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Investment Advisers Act Of 1940 Jobs in Hollywood

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United States
Posted On Aug 20, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Domestic Violence equity ERISA fund formation growth equity health benefits Insurance Investment Advisers Act of 1940 life sciences marketing Partnership private equity Securities Securities Act of 1933 securities laws stalking
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Domestic Violence equity ERISA fund formation growth equity health benefits Insurance Investment Advisers Act of 1940 life sciences marketing Partnership private equity Securities Securities Act of 1933 securities laws stalking

compliance-related tasks within the investment business sector. The primary... responsibilities include supporting senior members of the compliance and legal teams on regulatory matters arising from organizations such as the SEC, CFTC, and DOL (ERISA). The role involves ensuring compliance with...

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salary range for this position is $150,000 to $200,000. # Corporate Legal Counsel ## About the Company **Members Only.** to provide everyday investors access to the institutional-grade real estate deals that are normally reserved for only the largest investors. Cardone Capita... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Salary is commensurate with experience. # General Counsel ## Company Summary **Members Only.** to provide everyday investors access to the institutional-grade real estate deals that are normally reserved for only the largest investors. read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney - Investment Management The candidate will... be drafting and reviewing fund registration statements, shareholder reports, marketing and related materials to ensure compliance with applicable disclosure, legal and regulatory standards. Will be drafting and reviewing fund proxy materials to ensure compliance with applicable disclosure, legal and regulatory standards. Compliance with NYSE requirements, as applicable. Drafting memoranda for fund boards of directors/truste... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Private Funds Attorney The candidate will provide advice on the formation, structuring and marketing/distribution of open-end and closed-end funds and special purpose vehicles across various jurisdictions. Prepare, review and negotiate fund offering documents and side letters as well as agreements with service providers, including administrators, custodians and placement agents. Partner with internal stakeholders, including investment, finance and administration, tax,... compli... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney – Investment Management The candidate will... collaborate with the business, providing advice on new product development and product management for digital advice and technology-based financial services, including digital mobile applications, digital portfolio construction analytics, proprietary goal-based financial planning tools, and financial products utilizing algorithms and machine learning technology. Will be advising Firms digital advisory business lines on the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney - Securities Transactions The candidate will be working closely with the firm’s portfolio management and research teams and other business units to provide advice and counseling concerning investment, corporate restructuring, and bankruptcy-related... matters on behalf of Franklin’s registered funds and advisers, private funds, and institutional... clients. Reviewing and negotiating investment-related documentation related to debt,... equity (venture and private equity), cry... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Attorney - Securities Transactions read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with... a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and... independent board members on matters arising under . federal securities laws, particularly the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Attorney with 1940 Act Experience to work with... a large law firm client in Atlanta, Georgia office. Should have 2-5 years' of experience advising registered investment companies, including 1940 Act... experience. Prior experience should... include open-end and closed-end funds, working with investment advisers and broker-dealers, and... significant experience advising clients in connection with the Investment Company Act of 1940... (1940 Act).... . required with Georgia... Bar lic... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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