Finra Jobs in Tennessee

President, Advanced Strategies The candidate will create the vision and business plan to set challenging goals for the department. Will function as a key player in the business generated through the effective execution of the business plan. Drive continuous improvement of the Advanced Strategies team through actively pursuing a broader understanding of the market and industry, as well as the role firm’s investment programs play in the advanced concepts. Understand the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Management Cross - Border Attorney The candidate will advise senior International and UHNW business management on day-to-day issue of US and non-US securities, broker-dealer and investment advisory laws in connection with the delivery of wealth management solutions to high net worth and ultra-high net worth foreign and domestic clients holding assets in the US. Will support strategic initiatives and projects with affiliates globally, typically in a cross-border contex... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Sky Paralegal Greenberg Traurig, a global law firm, has an excellent full-time employment opportunity for an experienced Securities/Blue Sky Paralegal in the Corporate group open to various office locations. We offer competitive compensation and an excellent benefits package. ##Position Summary The Securities/Blue Sky Paralegal position will provide organizational and practice specific assistance to attorneys in the Corporate Securities Department inv... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal The candidate work includes: interact with securities regulators on a daily basis and handle a significant caseload including document review and the preparation of written responses to regulators under an attorney's supervision; work with branch office personnel, financial advisors and other employees to respond to regulatory inquiries, investigations and subpoenas from, among others, FINRA, SEC, CFTC, NFA, CBOE,... MSRB, NYSE, law enforcement and the states; partner... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal Duties: Coordinate and manage multiple transactional closings involving finance transactions, securities, mergers and acquisitions, joint ventures, and strategic investments for both private and public companies. Assist with the preparation of closing documents; prepare resolutions, consents and other related documents; maintain closing files and compile closing sets. Prepare all documents required to form corporations, partnerships and limited liability... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Analyst/Paralegal The candidate will interact with securities regulators on a daily basis and handle a significant caseload including document review and the preparation of written responses to regulators under an attorney's supervision. Will work with branch office personnel, financial advisors and other employees to respond to regulatory inquiries, investigations and subpoenas from, among others, FINRA, SEC, CFTC, NFA, CBOE,... MSRB, NYSE, law enforcement and the s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Duties: Assist in the preparation and updating of Disclosure Booklets and Supplements for 529 qualified tuition plans by gathering information, drafting and proofreading. Assist in the drafting of contractual agreements, both with state tuition clients and with outside vendors. Serve as the education savings law liaison on various business area projects. Serve as the primary contact with the business for various state programs and respond to client questions on s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Responsibilities: Assist in the preparation and updating of Disclosure Booklets and Supplements for 529 qualified tuition plans by gathering information, drafting and proofreading. Assist in the drafting of contractual agreements, both with our state tuition clients and with outside vendors. Serve as the education savings law liaison on various business area projects. Serve as the primary contact with the business for various state programs and respond to client qu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Compliance Expert/Counsel - Investment ## Company Overview Ncontracts is an integrated risk management company that provides comprehensive vendor, compliance, risk management, and lending compliance solutions to a rapidly expanding customer base of over 4,000 financial institutions in the United States. The company helps financial institutions achieve their compliance and risk management goals with a powerful combination of user-friendly, cloud-based softwa... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Business Risk Manager - Risk Governance **Job Summary:** read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here