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Investment Advisers Act Of 1940 Jobs in Palos Verdes Estates

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United States
Posted On Sep 23, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

and Private Real Estate Investment Fund Formation Job Responsibilities: - Assist... Securities Act of 1933, Investment Advisers Act of 1940,... and Investment Company Act of 1940. -... Represent venture capitalists, private... equity firms, hedge fund managers, and family offices in various transactions. - Handl...

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Posted On Sep 30, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: 1. Bank Regulatory and Enterprise Advisory: - Provide legal counsel on federal banking laws and regulations, including prudential, safety and soundness, corporate governance, affiliate transactions, investments, and permissible activity requirements....

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Posted On Jul 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Attorney - Operations, Technology and Regulatory Team Job Responsibilities: - Provide legal advice and strategic counsel on prudential banking regulation, corporate activities, investments, affiliate transactions, and new products and services, including innovative products or money movement solutions like stablecoins and digital...

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Posted On Aug 05, 26
Full-time 1 views
Job Tags:
asset management crime Ethics FINRA Insurance Investment Company Act private equity spectrum
Job Tags:
asset management crime Ethics FINRA Insurance Investment Company Act private equity spectrum

Title Compliance Associate Vice President Job Responsibilities - Conduct conflict checks on proposed transactions involving executive officers and other designated access persons, assessing alignment with internal policies. - Identify and analyze conflicts arising from employee personal trading, private investments, and...

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Corporate Attorney

Recruiter • **Members Only** Los Angeles, CA

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Posted On Sep 24, 26
Full-time 1 views Experience : 3-20 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

and private real estate investment fund formation experience to... join their Corporate Practice Group in Philadelphia, PA or New York, NY. The ideal candidate will have significant experience in fund formation, private placements, and securities clients in all aspects...

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