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Securities Act Of 1933 Jobs in Souderton

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United States
Posted On Jul 29, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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General Counsel The candidate will assist with the preparation and filing of periodic reports on Forms 10-Q/10-K, proxy statements, Section 16 filings, Form 8-Ks, NYSE filings and other public company disclosure-related materials. Assist with the drafting and implementation of various corporate policies and procedures. Provide support to internal legal and business personnel on M&A, financing and other strategic transactions. Assist with corporate secretarial dutie... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Attorney The candidate must... have 5-7 years of experience to include public offerings registered under the Securities Act of 1933, as... well as private placement transactions and preparation of periodic reports and filings under the Securities Exchange Act of 1934.... Experience advising and representing financial services industry clients is preferred.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Attorney The candidate must... have 5-7 years of experience to include public offerings registered under the Securities Act of 1933, as... well as private placement transactions and preparation of periodic reports and filings under the Securities Exchange Act of 1934.... Experience advising and representing financial services industry clients is preferred.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel Responsibilities: Advise on 1933 Act and 1934 Act matters;... draft periodic and annual filings. NYSE compliance and shareholder/unitholder matters. Administer the Company’s insider trading policy. Oversee support of Treasury Department, including stock splits, stock repurchase program, banking matters and annual dividend and distribution schedule. Advise on all legal, investor, and SEC-related aspects of domestic bank financings and private placements Board... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Counsel Responsibilities: Advise on... and respond to 1933 Act, 1934 Act and NYSE... compliance and shareholder matters and stay current on governance trends and SEC and stock exchange rules and regulations. Advise on disclosure matters and stock exchange, SEC, and corporate legal requirements  Draft SEC periodic filings (including 10-Ks, 10-Qs and with Proxy Statement and Annual Meeting of Shareholders. Prepare Section 16 reports for officers and director... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal (Securities) Duties: Under the... general direction of the Group General Counsel, or other managing attorney within the Legal Department, will perform legal and project management services on corporate, securities, contract and corporate governance... matters that are handled by the Legal Department. Administration of the Section 16 compliance program and preparing and filing of Section 16 forms and assisting in the preparation of periodic and annual filings with the S... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 3-5 years of firm, SEC or FINRA experience. Must have an interest in broker-dealer, securities markets, and investment adviser... regulatory matters, as well as contract or corporate finance experience, experience with exchange traded funds (ETFs), SEC reporting, and with the following securities laws: the Securities Act... of 1933, the Securities Exchange Act of 1934,... and the Investment Advisers Act of 1940. Position involves... counseling top-tier securitie... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 3-6 years of corporate securities experience in 1933 Act,... 1934 Act and issuer... representation. Must have strong drafting skills, excellent academics and 3+ years of large law firm experience. Must be a member of The Florida Bar or willing to sit for the next examination.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 3-6 years corporate securities experience in 1933 Act,... 1934 Act and issuer... representation. Must have strong drafting skills, excellent academics and 3+ years of large law firm experience. Must be a member of The Florida Bar or willing to sit for the next examination.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 4-6 years of investment management experience. Must have a solid background in the Investment Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 1934,... and related... regulations. Experience representing registered investment companies and investment advisers, including the preparation and review of registration statements, board meeting materials, and investment management and advisory ag... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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