Finra Jobs in Brookfield

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United States
Posted On Aug 23, 26
Full-time 1 views Experience : Min 10 yrs required

Wealth Strategist Job Responsibilities The PWM Wealth Strategist is tasked with collaborating with Private Wealth Advisors to cultivate and establish new client relationships, typically with individuals whose net worth exceeds $10 million, within the Private Wealth Management sector. The strategist plays a...

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Attorney The candidate will be responsible for the competent, ethical, and diligent representation of clients in all cases assigned by supervisor. Cases can involve all areas of tort practice. Responsible for handling matters of moderate to great complexity and/or exposure, and may assist in the handling of cases assigned to other attorneys. Handles cases with unique legal or procedural issues involving moderate to severe injuries and/or damages, including preparation... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Driving / Criminal Defense Attorney The candidate must have excellent negotiation and writing skills with experience in litigation. Prior jury trial experience is preferred.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant The candidate will be responsible for aspects of the judgment processes for one or more states practices law in. Duties specific to Judgments I: Issue and enter judgments; this involves data entry of client information specific to individual states into the collection software system. Research websites or make phone calls to courts to follow up on status of cases. Work cross-functionally with Process Team/Suit Team to investigate errors. Issue satisfacti... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Manager III The candidate will report directly to the Chief Compliance Officer of Funds Distributor and will actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Will also represent risk... and compliance in various partnership efforts including strategic business initiatives, cross functional policy effor... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Manager III The candidate will report directly to the Chief Compliance Officer of company and actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Will also represent risk... and compliance in various partnership efforts including strategic business initiatives, cross functional policy efforts, and provide... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Institutional Asset Management Compliance (Compliance Senior Director) The candidate will be accountable for establishing and overseeing execution of the enterprise-wide compliance program across all functional areas and platforms relating to the institutional asset management business for read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Manager III The candidate will report directly to the Chief Compliance Officer of the company’s Funds Distributor and will actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Be a key partner... on the Risk & Compliance leadership team. Work with senior compliance and business management to identify, fo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Manager III The candidate will report directly to the Chief Compliance Officer of company and actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Will also represent risk... and compliance in various partnership efforts including strategic business initiatives, cross functional policy efforts, and provide... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant The candidate will provide support to two attorneys in litigation, municipal and other practice areas. Responsibilities include preparing documents, transcription, coordinating schedules, calendaring, filing, processing matter intakes, maintaining paper and electronic files, work with time and billing. Should have the ability to prioritize and multitask, have excellent typing, written and verbal communication skills, proofread, be detail oriented, and track a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal The candidate should have 2-3 years experience as a paralegal or a document review background. Must have experience reviewing policies and procedures. Must have intermediate or advanced knowledge of MS Office. Preferred candidates will have finance/banking experience. Preferred candidates will have knowledge of the foreclosures process. Should have Bachelor's degree required preferably specializing within Business or Law. This is a temporary assignment e... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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