Investment Advisers Act Of 1940 Jobs in Englewood

Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Chief Compliance Officer The candidate will be responsible for leading the development, implementation, and on-going administration of the compliance program for the firm Funds and firm, Inc. Responsible for all aspects of the Funds’ compliance program, including maintaining written compliance policies and procedures to ensure compliance with Rule 38a-1 under the Investment Company Act of 1940.... Responsible for all aspects... of the Adviser’s compliance program, including ma... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Private Investment Funds - Associate Attorney... The candidate must have solid academic credentials and 4+ years of experience. Must have experience in the structuring and formation of private equity funds or venture capital funds and negotiation with limited partners. Additional experience with structuring general partner and management companies as well as experience with real estate funds and/or hedge funds is also helpful. In addition, experience with the Investment Company... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Private Investment Funds - Associate Attorney... Candidate should have solid academic credentials and 4+ years of experience. Experience in the structuring and formation of private equity funds or venture capital funds and negotiation with limited partners is required. Additional experience with structuring general partner and management companies as well as experience with real estate funds and/or hedge funds is also helpful. In addition, experience with the Investment Company... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Junior to Mid-level Investment Management Associate The candidate... must have 2+ years of experience in investment management transactional work, including... inprivate fund formation, and some familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Experience representing institutional investors... and wealth advisory firms is a plus. Should have excellent academic credentials. Must currently be licensed, or currently be eligible to become licen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Junior Investment Management Associate Attorney The... candidate must have experience in the structuring and formation of private equity funds or venture capital funds and negotiation with limited partners. Additional experience with structuring general partner and management companies as well as experience with real estate funds and/or hedge funds is also helpful. Experience with the Investment Company Act of 1940... and the Investment Advisers Act of 1940... and related issues, rep...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Associate Attorney -... Junior to Midlevel The candidate should have experience in the structuring and formation of private equity funds or venture capital funds and negotiation with limited partners. Additional experience with structuring general partner and management companies as well as experience with real estate funds and/or hedge funds is also helpful. In addition, experience with the Investment Company Act of 1940... and the Investment Advisers Act of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Associate The candidate must have 3-5 years of experience. Should preferably have a general corporate background with specific experience advising investment management companies, assisting with... fund formation, and handling compliance and operational securities issues. Experience with venture capital, private equity, and real estate funds is desired. Should have requisite experience with the Investment Advisers Act of 1940... and Investment Company Act of 1940,... as wel... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Associate - Junior... to Mid-Level The candidate should have 1+ years of experience in investment management transactional work, including... in private fund formation, and some familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Experience representing institutional investors... and wealth advisory firms is a plus. Should have excellent academic credentials and strong written and verbal communication skills.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Investment Management Associate Attorney -... Junior to Mid-Level Law firm is seeking a junior to mid-level Investment Management Associate with 2-4... years of experience to join their team in either their Boston, Denver, New York, or Washington, DC offices. The ideal candidate will have experience registering funds on Form N-1A and/or Form N-2, drafting board materials and minutes for registered investment companies, representing investment advisers,... underwriters and servic... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here