Legal Financial Services Regulatory Jobs Jobs in West Chester, PA

Corporate - Contract Law Attorney / Corporate - Technology Transactions Attorney / Corporate - General Attorney in Exton, PA

In-House • **Members Only** Exton, PA

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Posted On Jul 06, 26

Full-time 2 views Experience : 10-15 yrs required

Practice Area:

Corporate - Contract Law Corporate - Technology Transactions Corporate - General

Job Tags:

agreements finance Government Intellectual Property licensing Medical Device

Title: Corporate Counsel Job Responsibilities: - Draft, review, and negotiate a wide range of complex commercial agreements, including supply, manufacturing, distribution, licensing, and service agreements. - Assist in developing playbooks, risk matrices, and contracting guardrails. - Serve as day-to-day legal advisor to assigned business...

Attorney in Exton, PA

Law Firm • **Members Only** Exton, PA

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Posted On Sep 10, 26

Full-time 1 views Experience : Min 2 yrs required

Job Tags:

artificial intelligence Bankruptcy Corporate Investigations due diligence family Litigation Media SEC filings special projects UCC

Title: Risk Mitigation Analyst Job Responsibilities: As a member of the Knowledge Management Department, the Risk Mitigation Analyst is responsible for conducting hands-on, detail-oriented public records and investigative research to support the firm's client engagements and internal risk management functions....

Attorney in Chadds Ford, PA (Remote)

In-House • **Members Only** Chadds Ford, PA

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Posted On Sep 07, 26

Full-time 1 views Experience : 1-2 yrs required

Job Tags:

ADA Americans with Disabilities Act banking crime criminal entertainment family finance fraud Insurance lending Money Laundering NYSE terrorist financing Visa

who evaluates and analyzes sensitive information concerning account and customer activity that may be linked to financial crimes. Key duties include: -... Analyzing sensitive information related to account and customer activity potentially linked to fraud, money laundering, terrorist financing, organized cr...

Entry-Level Attorney

Law Firm • **Members Only** Glen Mills, PA

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Posted On Sep 01, 26

Full-time 9 views

Practice Area:

Finance - Financial Services Regulation Finance - General

September 1, 2026 Primary Location: Glen Mills, PA Company: Worthright & Gaine, LLC Job Description: Worthright & Gaine is seeking a highly motivated Entry-Level Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Busines...

Senior Attorney

In-House • **Members Only** Glen Mills, PA

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Posted On Sep 01, 26

Full-time 7 views

Practice Area:

Finance - Financial Services Regulation Finance - General

September 1, 2026 Primary Location: Glen Mills, PA Company: Worthright & Gaine, LLC Job Description: Worthright & Gaine is seeking an experienced Senior Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Business Owners,...

Corporate - Technology Transactions Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Jul 08, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Corporate - Technology Transactions Corporate - General

Job Tags:

agreements artificial intelligence finance Machine Learning technology transactions

AI-driven commercial transactions. - Draft, negotiate, interpret, and advise on various types of agreements, including Software as a Service (SaaS), software licensing, cloud services, and professional services. - Provide... legal guidance on emerging technology trends, including artificial intelligence and machine learning. - C...

ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 17, 26

Full-time 5 views Experience : Min 8 yrs required

Practice Area:

ERISA/Executive Compensation Transactions & Compliance ERISA - General

Job Tags:

agreements contracts ERISA fiduciary Regulatory Law special projects Visa

Lawyer - Retirement and Financial Wellness Job Responsibilities - Hire,... informed compensation decisions in accordance with Human Resources policies and procedures. - Offer legal advice to business leaders on issues impacting the company's retirement and financial wellness business activities, including... adv...

Corporate - Securities and Capital Markets Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Jul 08, 26

Full-time 2 views Experience : 7-10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General

Job Tags:

FINRA Securities securities laws

brokerage and wealth platform. - Advise on the design, distribution, and oversight of brokerage capabilities and investment products. - Provide legal guidance on regulatory requirements under the Securities... Exchange Act, FINRA rules, and other applicable laws. - Manage complex legal projects and initiativ...

Data Privacy - Transactional Attorney / Corporate - Technology Transactions Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Aug 10, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General

Job Tags:

artificial intelligence asset management contracts Data Protection emerging technologies Ethics investment management IP rights Machine Learning regulatory compliance Visa

expert on legal and regulatory issues concerning the use... of artificial intelligence (AI) within the company. This role requires a combination of deep legal expertise and a comprehensive understanding of emerging technologies and business objectives to manage legal risk while...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Aug 11, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title

Assistant General Counsel, Retail Brokerage Platform Job Responsibilities: The Assistant General Counsel for the Retail Brokerage Platform at the company plays a crucial role in supporting the Personal Wealth business, specifically focusing on the retail brokerage and wealth platform that serves over...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 16, 26

Full-time 1 views Experience : 10-15 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Serve as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire,...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 07, 26

Full-time 2 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

of 1940. - Advise on fund formation, governance, regulatory compliance, and strategic initiatives. -... Partner with business leaders to shape new and existing products and collaborate on high-impact initiatives focused on driving value for investors. - Ensure that business activities, policies, practices, and...

Tax - M&A and Transactions Attorney / Tax - Federal Attorney / Tax - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 07, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Tax - M&A and Transactions Tax - Federal Tax - General

Job Tags:

asset management finance financial products Government investment management special projects Visa

Title: Tax Attorney Job Responsibilities: - Provide business leaders with legal advice on tax matters to ensure products, strategies, activities, policies, business practices, and transactions comply with all relevant laws and regulations. - Partner with internal clients and colleagues to maintain awareness...

ERISA - General Attorney / ERISA/Executive Compensation Transactions & Compliance Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Jul 27, 26

Full-time 1 views Experience : Min 5 yrs required

Practice Area:

ERISA - General ERISA/Executive Compensation Transactions & Compliance

Job Tags:

agreements Cybersecurity data privacy ERISA Financial Institutions RICO Securities special projects Visa

utilizing expertise in ERISA and retirement plan laws to guide business initiatives. - Support product development and client relationships by providing practical, business-focused counsel on retirement plan administration, regulatory requirements, and strategic initiatives. -... Draft, review, and negotiate a variety of agreem...

Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 01, 26

Full-time Experience : Min 10 yrs required

Job Tags:

asset management Asset Protection Estate and Trust Estate Planning family fiduciary marketing Media special projects Taxation title Visa wealth management wealth transfer

estate and tax planning services to the company's highest-net-worth... and most complex clients. This role is recognized as a subject matter expert, providing sophisticated planning solutions, thought leadership, and strategic guidance to clients, advisors, and senior leadership. Key responsibilities incl...

ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 15, 26

Full-time 2 views Experience : Min 10 yrs required

Practice Area:

ERISA/Executive Compensation Transactions & Compliance ERISA - General

Job Tags:

Deferred Compensation employee benefits Employee Benefits Law ERISA fiduciary finance financial products Government government affairs Immigration Litigation Visa

Title: Employee Benefits Attorney Job Responsibilities: - Serve as the primary attorney providing legal counsel on employee benefits, tax, and ERISA fiduciary law, particularly concerning . health and welfare, defined contribution retirement savings, and executive compensation programs, as well as global remuneration...

Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 23, 26

Full-time Experience : Min 12 yrs required

Job Tags:

agreements finance special projects Taxation title Transfer Pricing Visa

Director, Global Transfer Pricing Job Description: Join the company's global tax leadership team and play a pivotal role in shaping the company's international transfer pricing strategy. This highly visible role offers the opportunity to lead complex global tax initiatives, influence cross-functional business...

Energy - Renewables - Transactional Attorney / Electric Power - Transactional Attorney / Energy and Oil & Gas - Transactional Attorney / Energy and Oil & Gas - General Attorney in Kennett Square, PA

In-House • **Members Only** Kennett Square, PA

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Posted On Jul 23, 26

Full-time 6 views Experience : 10-12 yrs required

Practice Area:

Energy - Renewables - Transactional Electric Power - Transactional Energy and Oil & Gas - Transactional Energy and Oil & Gas - General

Job Tags:

Battery clean energy construction Energy Insurance Litigation natural gas project development

Title: Assistant General Counsel - Growth and Project Development Job Responsibilities: - Plan, conduct, and supervise complex legal assignments related to the development and construction of natural gas-fired power plants, battery storage facilities, solar farms, and carbon capture and sequestration facilities across...

Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney / Finance - General Attorney in Berwyn, PA

Law Firm • **Members Only** Berwyn, PA

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Posted On Sep 16, 26

Full-time 2 views Experience : 3-5 yrs required

Practice Area:

Finance - Financial Services Regulation Fintech & Blockchain Finance - General

Job Tags:

banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... non-mortgage credit and payment products. - Offer guidance to fintechs, card issuers, program managers, and financial institutions. - Engage in matters... related to licensing, mortgage products, and repr...

Entry-Level Attorney

Recruiter • **Members Only** Glen Mills, PA

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Posted On Sep 03, 26

Full-time 2 views Experience : Max 2 yrs required

Practice Area:

Finance - General Corporate - General Finance - Financial Services Regulation Corporate - Compliance Corporate - Asset/Investment Management

the opportunity to work with experienced attorneys and clients on legal, regulatory, and business matters in... securities law, investment management, and regulatory and review legal... contracts, including LP & GP agreements and advisory legal and regulatory research...

Financial Services Regulatory Jobs in West Chester

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