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Financial Services Regulatory Jobs in South Pasadena

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United States
Posted On Jul 26, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Commercial Contracts contracts criminal domestic partner family Financial Industry Regulatory Authority FINRA Securities Securities Exchange Act of 1934 wealth management
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Commercial Contracts contracts criminal domestic partner family Financial Industry Regulatory Authority FINRA Securities Securities Exchange Act of 1934 wealth management

not limited to corporate agreements, commercial contracts, and vendor agreements. - Provide advice and counsel on structuring, drafting, negotiating, and interpreting contracts and relevant legal and regulatory requirements. - Support third-party matters... and provide risk-based and business-minded advice to clients. - Identify a...

Posted On Sep 14, 26
Full-time 43 views Experience : Min 6 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

and Benefits Base salary range: $170,, Annual discretionary bonus Comprehensive benefits package including medical, dental, vision, and retirement plans Paid time off and parental leave Professional development opportunities and tuition reimbursement Employee discounts...

Posted On Sep 23, 26
Full-time 2 views Experience : 4-5 yrs required
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation

state residency and domicile matters, including evaluating potential residency changes, understanding clients’ personal and financial circumstances, developing strategies to... establish, maintain, or terminate residency, and advising on related tax implications and documentation requirements. - Lead and manage state residency and ind...

Posted On Sep 23, 26
Full-time 1 views Experience : 8-8 yrs required
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation

on state residency and domicile matters. This includes evaluating potential residency changes, understanding clients’ personal and financial circumstances, and developing strategies... to establish, maintain, or terminate residency. Advise on related tax implications and documentation requirements. - Lead and manage state residenc...

Posted On Sep 23, 26
Full-time 1 views Experience : 12-12 yrs required
Job Tags:
Affirmative Action appeals family finance spectrum Taxation
Job Tags:
Affirmative Action appeals family finance spectrum Taxation

Title: State and Local Tax Director- HNW/Private Wealth (Residency) Job Responsibilities: - Serve as a senior strategic advisor to high net worth individuals, families, business owners, executives, and family offices on significant state income tax matters. - Lead complex residency, domicile, and multistate...

Posted On Sep 28, 26
Full-time Experience : 3-4 yrs required
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation
Job Tags:
Affirmative Action appeals Asset Sales estate tax family finance spectrum Taxation

concerning state residency and domicile matters. This includes evaluating potential residency changes, understanding clients' personal and financial circumstances, and developing strategies... to establish, maintain, or terminate residency. - Advise on the tax implications and documentation requirements associated with residency chang...

Posted On Sep 24, 26
Full-time 4 views Experience : 2-6 yrs required
Practice Area:
Litigation - Financial Services - Defense
Job Tags:
agreements banking chartering civil procedure Commercial Lending commercial litigation contracts corporate governance depositions Disability Benefits document review electronic discovery Financial Institutions financial services litigation Insurance insurance coverage Intellectual Property Litigation Mergers and Acquisitions pleadings Profit Sharing regulatory compliance trials
Practice Area:
Litigation - Financial Services - Defense
Job Tags:
agreements banking chartering civil procedure Commercial Lending commercial litigation contracts corporate governance depositions Disability Benefits document review electronic discovery Financial Institutions financial services litigation Insurance insurance coverage Intellectual Property Litigation Mergers and Acquisitions pleadings Profit Sharing regulatory compliance trials

Job Title: Litigation Attorney (Financial Services) Job Responsibilities: The Litigation Attorney... is responsible for managing and litigating matters in California state courts through all phases of litigation, from initial case assessment through resolution, trial, or appeal, as appropriate. This includes developing and...

Posted On Sep 23, 26
Full-time Experience : 5-5 yrs required
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
agreements Case Law children crime depositions family health insurance Insurance Litigation marketing pension professional liability Surety Bonds trials
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
agreements Case Law children crime depositions family health insurance Insurance Litigation marketing pension professional liability Surety Bonds trials

under moderate supervision from claims management. - Prepare and present management reports that accurately reflect loss development, financial exposure, reserve adjustments, coverage... issues, and claim and recovery strategies. - Retain, monitor, and manage outside counsel actively utilizing litigation management plans and budgets....

Posted On Sep 07, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency

Job Title: Financial Services Regulatory & Compliance... Level) Job Responsibilities: The Financial Services Regulatory & Compliance... on a variety of regulatory matters, including but not... limited to: - Licensing and chartering - New product development - Acquisitions, mergers, and divestitures...

Posted On Sep 16, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... work across a broad range of consumer finance matters. - Advise on federal and state consumer protection laws issuers, program managers, and financial institutions. - Focus on compliance......

Posted On May 22, 26
Full-time 13 views Experience : Min 8 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A Corporate - Compliance Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Data Privacy - Transactional Corporate - General
Job Tags:
advertising agreements CCPA consumer finance Ethics FCRA financial products fraud Insurance lending LLC M&A partnerships Privacy privacy laws TCPA UDAAP
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A Corporate - Compliance Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Data Privacy - Transactional Corporate - General
Job Tags:
advertising agreements CCPA consumer finance Ethics FCRA financial products fraud Insurance lending LLC M&A partnerships Privacy privacy laws TCPA UDAAP

Title: Senior Counsel Job Responsibilities: - Regulatory Leadership: Lead legal strategy... consumer finance and fintech regulatory frameworks, including UDAAP, FCRA,... enables product innovation. Anticipate regulatory trends and position the... company ahead of change. Partner closely with Compliance on exams, audits, and risk...

Posted On Sep 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Data Privacy - Transactional Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
agreements AML banking blockchain Commercial Contracts contracts developers due diligence finance Incorporation licensing payment processing
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Data Privacy - Transactional Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
agreements AML banking blockchain Commercial Contracts contracts developers due diligence finance Incorporation licensing payment processing

card networks, payment facilitators, banks, and other financial partners, ensuring commercially favorable... terms and protecting the company's interests. - Advise on end-to-end payment processing operations, including onboarding new payment methods and providers, structuring global money flows and settlement, chargeback and ref...

Posted On Sep 03, 26
Full-time 3 views Experience : 10-10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy

Title: Senior Counsel, Transactions, (Enterprise, Payments, and Ecosystem) Job Responsibilities: - Act as a trusted partner to **Members Only,**'s Enterprise, Payments, and Ecosystem teams by collaborating and building strong lines of communication across global business teams. Support enterprise sales, product partnerships...

Posted On Sep 18, 26
Full-time 12 views Experience : 2-4 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance- Defense Litigation - Financial Services - Defense
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance- Defense Litigation - Financial Services - Defense
Job Tags:
agreements child criminal depositions family Government government enforcement government investigations health benefits Litigation pleadings

firm's market-leading Fintech and Financial Advisory practice. This role... assisting clients in the financial services industry with litigation,... government investigations, and enforcement matters. Key responsibilities include: - Managing all stages of litigation discovery and responses to government subpoenas and civil investigative...

Posted On Jul 06, 26
Full-time 3 views Experience : 2-13 yrs required
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation

join its Banking and Financial Services unit in Los... with partners on federal and state regulatory investigations, compliance management, and... regulatory due diligence for financial... services in federal... and state regulatory investigations and policies,... procedures, and compliance manage...

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