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Finra Jobs in Clearwater Beach

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United States
Posted On Jul 31, 26
Full-time 3 views Experience : 8-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Disability Benefits distribution agreements equity FINRA Insurance Investment Banking Litigation
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Disability Benefits distribution agreements equity FINRA Insurance Investment Banking Litigation

Title: Senior Assistant General Counsel Job Responsibilities: - Serve as legal coverage for the Fixed Income Capital Markets business, taking meaningful ownership of legal matters supporting institutional trading and capital markets activity. - Draft, review, negotiate, and advise on a broad range of...

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Posted On Jul 13, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Commercial Litigation - White Collar Crime & Government Investigations - Defense Litigation - Financial Services - Defense
Job Tags:
employee benefits FINRA Government Investment Banking investment management Litigation Securities trials wealth management
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Commercial Litigation - White Collar Crime & Government Investigations - Defense Litigation - Financial Services - Defense
Job Tags:
employee benefits FINRA Government Investment Banking investment management Litigation Securities trials wealth management

Title: VP, WM Litigation Attorney Job Responsibilities: The VP, WM Litigation Attorney at the company is tasked with managing a diverse docket of arbitrations, civil litigations, and regulatory enforcement investigations for the Wealth Management business. This includes handling matters related to broker-dealers,...

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Posted On Sep 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Litigation - White Collar Crime & Government Investigations Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
employee benefits FINRA Government Investment Banking investment management Litigation Securities trials wealth management
Practice Area:
Litigation - White Collar Crime & Government Investigations Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
employee benefits FINRA Government Investment Banking investment management Litigation Securities trials wealth management

Title: Litigation Attorney Job Responsibilities: - Handle a docket of arbitrations, civil litigations, and regulatory enforcement investigations and inquiries for the Wealth Management business. - Manage matters related to broker-dealers, investment advisers, banks, digital platforms such as E*TRADE, and other entities. - Exhibit strong...

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Posted On Sep 29, 26
Full-time 1 views
Practice Area:
Litigation - Trusts & Estates - Defense
Job Tags:
Disability Benefits equity estates FINRA Insurance Litigation trials trusts
Practice Area:
Litigation - Trusts & Estates - Defense
Job Tags:
Disability Benefits equity estates FINRA Insurance Litigation trials trusts

Title: Litigation Manager Job Responsibilities: - Manage legal litigation matters involving the assigned functional area, including collections, disputes relating to clients' trusts and estates, and other related matters. - Lead major projects and disputes in FINRA’s arbitration forum and in federal and state...

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Posted On Sep 21, 26
Full-time 38 views Experience : Min 8 yrs required
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

Advisor III - High Net Worth and Ultra-High Net Worth Clients Location: Available in 2 locations (United States of America) Category: Wealth, Brokerage and Premier Banking Job Type: Regular Language Fluency: English (Required) Work Shift:...

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