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Finra Jobs in Beaverton

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United States
Posted On Sep 07, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will play a crucial role in supporting attorneys in various phases of fund formation, investor onboarding, and fund management, with a strong understanding of private fund structures and documentation. Key responsibilities include: -...

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Posted On Aug 07, 26
Full-time 2 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job Responsibilities: - Own the investment products portfolio: Act as the primary legal advisor for Mercury Treasury and Mercury Invest, focusing on non-deposit investment products. Responsibilities include supporting new feature development, drafting...

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Posted On Aug 07, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job Responsibilities: - Own the investment products portfolio: Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, advising across the full product life cycle, including new feature development,...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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CORPORATE COUNSEL Opportunity with a Dynamic, Rapidly Growing Company!  As General Counsel of **Members Only.**, LLC, I am looking for the right candidate to fill an In-House Corporate Counsel position with our rapidly growing ; Specifically, I am looking for a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Services Paralegal The candidate provides effective litigation support in all phases of the litigation process under the supervision of an attorney. Conducts legal research for attorneys. Assists in trial preparation including scheduling of discovery, depositions and independent medical examinations; preparation of trial notebooks; preparation of demonstrative evidence; coordination of schedules with lay and expert witnesses; preparation and serving of subpoenas; assis... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory & Compliance Analyst The candidate will assist with regulatory audits by FINRA, SEC, and state insurance... and securities regulators. Investigate complex issues, including but not limited to internal investigations, customer complaints and related litigation and AML-related matters. Project manage regulatory responses, internal investigations, rule implementations, privacy incidents and other matters. Conduct due diligence related to AML and on business issues that... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Paralegal Duties: Support SEC reporting and compliance obligations, including preparation and filing of Forms 10-K, 10-Q, 8-K, S-8, and other registration statements, managing EDGAR codes, and maintaining and updating exhibits to quarterly and annual filings. Prepare Section 16 filings related to director and executive officer equity ownership, including preparation and filing of Forms 3, 4, and 5, and Form 144 obligations, and have familiarity with benefici... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

In-House Corporate Counsel The candidate will work closely with General Counsel and management team to help manage all of the group of companies’ legal and compliance issues and affairs. Will report to the company’s General Counsel. Must have 3-5 years of experience. Should have an academic record and professional background. Must have prior legal experience include work at a large law firm. Should have some familiarity with SEC and FINRA rules relating to private... funds,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Management and Investment Funds Attorney Specialist The candidate will support attorneys with the formation and operation of private investment funds, negotiation of side letters on behalf of sponsors and investors, and the marketing of fund interests and separate accounts. Will work with partners and associates on essential matters for sophisticated clients. Should have strong academic credentials. Should preferably have experience representing private fund sponsors a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel - Crowdfunding The candidate, under the direction of the Assistant General Counsel, Commercial and Marketing, will play an immediate and direct role in the crowdfunding activities, partnering with various internal stakeholders and advising the company on pertinent regulatory requirements and best practices as we consider opportunities for growth. Will oversee and execute on day-to-day work such as drafting issuer offering materials and reviewing complex M&A ag... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Management and Investment Funds Attorney Specialist The candidate will support the attorneys with investments in, and the formation and operation of, private investment funds, negotiation of side letters on behalf of sponsors and investors, and the marketing of fund interests and separate accounts. Must have strong academic credentials, excellent communication skills, and a commitment to providing the highest quality client service. Must have experience representing pr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

array of fund formation matters and/or have experience reviewing and advising on the marketing and offering of investment products under FINRA and SEC rules. The... candidate will support attorneys with investments in, and the formation and operation of, private... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

formation matters and/or have experience reviewing and advising on the marketing and offering of investment products under FINRA and SEC rules. The... candidate will support the attorneys with investments in, and the formation and operation of, private investment funds, nego... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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