Financial Services Regulatory Jobs in West Hollywood

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United States
Posted On Aug 27, 26
Full-time 1 views Experience : Min 5 yrs required

Job Title Financial Advisor Senior Job Responsibilities... The Senior Financial Advisor (SFA) serves as... The SFA is responsible for developing new business and maintaining ongoing relationships through asset management, financial planning, and brokerage services.... Key responsibilities include: -... Business Development:...

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Posted On Sep 29, 26
Full-time 3 views Experience : Min 3 yrs required

Title: Retail Operations Manager, TurboTax Job Responsibilities: Leadership & Team Coaching: - Provide ongoing coaching and mentorship to develop team skills and confidence. - Deliver constructive feedback and recognition that drives engagement and performance. - Conduct performance reviews and set clear, motivating goals for each...

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Posted On Sep 14, 26
Contract, Full-time 5 views Experience : Min 1 yrs required

Title Legal Intern Job Responsibilities - Work on exciting projects alongside top professionals within **Members Only.**’s Legal and Global Security teams - Support various lines of business within Legal and Global Security - Learn, grow, and contribute to **Members Only.**’s business -...

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Posted On Sep 16, 26
Full-time 5 views Experience : Min 10 yrs required

on medical device legal regulatory issues affecting customers' use... a strong emphasis on software as a medical device, artificial intelligence, machine learning, real-world data, and precision medicine. - Provide advice on the appropriate regulatory standards for product qualification... and classification analy...

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Full-time 2 views Experience : Min 7 yrs required

Job Title: Financial Services Regulatory & Compliance... Level) Job Responsibilities: The Financial Services Regulatory & Compliance... on a variety of regulatory matters, including but not... limited to: - Licensing and chartering - New product development - Acquisitions, mergers, and divestitures...

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Full-time Experience : 3-5 yrs required

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... work across a broad range of consumer finance matters. - Advise on federal and state consumer protection laws issuers, program managers, and financial institutions. - Focus on compliance......

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Full-time 13 views Experience : Min 8 yrs required

Title: Senior Counsel Job Responsibilities: - Regulatory Leadership: Lead legal strategy... consumer finance and fintech regulatory frameworks, including UDAAP, FCRA,... enables product innovation. Anticipate regulatory trends and position the... company ahead of change. Partner closely with Compliance on exams, audits, and risk...

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Full-time 2 views Experience : Min 5 yrs required

card networks, payment facilitators, banks, and other financial partners, ensuring commercially favorable... terms and protecting the company's interests. - Advise on end-to-end payment processing operations, including onboarding new payment methods and providers, structuring global money flows and settlement, chargeback and ref...

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Full-time 12 views Experience : 2-4 yrs required

firm's market-leading Fintech and Financial Advisory practice. This role... assisting clients in the financial services industry with litigation,... government investigations, and enforcement matters. Key responsibilities include: - Managing all stages of litigation discovery and responses to government subpoenas and civil investigative...

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Full-time 15 views Experience : 3-7 yrs required

Job Title: Financial Services Associate Job Responsibilities: - The... Financial Services Associate will join... the Financial Services group at the... range of clients including financial services firms, asset managers,... of fund structures and regulatory matters. - Key responsibilities include... handling cross-border registration, regulatory examinations and enforcement, broke......

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Posted On Sep 22, 26
Full-time 1 views Experience : 4-6 yrs required

Job Title: Financial Services - Customer Tax... critical role in supporting financial institutions with regulatory compliance... will include: - Managing the end-to-end process for FATCA and CRS compliance, ensuring accuracy and timeliness. - Advising clients on regulatory changes and supporting their... a...

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Posted On Sep 22, 26
Full-time Experience : 2-4 yrs required

Job Title: Financial Services - Customer Tax... pivotal role in supporting financial institutions and clients in... meeting complex regulatory requirements. Your responsibilities will... include: - Gathering and verifying customer documents in accordance with Foreign Account Tax Compliance Act (FATCA) and Common...

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Posted On Sep 22, 26
Full-time 3 views Experience : Min 5 yrs required

Job Title: Financial Services - Customer Tax... pivotal role in ensuring regulatory compliance and delivering comprehensive... tax reporting services to financial institutions. Your responsibilities include: -... of complex tax reporting solutions and ensuring adherence to global and local regulatory standards. - Manag...

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Full-time 3 views Experience : 2-13 yrs required

join its Banking and Financial Services unit in Los... with partners on federal and state regulatory investigations, compliance management, and... regulatory due diligence for financial... services in federal... and state regulatory investigations and policies,... procedures, and compliance manage...

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