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Financial Services Regulatory Jobs in Secaucus

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Posted On Sep 13, 26
Full-time 71 views Experience : Min 6 yrs required
Practice Area:
Finance - Banking
Job Tags:
finance title
Practice Area:
Finance - Banking
Job Tags:
finance title

Practice Resource Attorney – Finance at Davis Polk in New York H2: Experienced Attorney Needed for Finance Practice Group Law Firm Seeking Experienced Attorney for Finance Practice Group in New York Position Summary: Davis Polk, a leading law...

Posted On Sep 22, 26
Full-time 2 views Experience : 2-4 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions hedge funds Insurance Mutual Funds pension private equity Securities spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions hedge funds Insurance Mutual Funds pension private equity Securities spectrum Taxation

Job Title: Financial Services - Tax -... Wealth and Asset Management - Senior Job Responsibilities: As a Senior in Tax Compliance within the Wealth & Asset Management practice, you will be responsible for managing and implementing tax compliance strategies. Your role will...

Posted On Jul 31, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements artificial intelligence asset management banking Investment Banking UCC wealth management
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements artificial intelligence asset management banking Investment Banking UCC wealth management

in the areas of business and consumer deposits, retail and online/mobile banking, cash management products, and payment services. The responsibilities include: - Acting... as the primary contact for legal and regulatory matters related to business... and consumer deposits and payment s...

Posted On Jul 30, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Government / Public Law Government - General
Job Tags:
agreements banking UCC wealth management
Practice Area:
Government / Public Law Government - General
Job Tags:
agreements banking UCC wealth management

contact for legal and regulatory matters related to business... and consumer deposits, retail and online/mobile banking, cash management products, and payment services. - Monitor and analyze legal... and regulatory developments impacting the business... and consumer deposits and payments business in the...

Posted On Aug 19, 26
Full-time 2 views Experience : 8-10 yrs required
Practice Area:
Corporate - Technology Transactions Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements artificial intelligence Cybersecurity data privacy Data Protection finance Intellectual Property licensing marketing Privacy regulatory compliance Software technology transactions
Practice Area:
Corporate - Technology Transactions Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements artificial intelligence Cybersecurity data privacy Data Protection finance Intellectual Property licensing marketing Privacy regulatory compliance Software technology transactions

transactions, focusing primarily on enterprise cloud offerings. - Provide Legal and Regulatory Guidance: Advise on .... and international legal issues related to SaaS, data protection, cybersecurity, and commercial contracting, delivering practical, risk-balanced guidance to the business. - Scale Legal Operations: D...

Posted On Sep 22, 26
Full-time 5 views Experience : 8-8 yrs required
Practice Area:
Tax - Private Client Services Tax - International Tax - IRS Audits and Appeals Tax - General
Job Tags:
asset management banking Capital Markets construction family Financial Institutions Insurance pension private client private equity regulatory compliance spectrum wealth management wealth transfer
Practice Area:
Tax - Private Client Services Tax - International Tax - IRS Audits and Appeals Tax - General
Job Tags:
asset management banking Capital Markets construction family Financial Institutions Insurance pension private client private equity regulatory compliance spectrum wealth management wealth transfer

Job Title: Financial Services - Private Client... Services - Tax Senior Manager Job... Responsibilities: As a Senior Manager in Private Tax at the company, the candidate will be expected to provide personal and private tax advice and compliance requirements to business owners,...

Posted On Sep 22, 26
Full-time 1 views Experience : 4-6 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Job Title: Financial Services - Customer Tax... crucial role in supporting financial institutions with regulatory compliance... and tax reporting. Your primary responsibilities will include: - Managing the end-to-end process for Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS)...

Posted On Sep 22, 26
Full-time 1 views Experience : 2-4 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Job Title: Financial Services - Customer Tax... crucial role in supporting financial institutions and clients in... meeting complex regulatory requirements. Your responsibilities include: -... Gathering and verifying customer documents in accordance with the Foreign Account Tax Compliance Act (FATCA) and Common...

Posted On Sep 22, 26
Full-time 1 views Experience : 5-7 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family finance Financial Institutions Insurance pension regulatory compliance Securities spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family finance Financial Institutions Insurance pension regulatory compliance Securities spectrum

Job Title: Financial Services - Customer Tax... be responsible for ensuring regulatory compliance and delivering comprehensive... tax reporting services to financial institutions. Key responsibilities include: -... of complex tax reporting solutions while ensuring adherence to global and local regulatory standards. - Managing...

Posted On Jul 19, 26
Full-time 3 views Experience : 8-8 yrs required
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital

Responsibilities: - Participate in mock regulatory examinations and compliance program... manuals promoting compliance with regulatory requirements. - Provide compliance assistance... and advice to clients, including those advising private funds and/or registered products. - Take a leading role on complex projects. - Develop client relationships...

Posted On Sep 16, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues impacting customers' use... of the company's products in the US, Canada, and Latin America, with a primary focus on software as a medical device, AI/ML, real-world data, and precision medicine. - Advising on the...

Posted On Jul 08, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Government and Government Relations Finance - Financial Services Regulation Finance - Banking Government - General Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Government and Government Relations Finance - Financial Services Regulation Finance - Banking Government - General Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

Job Title: Senior Regulatory Counsel, Americas Job Responsibilities: - Handle... regulatory legal issues across the... Americas, providing strategic advice on existing licenses/registrations and potential future license applications to ensure successful scaling in the developments in payments and financial services regulation in the......

Posted On Sep 23, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Legal & Compliance - PWPF Legal Group at the company is situated in a dynamic and fast-growing business environment, focusing primarily on registered funds and Business Development Companies (BDCs) within the...

Posted On Aug 05, 26
Full-time 1 views Experience : 8-15 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law equity finance Intellectual Property IP lending Litigation partnerships regulatory compliance
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law equity finance Intellectual Property IP lending Litigation partnerships regulatory compliance

Title: SVP of Corporate Legal Job Responsibilities: The SVP of Corporate Legal at the company will serve as the operational anchor and administrative backbone of the Corporate Legal department. This role is not solely a practicing attorney position but rather an operational...

Posted On Aug 11, 26
Full-time 4 views Experience : 8-15 yrs required
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title

supporting legal and regulatory matters impacting the financial market infrastructure businesses of... the company. This role involves addressing issues related to risk management, bankruptcy, insolvency, default scenarios, and recovery and wind-down planning for clearing agency participants. The position requires providin...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

sales channel for the retail investment business. - Act as legal counsel for banking products distributed through the company’s wealth management, focusing on the intersection of retail/consumer bank and broker-dealer products and services. - Provide ongoing, strategic advice... and guidance on a...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert guidance... strategic, and policy implications of new and emerging regulatory requirements. - Direct the pre......

Posted On Sep 24, 26
Full-time 9 views Experience : Min 5 yrs required
Job Tags:
AML banking blockchain Capital Markets emerging technologies finance licensing
Job Tags:
AML banking blockchain Capital Markets emerging technologies finance licensing

Job Title: Digital Assets Regulatory Management Senior Consultant Job Responsibilities: As... in the Digital Assets Regulatory Management team, the candidate... will be responsible for partnering with leading organizations to interpret, design, and deploy controls across the digital asset lifecycle. The role involves...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 15 yrs required
Job Tags:
banking contracts Estate Planning fiduciary Financial Institutions Partnership Software Taxation wealth management wealth transfer
Job Tags:
banking contracts Estate Planning fiduciary Financial Institutions Partnership Software Taxation wealth management wealth transfer

Executive Director, Head of Financial Planning Tools & Strategy Job... a strategic vision for financial planning tools, ensuring alignment... with advisor and client needs across the organization. - Assess the current planning tools landscape to identify gaps in adoption, functionality, and advisor...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules, and regulatory obligations. Key responsibilities include: -... Leading and managing investigations: Provide leadership, oversight, and day-to-day management of a team...

Posted On Sep 25, 26
Full-time Experience : 5-10 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Tax - Employee Benefits & Executive Compensation Tax - Federal Tax - M&A and Transactions Tax - Exempt Organization Tax - Controversy and Dispute Resolution ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Tax - Employee Benefits & Executive Compensation Tax - Federal Tax - M&A and Transactions Tax - Exempt Organization Tax - Controversy and Dispute Resolution ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General

legal issues associated with the Retirement Services sector, specifically targeting the... not-for-profit group retirement market. Responsibilities include: - Providing legal support on retirement plan operations, recordkeeping services, product offerings, and other... related products and services. - Addressing legal and regulatory... issues focused...

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