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Finra Jobs in Miami Shores

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United States
Posted On Sep 18, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will play an instrumental role in supporting attorneys throughout various stages of fund formation, investor onboarding, and fund management. This includes a comprehensive understanding of private fund structures and related documentation. Key...

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Posted On Aug 24, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
agreements cryptocurrency derivatives equity finance financial products financial services regulation FINRA lending licensing marketing Securities spectrum
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
agreements cryptocurrency derivatives equity finance financial products financial services regulation FINRA lending licensing marketing Securities spectrum

Title: Product Counsel Job Responsibilities: - Provide risk-principled legal, regulatory, and strategic advice to product, design, marketing, and technology teams during all phases of the product development lifecycle. - Offer holistic legal support of complex financial arrangements at the intersection of cryptocurrency and...

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Posted On Sep 17, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements asset management Broker Dealer equity FINRA fund formation Investment Advisers Act of 1940 investment management Regulation D offerings regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements asset management Broker Dealer equity FINRA fund formation Investment Advisers Act of 1940 investment management Regulation D offerings regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title Vice President, Legal Team Job Responsibilities - Draft and negotiate agreements with Latin American distribution agents ensuring compliance with both . and local market regulations. - Advise on the legal implications of offering new and existing products and services, including...

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Posted On Sep 21, 26
Full-time 26 views Experience : Min 8 yrs required
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

Advisor III - Miami Location Miami, Florida, USA Category Wealth, Brokerage and Premier Banking Posted Date 08/28/2024 Brand img The position is described below. If you want to apply, click the Apply Now button at the top or bottom...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Insurance Defense - General Finance - Financial Services Regulation Personal Injury Defense Finance - General
Job Tags:
financial services litigation FINRA Insurance Litigation professional liability
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Insurance Defense - General Finance - Financial Services Regulation Personal Injury Defense Finance - General
Job Tags:
financial services litigation FINRA Insurance Litigation professional liability

Title: Financial Services Partner/Of Counsel Job Responsibilities: - Manage arbitration, litigation, and regulatory matters from inception through resolution. - Communicate directly with clients, providing strategic guidance and regular case updates. - Collaborate with attorneys across offices and practice groups on financial services matters. - Consult...

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Posted On Sep 21, 26
Full-time 29 views Experience : Min 8 yrs required
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

Advisor III - Palm Beach / Boca Raton This job is available in 2 locations Category Wealth, Brokerage and Premier Banking Posted Date 08/28/2024 Brand img The position is described below. If you want to apply, click the Apply...

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