across a broad range of consumer finance matters. The associate will focus on federal and state...

Posted On Sep 28, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking Commercial Lending contracts ECOA EFTA FCRA finance financial products lending licensing Privacy TILA UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking Commercial Lending contracts ECOA EFTA FCRA finance financial products lending licensing Privacy TILA UDAAP

Job Title: Regulatory Product Counsel Job Responsibilities: - Provide... legal and regulatory guidance for the Bank's... Banking-as-a-Service (BaaS) initiatives, including federal and state consumer lending and payments laws and regulations such as TILA, security. - Offer legal and regulatory guidance for the Bank's......

Posted On Sep 30, 26
Full-time 39 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
crime Financial Institutions financial services regulation licensing regulatory compliance
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
crime Financial Institutions financial services regulation licensing regulatory compliance

Job Title: Senior Regulatory Advisor Job Responsibilities: - Responsible for... regulatory matters across the Americas... control functions on complex regulatory requirements and licensing obligations. -... developments in payments and financial services regulation. - Partner closely... with Product Legal, Regulatory Compliance, Risk, and Financial... Crime Compliance teams. Education and......

Posted On Sep 30, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
crime Financial Institutions financial services regulation licensing regulatory compliance
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
crime Financial Institutions financial services regulation licensing regulatory compliance

Job Title: Senior Regulatory Advisor Job Responsibilities: - Responsible for... managing regulatory matters across the Americas... providing guidance on complex regulatory requirements and licensing obligations. -... developments in payments and financial services regulation. - Partner closely... with Product Legal, Regulatory Compliance, Risk, and Financial... Crime Complia...

Posted On Sep 14, 26
Full-time 10 views Experience : Min 6 yrs required
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa

in developing compelling product and service offerings. - Provide sophisticated and creative counseling and advice to business teams on product development, deployment, and related commercial, regulatory, IP, privacy, and contracting... considerations. - Lead the review of product-related marketing materials, public relations, an...

Posted On Sep 30, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

Job Title: Senior Regulatory Counsel, Americas Job Responsibilities: - Handle... regulatory legal issues across the... scale successfully in the region. - Monitor, report, and influence trends and developments in payments and financial services regulation. Actively identify... and anticipate regulatory changes that may impact......

Posted On Sep 18, 26
Full-time 16 views Experience : 2-4 yrs required
Practice Area:
Finance - Banking Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - General Finance - Financial Services Regulation Fintech & Blockchain Litigation - White Collar Crime & Government Investigations - Defense
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings
Practice Area:
Finance - Banking Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - General Finance - Financial Services Regulation Fintech & Blockchain Litigation - White Collar Crime & Government Investigations - Defense
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings

law firm's Fintech and Financial Advisory practice. This role... is designed for a junior to mid-level associate with 2-4 years of experience. Responsibilities include: - Managing all stages of litigation discovery and responses to government subpoenas and civil investigative demands. This...

Posted On Sep 08, 26
Full-time 7 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements equity finance licensing Litigation stage TILA UDAAP
Practice Area:
Finance - Financial Services Regulation Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements equity finance licensing Litigation stage TILA UDAAP

General Counsel, Product & Regulatory Job Responsibilities: - Lead cross-functional legal... senior legal partner for product and engineering, providing real-time guidance on new features, product enhancements, and go-to-market strategy. - Own regulatory change management end-to-end by... monitoring federal and state developments (CFPB, stat...

Posted On Jul 08, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements banking consumer protection ECOA EFTA Energy equity lending marketing privacy laws TILA UDAAP
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements banking consumer protection ECOA EFTA Energy equity lending marketing privacy laws TILA UDAAP

cross-functional stakeholders on critical regulatory questions. - Track and... analyze financial US and international laws... and regulations to help the company stay ahead of the curve. - Advise on product and marketing collateral, customer communications, and disclosures. - Draft, updat...

Posted On Jul 09, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - General Fintech & Blockchain Finance - Financial Services Regulation Finance - Structured Finance
Job Tags:
agreements banking Contract Law contracts corporate governance developers lending Litigation Partnership partnerships Software structured finance technology transactions
Practice Area:
Finance - Banking Finance - General Fintech & Blockchain Finance - Financial Services Regulation Finance - Structured Finance
Job Tags:
agreements banking Contract Law contracts corporate governance developers lending Litigation Partnership partnerships Software structured finance technology transactions

a broad range of banking products and services, including payments, money movement... services, and banking partnerships such... as deposit accounts, card, and lending programs. - Build and manage legal playbooks and templates that scale by developing and maintaining templates and inve...

Posted On Sep 06, 26
Full-time 1 views Experience : 3-4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General Fintech & Blockchain Finance - Banking
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act
Practice Area:
Finance - Financial Services Regulation Finance - General Fintech & Blockchain Finance - Banking
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act

unions, FinTech companies, non-bank commercial and consumer lenders, servicers, consumer reporting agencies, and technology providers. The candidate will need to have an in-depth understanding of federal and state financial laws and regulations, such... as the Truth in Lending Act, F...

Posted On Aug 25, 26
Full-time 2 views
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - Banking Finance - General
Job Tags:
Administrative Law Judges agreements artificial intelligence banking banking laws blockchain board of directors Civil Rights consumer protection Consumer Protection Laws Corporation evidence FDI Financial Institutions Insurance lease Litigation public sector
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - Banking Finance - General
Job Tags:
Administrative Law Judges agreements artificial intelligence banking banking laws blockchain board of directors Civil Rights consumer protection Consumer Protection Laws Corporation evidence FDI Financial Institutions Insurance lease Litigation public sector

supervises legal advice and services within the Region, including... and their senior staff, including supervisors of field offices in the Region. - May provide or supervise legal advice and services to other divisions as... needed. - Oversees the gathering and monitoring of...

Posted On Sep 14, 26
Full-time 6 views Experience : Min 10 yrs required
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements banking contracts equity family FINRA Harassment Investment Company Act regulatory compliance Securities securities laws startup Venture Capital venture funds
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements banking contracts equity family FINRA Harassment Investment Company Act regulatory compliance Securities securities laws startup Venture Capital venture funds

risk assessment, risk management, and pragmatic decision-making lenses, providing actionable solutions rather than merely identifying areas of potential legal risk. - Handle matters related to securities and regulatory compliance, and negotiate, review,... and draft commercial agreements. - Advise executive membe...

Posted On Sep 22, 26
Full-time 6 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
banking crime Energy family finance Financial Institutions financial services regulation financial services regulatory fraud government relations licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
banking crime Energy family finance Financial Institutions financial services regulation financial services regulatory fraud government relations licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

Job Title: Senior Regulatory Counsel Job Responsibilities: - Handle regulatory... legal issues across the... Americas and provide strategic advice on existing licenses/registrations and future license applications to ensure successful scaling in the region. - developments in payments and financial services regulation in the......

Posted On Sep 30, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Government and Government Relations Finance - General Government - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Government and Government Relations Finance - General Government - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

Job Title: Senior Regulatory Counsel, Americas Job Responsibilities: The Senior... Regulatory Counsel for the Americas... primarily responsible for handling regulatory matters across the Americas... focusing on payments and financial services. This includes advising... on complex regulatory issues such as licensing,... money transmission,...

Posted On Sep 22, 26
Full-time 1 views Experience : 2-4 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Job Title: Financial Services - Customer Tax... Reporting, you will support financial institutions and clients in... meeting complex regulatory requirements. Your responsibilities include: -... Gathering and verifying customer documents in accordance with the Foreign Account Tax Compliance Act (FATCA) and Common...

Posted On Aug 17, 26
Full-time 7 views Experience : 4-7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse

for increased responsibility and client interaction. - Engage in legal practices related to registered funds, regulatory issues, or private funds. -... Work independently and as part of a team to deliver high-quality client services. - Maintain strong academic performance... and communication skills. - Demo...

Posted On Aug 20, 26
Full-time 1 views Experience : 3-20 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Practice Area:
Finance - Financial Services Regulation Finance - General

firm seeks a senior-level Financial Services Regulatory and Compliance... engage with clients in the banking and fintech sectors globally, providing regulatory and compliance on... regulatory matters including licensing, product... development, and clients before . federal and state regulator...

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