Finra Jobs in Avon

Paralegal The candidate should be a Discovery Paralegal to assist with discovery in securities litigation and FINRA arbitration matters. Will gather... documents from clients; Organize documents for the attorney file; Draft discovery-related legal documents; Organize and maintain documents in a paper or electronic filing system; Bates-label documents for discovery production; Coordinate production of discovery with attorneys; and Prepare trial or arbitration hearing binders. Sh... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal The candidate should be a Discovery Paralegal to assist with discovery in securities litigation and FINRA arbitration matters. Will gather... documents from clients; Organize documents for the attorney file; Draft discovery-related legal documents; Organize and maintain documents in a paper or electronic filing system; Bates-label documents for discovery production; Coordinate production of discovery with attorneys; and Prepare trial or arbitration hearing binders. Sh... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Law Clerk - Part Time The candidate duties include drafting pleadings, collecting and organizing discovery materials, responding to discovery requests, legal research, and the preparation of case materials for trial or arbitration hearings. Interest in securities litigation (FINRA arbitration, etc.) and consumer... financial services (FDCPA, TCPA, etc.) litigation a plus. Must possess some of the following skills: Excellent interpersonal skills; Excellent attention to detail; S... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Description Counsel - 1102910 Description WHY JOIN THE HARTFORD? A Fortune 100 company, The Hartford (NYSE: HIG) is a leading provider of property & casualty insurance, life insurance and financial services products. The company sells diverse and innovative products through multiple distribution channels to consumers and businesses. In 2009, we reported revenues of billion. Headquartered in Hartford, Connecticut, the city we have called home for more than 20... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Description Director Individual Life Business Compliance - 1102332 Description This position is a strategic leadership position, which reports directly to the Chief Compliance Officer of the Individual Life Division (ILD). This position will have the overall responsibility to identify, address, oversee and monitor the implementation of corporate policies and procedures within Individual Life Distribution (ILD) and instill sound business practices, policies and proced... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Description Vice President, Chief Compliance Officer - Individual Life - 1102496 Description Based in Simsbury, CT, The Hartford Financial Services Group is seeking a Vice President and Chief Compliance Officer for Individual Life reporting directly to the Chief Compliance Officer for Wealth Management. He/she will be responsible for supporting all products within Individual Life to ensure compliance with existing laws and regulations. Individual Life products includ... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Individual Life Business Compliance - 1102332 Description This position is a strategic leadership position, which reports directly to the Chief Compliance Officer of the Individual Life Division (ILD). This position will have the overall responsibility to identify, address, oversee and monitor the implementation of corporate policies and procedures within Individual Life Distribution (ILD) and instill sound business practices, policies and procedures throughout t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Legal Assistant The candidate responsibilities will include: Responsibilities include supporting the attorneys and other professionals on broker dealer cycle examinations, branch examinations, inquiries and investigations, as well as handling some matters independently. Additionally, will have responsibility for making disclosures to FINRA on Forms U4 and... U5 as well as under FINRA Rule 4530. The incumbent... is expected to have experience in securities regulation or liti... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager – Market Conduct Examinations The candidate takes lead to facilitate examination activity for the companies. Partners with other market conduct team members and, as appropriate, takes the lead on more complex examinations and provides support as necessary to manage requests for information, facilitate responses to requests with business partners, and establish and maintain contacts with key business partners and Department of Insurance and other regulato... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel - Litigation Unit, Healthcare and Special Investigations Duties: Lead the development and implementation of comprehensive, coordinated company-wide legal strategies, policies and procedures to deter health care fraud and abuse and to recover losses related to health care fraud and abuse. Interface with key external constituents including state Attorneys General, and relevant state and federal regulators. Conduct internal investigations and advise clients in co... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here