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Financial Services Regulatory Jobs in Souderton

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United States
Posted On Sep 10, 26
Full-time 3 views Experience : Min 2 yrs required
Job Tags:
artificial intelligence Bankruptcy Corporate Investigations due diligence family Litigation Media SEC filings special projects UCC
Job Tags:
artificial intelligence Bankruptcy Corporate Investigations due diligence family Litigation Media SEC filings special projects UCC

Mitigation Analyst Job Responsibilities The Risk Mitigation Analyst is an integral member of the Knowledge Management Department at a law firm, tasked with conducting detailed public records and investigative research to support the firm's client engagements and internal risk management functions. The...

Posted On Sep 10, 26
Full-time 2 views Experience : Min 2 yrs required
Job Tags:
artificial intelligence Bankruptcy Corporate Investigations due diligence family Litigation Media SEC filings special projects UCC
Job Tags:
artificial intelligence Bankruptcy Corporate Investigations due diligence family Litigation Media SEC filings special projects UCC

Title: Risk Mitigation Analyst Job Responsibilities: The Risk Mitigation Analyst is a crucial member of the Knowledge Management Department at a law firm, responsible for conducting detailed and hands-on public records and investigative research to support both the firm's client engagements and...

Posted On Aug 18, 26
Full-time 2 views Experience : 15-20 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements Capital Markets Insurance securitization
Practice Area:
Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
agreements Capital Markets Insurance securitization

Title: Senior Counsel - Mortgage Servicing Transactions Job Responsibilities: The Senior Counsel - Transactions is responsible for supporting servicing transactions by providing expert legal guidance and managing complex documentation. Key responsibilities include: - Drafting, reviewing, and negotiating a variety of servicing-related agreements such...

Posted On Jul 27, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts

responsibilities of this role include providing legal services to support the company's... market units and corporate entities. The position involves legal work related to accounting, administration, and distribution services for registered investment products... such as mutual funds, exchange-traded funds, clos...

Posted On Jul 29, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Energy and Oil & Gas - Litigation - Defense
Job Tags:
agreements banking construction construction litigation contracts Corporate Law Energy energy law Estate Planning Ethics family finance Government Insurance Intellectual Property Labor and Employment Litigation LLC marketing pleadings public sector title
Practice Area:
Energy and Oil & Gas - Litigation - Defense
Job Tags:
agreements banking construction construction litigation contracts Corporate Law Energy energy law Estate Planning Ethics family finance Government Insurance Intellectual Property Labor and Employment Litigation LLC marketing pleadings public sector title

Title: Associate (Energy) Job Responsibilities: As an Associate in the Energy & Environmental Group at the law firm, you will be an integral part of the team, handling a variety of tasks and responsibilities that include: - Case Management: You will take ownership...

Posted On Aug 11, 26
Full-time 4 views Experience : 3-5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs Litigation - Health Care - Plaintiffs
Job Tags:
commercial litigation Corporation finance general litigation Government government investigations hospitals Insurance Litigation medical providers pleadings RICO title
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs Litigation - Health Care - Plaintiffs
Job Tags:
commercial litigation Corporation finance general litigation Government government investigations hospitals Insurance Litigation medical providers pleadings RICO title

Litigation Counsel Job Responsibilities The Litigation Counsel role involves a hybrid work schedule, requiring three days in the office and two days with flexible remote work. The position is within a dynamic organization focused on healthcare, aiming to provide high-quality care to...

Posted On Jul 29, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

Posted On Jul 29, 26
Full-time 1 views Experience : Min 12 yrs required
Practice Area:
Corporate - Contract Law
Job Tags:
agreements board of directors Commercial Contracts contracts corporate governance Employment Law family fiduciary health benefits Insurance IP Labor and Employment lending licensing agreements Litigation M&A private equity renewals
Practice Area:
Corporate - Contract Law
Job Tags:
agreements board of directors Commercial Contracts contracts corporate governance Employment Law family fiduciary health benefits Insurance IP Labor and Employment lending licensing agreements Litigation M&A private equity renewals

Title: Chief Legal Officer Job Responsibilities: - Contracts (New, Current & Customer Upgrades): - Own end-to-end contract lifecycle management for new customer agreements, renewals, and upgrade/expansion deals. - Negotiate and close commercial agreements including MSAs, SOWs, SaaS/licensing agreements, data processing agreements,...

Posted On Sep 16, 26
Full-time 9 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues impacting customers' use... software as a medical device, artificial intelligence (AI) and machine learning (ML), real-world data, and precision medicine. - Advise on appropriate regulatory standards for product qualification... and classification analysis. - Provide guidance o...

Posted On Sep 16, 26
Full-time 11 views Experience : Min 10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues impacting customers’ use... of company products in the US, Canada, and Latin America, with a particular focus on software as a medical device, artificial intelligence (AI), machine learning (ML), real-world data, and precision medici...

Posted On Aug 25, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Finance Real Estate - Leasing Finance - Financial Services Regulation Finance - Banking Finance - General Real Estate - General
Job Tags:
commercial real estate Corporation employee benefits fraud Genetics Insurance leasing lending marketing mortgage loans NYSE Privacy Real Estate Law Scams social security Workouts
Practice Area:
Real Estate - Finance Real Estate - Leasing Finance - Financial Services Regulation Finance - Banking Finance - General Real Estate - General
Job Tags:
commercial real estate Corporation employee benefits fraud Genetics Insurance leasing lending marketing mortgage loans NYSE Privacy Real Estate Law Scams social security Workouts

Title: Investments Counsel Job Responsibilities: - Provide legal advice and support in the review, negotiation, and documentation of commercial mortgage loan origination, servicing, workouts, and foreclosures. - Offer legal support in the review, negotiation, and documentation of real estate-related corporate facilities matters. - Provide...

Posted On Jul 06, 26
Full-time 3 views Experience : 10-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements Broker Dealer contracts distribution agreements financial products FINRA Insurance marketing
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements Broker Dealer contracts distribution agreements financial products FINRA Insurance marketing

Provide strategic legal counsel, regulatory guidance, and tactical support... and subject matter resource on regulatory requirements and industry best... practices affecting the sale and distribution of financial products and services, including... life insurance, annuities, and retirement products. - Maintain kno...

Posted On Jul 06, 26
Full-time 5 views Experience : 10-15 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds

as a legal lead and trusted advisor to business leaders on legal and regulatory matters related to the... company's proprietary mutual funds and the funds' investment adviser. - Lead negotiations of service agreements, advisory agreements, consulting agreements, confidentiality agreements, and othe...

Posted On Sep 09, 26
Full-time 2 views Experience : 10-5 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
distribution agreements FINRA Insurance regulatory compliance
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
distribution agreements FINRA Insurance regulatory compliance

broker-dealer and investment advisor regulatory compliance - Provide guidance... on distribution agreements - Ensure adherence to relevant financial services, insurance, and broker-dealer... laws - Stay updated on regulations from FINRA, SEC, DOL, and state insurance authorities - Collaborate with internal...

Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Provide strategic legal counsel, regulatory guidance, and practical business... activities across the company. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and business leaders to support sales practices, third-party distribution relationships, regulatory initiatives, ad...

Posted On Aug 26, 26
Full-time 5 views Experience : Min 7 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General ERISA - General ERISA/Executive Compensation Transactions & Compliance
Job Tags:
agreements brokers contracts employee benefits finance Insurance marketing partnerships
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General ERISA - General ERISA/Executive Compensation Transactions & Compliance
Job Tags:
agreements brokers contracts employee benefits finance Insurance marketing partnerships

for Group Protection's leave management and statutory disability products. - Provide strategic leadership, legal expertise, and regulatory oversight to support business... objectives. - Collaborate with departments across Product, Operations, Finance, Marketing, Underwriting, Claims, and Compliance to manage legal risk, sup...

Posted On Sep 01, 26
Full-time 7 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

Posted On Jul 29, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Energy and Oil & Gas - Litigation - Defense
Job Tags:
agreements banking construction construction litigation contracts Corporate Law Energy energy law Estate Planning Ethics family finance Government Insurance Intellectual Property Labor and Employment Litigation LLC marketing pleadings public sector title
Practice Area:
Energy and Oil & Gas - Litigation - Defense
Job Tags:
agreements banking construction construction litigation contracts Corporate Law Energy energy law Estate Planning Ethics family finance Government Insurance Intellectual Property Labor and Employment Litigation LLC marketing pleadings public sector title

a team dedicated to delivering exceptional legal services and building strong client... relationships in the energy sector. Your primary responsibilities include: - Case Management: Assume complete responsibility for assigned legal matters from inception to resolution, including reviewing, analyzing, and developing strategie...

Posted On Sep 01, 26
Full-time 1 views Experience : 10-10 yrs required
Job Tags:
directors family general liability Insurance Litigation Mass Tort Media molestation partnerships Pollution sexual abuse Software special projects
Job Tags:
directors family general liability Insurance Litigation Mass Tort Media molestation partnerships Pollution sexual abuse Software special projects

Title: Complex Claim Director – Mass Tort Unit Job Responsibilities: - Lead a team of Claims Consultants and Consulting Directors responsible for managing complex, high exposure mass tort and environmental claims, including social media addiction, PFAS, talc, sexual molestation, and other long-tail...

Posted On Jul 13, 26
Full-time 3 views Experience : 2-8 yrs required
Practice Area:
Electric Power - Transactional Energy and Oil & Gas - General
Practice Area:
Electric Power - Transactional Energy and Oil & Gas - General

energy law, eager to work on complex matters within a collaborative team. The position offers the opportunity to deliver exceptional legal services and build lasting client... relationships in the evolving energy ownership of assigned cases from start to...

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