Legal Finra Jobs Jobs in Tamarac, FL

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - Financial Services - Defense Attorney / Insurance Defense - General Attorney / Finance - Financial Services Regulation Attorney / Personal Injury Defense Attorney / F (Remote)

Law Firm • **Members Only** Fort Lauderdale, FL

Apply

Posted On Sep 01, 26

Full-time Experience : Min 10 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Insurance Defense - General Finance - Financial Services Regulation Personal Injury Defense Finance - General

Job Tags:

financial services litigation FINRA Insurance Litigation professional liability

Title: Financial Services Partner/Of Counsel Job Responsibilities: - Manage arbitration, litigation, and regulatory matters from inception through resolution. - Communicate directly with clients, providing strategic guidance and regular case updates. - Collaborate with attorneys across offices and practice groups on financial services matters. - Consult...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Fort Lauderdale, FL

In-House • **Members Only** Fort Lauderdale, FL

Apply

Posted On Aug 18, 26

Full-time 29 views Experience : Min 8 yrs required

Job Tags:

banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

Advisor III - Palm Beach / Boca Raton This job is available in 2 locations Category Wealth, Brokerage and Premier Banking Posted Date 08/28/2024 Brand img The position is described below. If you want to apply, click the Apply...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Administrative Law Attorney / Government Contracts Attorney / Government - General Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Aug 25, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Administrative Law Government Contracts Government - General

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that case outcomes are supported by accurate and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - Securities Litigation - Plaintiffs Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Jun 01, 26

Full-time 8 views Experience : Min 6 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs

Job Tags:

Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: - Resolve non-complex Enforcement matters through rigorous assessment and effective advocacy. - Execute a risk-based legal strategy to assess the record fairly and recommend a fair and effective outcome by accurately assessing the evidence and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a proficient team of investigators addressing crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a specialized team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Aug 31, 26

Full-time 2 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading efforts to identify emerging threats and drive intelligence-driven initiatives. - Lead a team of intelligence analysts in identifying, analyzing, and predicting emerging risks, threats,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Sep 01, 26

Full-time 2 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Director. The role involves conducting risk monitoring activities and ongoing risk assessments of FINRA members. Key responsibilities include: -... Supporting the Risk Monitoring Director in identifying existing and emerging risks, and interacting with internal and external parties. - Conducting risk monitoring ac...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

In-House • **Members Only** Boca Raton, FL

Apply

Posted On Aug 18, 26

Full-time 29 views Experience : Min 8 yrs required

Job Tags:

banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

- Job Title: Wealth Advisor III - Palm Beach / Boca Raton - Available in 2 locations - Category: Wealth, Brokerage and Premier Banking - Posted Date: 08/28/2024 - Language Fluency: English (Required) - Work Shift: 1st shift (United...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

In-House • **Members Only** Boca Raton, FL

Apply

Posted On Aug 18, 26

Full-time 31 views Experience : Min 8 yrs required

Job Tags:

banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

Advisor III - Palm Beach / Boca Raton This job is available in 2 locations Category Wealth, Brokerage and Premier Banking Posted Date 08/28/2024 Brand img The position is described below. If you want to apply, click the Apply...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Jun 10, 26

Full-time 5 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a pivotal role in proactive regulatory risk assessment and the formulation of regulatory strategies. This position is crucial for the Surveillance department to effectively develop...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Jun 21, 26

Full-time 11 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, you will play a crucial role in protecting the integrity of . securities markets. Reporting directly to a Risk Monitoring Director, you will: - Lead sophisticated risk assessments of member...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Jul 26, 26

Full-time 1 views Experience : 5-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner;...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Jul 26, 26

Full-time Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, organization, the SEC, and other regulatory bodies. - Provide expert...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Jul 26, 26

Full-time 2 views

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into the crypto asset activities of organization member firms and their associated persons. This role...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Aug 12, 26

Full-time 2 views Experience : 3-5 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

Apply

Posted On Sep 08, 26

Full-time 1 views Experience : Min 6 yrs required

Job Tags:

Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst is entrusted with the responsibility of developing, maintaining, and updating training modules tailored for key job categories within the Dispute Resolution Services (DRS) sector. The role involves training new regional...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Finra Jobs in Tamarac

Preview Results

Filter by

Sign Up

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Job Tags:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

By Employer Type