Post Jobs Upload Your Resume Log in

Finra Jobs in Peachtree Corners

11 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Georgia
  4. Peachtree Corners
  5. Finra

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Sep 25, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Compliance Corporate - Securities and Capital Markets Corporate - General
Job Tags:
advertising Corporate Law Ethics FCC Financial Industry Regulatory Authority FINRA FLSA Insurance Legislation and Regulation marketing Privacy Securities Women
Practice Area:
Data Privacy - Transactional Corporate - Compliance Corporate - Securities and Capital Markets Corporate - General
Job Tags:
advertising Corporate Law Ethics FCC Financial Industry Regulatory Authority FINRA FLSA Insurance Legislation and Regulation marketing Privacy Securities Women

Title Senior Legal Counsel Job Responsibilities - The Senior Legal Counsel will independently review advertising materials to ensure compliance with applicable laws and brand requirements, provide legal advice on content, and advise on disclosure requirements and guidelines. - Facilitate compliance with broker-dealer and investment...

Posted On Jul 08, 26
Full-time 2 views Experience : 4-5 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
Media Women
Practice Area:
Data Privacy - Transactional
Job Tags:
Media Women

Title: AVP, Lead Assistant General Counsel, Internet Compliance Attorney Job Responsibilities: The AVP, Lead Assistant General Counsel, Internet Compliance Attorney is responsible for leading internet and social media compliance efforts across the organization. This mid- to senior-level role includes the following...

Posted On Jul 28, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Litigation - Securities Litigation - Plaintiffs Litigation - Financial Services - Plaintiffs
Job Tags:
agreements closing documents Electronic Signatures ETFs FINRA Fraud Law Litigation Mutual Funds Securities securities litigation Software
Practice Area:
Litigation - Securities Litigation - Plaintiffs Litigation - Financial Services - Plaintiffs
Job Tags:
agreements closing documents Electronic Signatures ETFs FINRA Fraud Law Litigation Mutual Funds Securities securities litigation Software

Title: Litigation Paralegal / Senior Legal Assistant Job Responsibilities: - Serve as a primary point of contact for clients through telephone and email communications. - Gather, review, organize, and manage client documents to ensure all necessary information is readily accessible and accurately maintained. -...

Posted On Aug 14, 26
Full-time 11 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Banking Corporate - General
Job Tags:
articles of incorporation contracts finance FINRA letters of intent limited liability companies Litigation Securities Software stock certificates UCC
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Banking Corporate - General
Job Tags:
articles of incorporation contracts finance FINRA letters of intent limited liability companies Litigation Securities Software stock certificates UCC

Title: Paralegal - Business (Atlanta) Job Responsibilities: - Follow the ethical requirements set forth by the Rules of Professional Conduct of the applicable jurisdiction. - Clearly communicate in a concise (oral and written), professional manner. - Proactively provide support to attorneys...

Posted On Jul 21, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution contracts Corporate Law document review FINRA Investment Advisers Act of 1940 pleadings regulatory compliance Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution contracts Corporate Law document review FINRA Investment Advisers Act of 1940 pleadings regulatory compliance Securities Securities Exchange Act of 1934 securities laws

Title: Associate Attorney Job Responsibilities: - Conduct legal research and draft various legal documents. - Maintain organized client files and assist with legal counsel. - Provide legal defense and compliance oversight for broker-dealers (BD) and registered investment advisers (RIA). - Advise clients on compliance with...

Posted On Sep 18, 26
Full-time 1 views Experience : 6-10 yrs required
Practice Area:
Corporate - Asset/Investment Management ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fraud fund formation Insurance investment management pension special projects trusts
Practice Area:
Corporate - Asset/Investment Management ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fraud fund formation Insurance investment management pension special projects trusts

Title Attorney - Institutional Asset Management Job Responsibilities - Support investment advisory activities across various platforms, including insurance company general accounts, private funds, collective investment trusts (CITs), separately managed accounts, commingled funds, and pension and retirement-related investment products. - Support strategic investment...

Posted On Sep 21, 26
Full-time Experience : 6-12 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fund formation Insurance investment management pension special projects trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fund formation Insurance investment management pension special projects trusts

Title: Vice President II - Counsel — Institutional Asset Management Job Responsibilities: - Support investment advisory activities across various platforms, including insurance company general accounts, private funds, collective investment trusts (CITs), separately managed accounts, commingled funds, and pension and retirement-related investment products. -...

Posted On Aug 07, 26
Full-time 1 views Experience : 6-12 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fund formation Insurance investment management pension special projects trusts
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fund formation Insurance investment management pension special projects trusts

Title: Attorney - Legal Department, Institutional Asset Management Job Responsibilities: - Provide legal support across the institutional asset management platform, working closely with investment portfolio managers, product teams, client onboarding teams, and business leaders. - Support investment advisory activities for various platforms including...

Posted On Sep 25, 26
Full-time Experience : Min 15 yrs required
Practice Area:
Professional Liability Defense Insurance Defense - General Personal Injury Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media professional liability Professional Liability Law school districts Securities
Practice Area:
Professional Liability Defense Insurance Defense - General Personal Injury Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media professional liability Professional Liability Law school districts Securities

Title: Professional Liability Attorney Job Responsibilities: - Defend professional liability claims involving Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. - Represent professionals including accountants, architects & engineers, attorneys, bankers, computer and media professionals (cyber law), financial planners, healthcare...

Posted On Sep 25, 26
Full-time Experience : Min 15 yrs required
Practice Area:
Professional Liability Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media professional liability Professional Liability Law school districts Securities
Practice Area:
Professional Liability Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media professional liability Professional Liability Law school districts Securities

Title: Professional Liability Attorney Job Responsibilities: - Defend professional liability claims involving Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. - Conduct strong research and develop comprehensive legal writing. - Represent a wide range of professionals either through direct engagement...

Posted On Sep 21, 26
Full-time 29 views Experience : Min 8 yrs required
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

Advisor III - Atlanta: - Job Title: Wealth Advisor III - Location: Atlanta, Georgia, USA - Category: Wealth, Brokerage and Premier Banking - Employment Type: Regular - Language Fluency: English (Required) - Work Shift: 1st shift (United States of...

By Employer Type

In-House Law Firm
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend