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United States
Posted On Aug 23, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Bank Secrecy Act equity Estate Planning Ethics family FCPA fiduciary FINRA Insurance OFAC pension stage wealth management wealth transfer
Job Tags:
Bank Secrecy Act equity Estate Planning Ethics family FCPA fiduciary FINRA Insurance OFAC pension stage wealth management wealth transfer

Wealth Strategist Job Responsibilities The PWM Wealth Strategist is tasked with collaborating with Private Wealth Advisors to cultivate and establish new client relationships, typically with individuals whose net worth exceeds $10 million, within the Private Wealth Management sector. The strategist plays a...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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2 The candidate will handle varied aspects of legal maintenance of mutual funds and/or exchange-traded funds, such as preparation of initial and amended registration statements, proxy statements, prospectus supplements and other mutual fund/ETF SEC submissions; gather, prepare documentation for, and record minutes for fund Board meetings; and maintenance of fund records for assigned funds. Will involve working directly with internal counsel, external fund counsel,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Act Paralegal 2 Duties: Work with client mutual funds registered under the Investment Company Act of 1940 have direct interaction with multiple clients on a daily basis. Preparation of registration statements and/or other regulatory filings required under the 1940 Act, Securities Act of 1933 and Securities Exchange Act of 1934; preparation of drafts of regulatory documents for various mutual funds, exchange traded funds and closed-end funds for filing with the . Secu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

II The candidate will assist on preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using a content management system. Will coordination with internal colleagues and external clients to incorporate their changes to large and complex documents. Working with GFS Regulatory Administration attorneys to plan and prepare for client board and shareholde... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

2 The Candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using a content management system; coordination with internal colleagues and external clients to incorporate their changes to large and complex documents; working with GFS Regulatory Administration attorneys to plan and prepare for client board and shareholder meeting... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

2 The Candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using a content management system; coordination with internal colleagues and external clients to incorporate their changes to large and complex documents; working with GFS Regulatory Administration attorneys to plan and prepare for client board and shareholder meeting... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

reimbursement Employee banking, lending and mortgage services Employee Assistance Program Pet insurance Identity theft insurance Commuter benefits Fitness discounts Adoption assistance Employee banking, lending and mortgage services Employee Assistance Program Pet insurance Identity theft insurance Commuter benefits Fitness discounts # Paralegal/Regulatory Administrator . Bank is looking for a Paralegal/... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

discounts Tuition reimbursement Student loan refinancing Back up Care Wellness program Commuter benefits On-site amenities at some locations # Paralegal/Regulatory Administrator ## Job Description . Bank Global Fund Services (“GFS”) is a subsidiary of . Bank and provides a variety of services to support mutual fund and exchange-traded fund (“ETF”) clients. The Regulatory Administrator position is part of the Regulatory Administr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

. Bank - 1940 Act Paralegal - Full Time - Milwaukee, WI and Glendora, CA H2: Join our team and make a difference! Bullet Points: - . Bank is seeking a 1940 Act Paralegal to join their team. - This full-time position is available in two locations: Milwaukee, WI and Glendora, CA. - The role involves assisting with drafting and filing registration statements with the SEC. - Paralegals work closely with GFS Regulatory Administration attorneys and fund administra... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. SVP, Compliance Director - Funds The candidate will be responsible for implementation of the mutual fund compliance program to ensure its regulatory and fiduciary obligations are met. Serve as... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Manager III The candidate will report directly to the Chief Compliance Officer of the company’s Funds Distributor and will actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Be a key partner... on the Risk & Compliance leadership team. Work with senior compliance and business management to identify, fo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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