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Financial Services Regulatory Jobs in Wynnewood

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United States
Posted On Sep 24, 26
Full-time 49 views Experience : 2-4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy

ID: 10000287 CareerBuilder TIP For your privacy and protection, when applying to a job online, never give your social security number to a prospective employer, provide credit card or bank account information, or perform any sort of monetary transaction. Learn...

Posted On Sep 16, 26
Full-time 16 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues affecting the use... focus on software as a medical device, artificial intelligence, machine learning, real-world data, and precision medicine. - Provide guidance on appropriate regulatory standards for product qualification... and classification analysis. - Advise on re...

Posted On Sep 16, 26
Full-time 11 views Experience : Min 10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues impacting customers’ use... of company products in the US, Canada, and Latin America, with a particular focus on software as a medical device, artificial intelligence (AI), machine learning (ML), real-world data, and precision medici...

Posted On Aug 25, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Finance Real Estate - Leasing Finance - Financial Services Regulation Finance - Banking Finance - General Real Estate - General
Job Tags:
commercial real estate Corporation employee benefits fraud Genetics Insurance leasing lending marketing mortgage loans NYSE Privacy Real Estate Law Scams social security Workouts
Practice Area:
Real Estate - Finance Real Estate - Leasing Finance - Financial Services Regulation Finance - Banking Finance - General Real Estate - General
Job Tags:
commercial real estate Corporation employee benefits fraud Genetics Insurance leasing lending marketing mortgage loans NYSE Privacy Real Estate Law Scams social security Workouts

Title: Investments Counsel Job Responsibilities: - Provide legal advice and support in the review, negotiation, and documentation of commercial mortgage loan origination, servicing, workouts, and foreclosures. - Offer legal support in the review, negotiation, and documentation of real estate-related corporate facilities matters. - Provide...

Posted On Jul 06, 26
Full-time 3 views Experience : 10-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements Broker Dealer contracts distribution agreements financial products FINRA Insurance marketing
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements Broker Dealer contracts distribution agreements financial products FINRA Insurance marketing

Provide strategic legal counsel, regulatory guidance, and tactical support... and subject matter resource on regulatory requirements and industry best... practices affecting the sale and distribution of financial products and services, including... life insurance, annuities, and retirement products. - Maintain kno...

Posted On Jul 06, 26
Full-time 5 views Experience : 10-15 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds

as a legal lead and trusted advisor to business leaders on legal and regulatory matters related to the... company's proprietary mutual funds and the funds' investment adviser. - Lead negotiations of service agreements, advisory agreements, consulting agreements, confidentiality agreements, and othe...

Posted On Sep 09, 26
Full-time 2 views Experience : 10-5 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
distribution agreements FINRA Insurance regulatory compliance
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
distribution agreements FINRA Insurance regulatory compliance

broker-dealer and investment advisor regulatory compliance - Provide guidance... on distribution agreements - Ensure adherence to relevant financial services, insurance, and broker-dealer... laws - Stay updated on regulations from FINRA, SEC, DOL, and state insurance authorities - Collaborate with internal...

Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Provide strategic legal counsel, regulatory guidance, and practical business... activities across the company. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and business leaders to support sales practices, third-party distribution relationships, regulatory initiatives, ad...

Posted On Aug 26, 26
Full-time 5 views Experience : Min 7 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General ERISA - General ERISA/Executive Compensation Transactions & Compliance
Job Tags:
agreements brokers contracts employee benefits finance Insurance marketing partnerships
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General ERISA - General ERISA/Executive Compensation Transactions & Compliance
Job Tags:
agreements brokers contracts employee benefits finance Insurance marketing partnerships

for Group Protection's leave management and statutory disability products. - Provide strategic leadership, legal expertise, and regulatory oversight to support business... objectives. - Collaborate with departments across Product, Operations, Finance, Marketing, Underwriting, Claims, and Compliance to manage legal risk, sup...

Posted On Sep 01, 26
Full-time 7 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

Posted On Jul 29, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Energy and Oil & Gas - Litigation - Defense
Job Tags:
agreements banking construction construction litigation contracts Corporate Law Energy energy law Estate Planning Ethics family finance Government Insurance Intellectual Property Labor and Employment Litigation LLC marketing pleadings public sector title
Practice Area:
Energy and Oil & Gas - Litigation - Defense
Job Tags:
agreements banking construction construction litigation contracts Corporate Law Energy energy law Estate Planning Ethics family finance Government Insurance Intellectual Property Labor and Employment Litigation LLC marketing pleadings public sector title

a team dedicated to delivering exceptional legal services and building strong client... relationships in the energy sector. Your primary responsibilities include: - Case Management: Assume complete responsibility for assigned legal matters from inception to resolution, including reviewing, analyzing, and developing strategie...

Posted On Sep 01, 26
Full-time 1 views Experience : 10-10 yrs required
Job Tags:
directors family general liability Insurance Litigation Mass Tort Media molestation partnerships Pollution sexual abuse Software special projects
Job Tags:
directors family general liability Insurance Litigation Mass Tort Media molestation partnerships Pollution sexual abuse Software special projects

Title: Complex Claim Director – Mass Tort Unit Job Responsibilities: - Lead a team of Claims Consultants and Consulting Directors responsible for managing complex, high exposure mass tort and environmental claims, including social media addiction, PFAS, talc, sexual molestation, and other long-tail...

Posted On Sep 16, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... to credit and payment products, primarily focusing on non-mortgage products. - Counsel fintech companies, card issuers, program managers, and financial institutions on compliance with... consumer protection regulations....

Posted On Sep 01, 26
Full-time 2 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital
Practice Area:
Corporate - Asset/Investment Management Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital

law firm. The role involves advising sophisticated institutional investors, private funds, and other market participants on a comprehensive range of fund investment, structuring, regulatory, governance, and transactional matters.... The Associate will collaborate with a cross-office team on complex private m...

Posted On Sep 03, 26
Full-time 2 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, working collaboratively and building strong lines of communication across global deal teams. Focus primarily on supporting crypto exchange partnerships, digital...

Posted On Sep 16, 26
Full-time 10 views Experience : Min 3 yrs required
Practice Area:
Insurance Coverage Insurance Defense - General Professional Liability Defense Litigation - Financial Services - Defense Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime Data Protection directors equity Financial Institutions Insurance Litigation marketing PERM professional liability
Practice Area:
Insurance Coverage Insurance Defense - General Professional Liability Defense Litigation - Financial Services - Defense Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime Data Protection directors equity Financial Institutions Insurance Litigation marketing PERM professional liability

Job Title: Financial Lines Attorney Job Responsibilities: - Join... the national and international financial lines practice at a... lines of coverage, including financial institutions, directors & officers'... liability, management liability (both public and private entity), professional liability, bank liability, crime, fidelity, product...

Posted On Sep 16, 26
Full-time 13 views Experience : 5-10 yrs required
Practice Area:
Litigation - General (consumer) Litigation - Consumer Finance- Defense Finance - Financial Services Regulation
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act
Practice Area:
Litigation - General (consumer) Litigation - Consumer Finance- Defense Finance - Financial Services Regulation
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act

Job Title: Consumer Financial Services Career Associate -... Multiple Offices Job Responsibilities: The Consumer Financial Services Career Associate will... a focus on consumer financial services. The role involves... independent case management and appearances, as well as managing other team members. The associate...

Posted On Sep 11, 26
Full-time 11 views Experience : 2-3 yrs required
Practice Area:
Data Privacy - Litigation Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
class action crime criminal Cybercrime Cybersecurity defamation First Amendment Intellectual Property Litigation Media pleadings Privacy regulatory litigation stalking
Practice Area:
Data Privacy - Litigation Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
class action crime criminal Cybercrime Cybersecurity defamation First Amendment Intellectual Property Litigation Media pleadings Privacy regulatory litigation stalking

Title: Associate - Privacy and Digital Risk Class Action and Litigation Job Responsibilities: The successful candidate will join the national team at the law firm in advising and representing clients of all sizes and sectors in investigation and litigation matters. These...

Posted On Sep 14, 26
Full-time 4 views Experience : 3-7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

Job Title: Financial Services Associate Job Responsibilities: The Financial... Services Associate will be... a part of the Financial Services group within the... a leading adviser to financial services firms, asset managers,... of the world’s largest financial institutions. The key responsibilities... include advising...

Posted On Jul 13, 26
Full-time 3 views Experience : 2-8 yrs required
Practice Area:
Electric Power - Transactional Energy and Oil & Gas - General
Practice Area:
Electric Power - Transactional Energy and Oil & Gas - General

energy law, eager to work on complex matters within a collaborative team. The position offers the opportunity to deliver exceptional legal services and build lasting client... relationships in the evolving energy ownership of assigned cases from start to...

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