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Investment Advisers Act Of 1940 Jobs in Hoffman Estates

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United States
Posted On Jul 07, 26
Full-time 4 views
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation
Job Tags:
agreements asset management Commercial Contracts contracts corporate governance corporate regulatory document review due diligence ETFs Intellectual Property Investment Advisers Act of 1940 licensing Litigation marketing Mutual Funds pension Profit Sharing securities laws Trademark wealth management
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation
Job Tags:
agreements asset management Commercial Contracts contracts corporate governance corporate regulatory document review due diligence ETFs Intellectual Property Investment Advisers Act of 1940 licensing Litigation marketing Mutual Funds pension Profit Sharing securities laws Trademark wealth management

Title: Associate Counsel Job Responsibilities: - Draft, review, negotiate, and advise on a wide variety of commercial agreements, such as vendor contracts, technology and SaaS agreements, service agreements, licensing arrangements, and other third-party contracts. - Partner with business teams to identify legal risks,...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel, Investment Management - Commercial Contracting... Duties: Draft and negotiate various types of commercial agreements relating to A consulting business (such as investment advisory and management agreements,... service agreements and consulting agreements), with a primary emphasis on Consulting business. Serve as a strategic partner with the Investment Consulting business team as... it works to develop new product and service offerings. Demonstrate familiarity with t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal The candidate will be responsible for duties related to the Investment Company Act of 1940... ("40 Act") and Investment Adviser's Act of 1940... ("Advisers Act"). Will provide paralegal... support to the investment management areas of the... legal department and assists in-house counsel with various projects and legal matters related to mutual funds, closed-end funds, and investment advisers; prepares and/or files... regulatory... forms, reports and registration statements such Form... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal Duties: Will be responsible for duties related to the Investment Company Act of 1940... (“40 Act”) and Investment Adviser’s Act of 1940... (“Advisers Act”) in a fast-paced legal department. This position provides paralegal support to the investment management areas of the... legal department. The Paralegal assists in-house counsel with various projects and legal matters related to mutual funds, closed-end funds, and investment advisers. Prepares and/or files... regul... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal Duties: Will be responsible for duties related to the Investment Company Act of 1940... (“40 Act”) and Investment Adviser’s Act of 1940... (“Advisers Act”) in a fast-paced legal department. Provides paralegal support to the investment management areas of the... legal department. Assists in-house counsel with various projects and legal matters related to mutual funds, closed-end funds, and investment advisers. Prepares and/or files... regulatory forms, reports and reg... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

AVP, Associate Counsel The candidate provides support to other senior attorneys in the Legal Department on wide array of legal issues assigned by and under the supervision of these senior attorneys. Will have an opportunity to work on matters related to the Investment Company Act of 1940... and Investment Adviser Act of 1940,... work with foreign jurisdictions... and Irish domiciled UCITs and general . corporate and securities law matters. Provides legal advice and support to the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

AVP, Associate Counsel The candidate provides support to other senior attorneys in the Legal Department on wide array of legal issues assigned by and under the supervision of these senior attorneys. Will have an opportunity to work on matters related to the Investment Company Act of 1940... and Investment Adviser Act of 1940,... work with foreign jurisdictions... and Irish domiciled UCITs and general . corporate and securities law matters. Provides legal advice and support to the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel The candidate will provide support to other senior attorneys in the Legal Department on wide array of legal issues assigned by and under the supervision of these senior attorneys. Provides legal advice and support to the Company on a variety of legal matters, including . open and closed-end investment companies, investment advisor, UCITs... and public company regulatory compliance, disclosures and filings. Provides timely and high quality legal services and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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